-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SUj+J6l5KNnqv9kkAsLwD0hG20Px3e6tx6igIVKGbUdf4Fp7t+dNhPau4M5YmEnJ 2rL9Xh8W9Eo3Kf1a2//CNA== 0001116320-02-000018.txt : 20020414 0001116320-02-000018.hdr.sgml : 20020414 ACCESSION NUMBER: 0001116320-02-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020131 FILED AS OF DATE: 20020208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LENNOX INTERNATIONAL INC CENTRAL INDEX KEY: 0001069202 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 420991521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15149 FILM NUMBER: 02531856 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 972-497-5000 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 COMPANY DATA: COMPANY CONFORMED NAME: ANDERSON DAVID H CENTRAL INDEX KEY: 0001099752 DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2100 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 9724875000 MAIL ADDRESS: STREET 1: 2100 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 4 1 anderson202.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Anderson, David H. 2140 Lake Park Blvd. Richardson, Texas 75080-2254 2. Issuer Name and Ticker or Trading Symbol Lennox International Inc. (LII) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 1/02 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6. Ownership 7)Nature of action action or Disposed of (D) Securities Form: Direct Indirect Date Code A Beneficially (D) or Beneficial (Month/ or Owned at Indirect Ownership Day/Year) Code V Amount D Price End of Month (I) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 1/8/02 M 5,000 A $7.28 D $0.01 per share Common Stock, par value 1/8/02 S 5,000 D $10.00 0.00 D $0.01 per share Common Stock, par value 66,825 I Betty Oakes Trust $0.01 per share Common Stock, par value 1/2/02 A(1) V 414 A $9.8150 3,562,077 I D. H. Anderson Trust $0.01 per share Common Stock, par value 89,930 I Daughter Kristin $0.01 per share Common Stock, par value 199,881 I K. H. Anderson Trust $0.01 per share Common Stock, par value 203,935 I Linda L. Anderson Trust $0.01 per share 1 Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative ---------------------------------------------------------------------- Security Code V A D Date Exercisable Expiration Date - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $7.28 1/8/02 M 5,000 12/8/95 12/8/05 $0.01 per share Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10)Ownership 11)Nature of Security action of Underlying of Deri- Derivative Form of Indirect Date Securities vative Securities Derivative Beneficial ------------------------------- Security Beneficially Security: or Ownership Amount or Owned at Direct (D) or Number of End of Month Indirect (I) Title Shares - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 1/8/02 Common Stock, par 5,000 11,830 D $0.01 per share value $01.01 per share Explanation of Responses: (1) Directors' Quarterly Stock Compensation. - - Attorney-in-fact pursuant to the power of attorney dated 7/9/99.
SIGNATURE OF REPORTING PERSON /S/ By: Carl E. Edwards, Jr. For: David H. Anderson DATE 2/5/02 -----END PRIVACY-ENHANCED MESSAGE-----