-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QeJuy9vbJZbTp+tfHzEMtQiB4jR/R4TU5itu//mwI/FDaXmVGCwM1u8gFEPFIjQ4 MoxvN0OdnABZwNy2h0ympw== 0001116320-02-000010.txt : 20020413 0001116320-02-000010.hdr.sgml : 20020413 ACCESSION NUMBER: 0001116320-02-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020108 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LENNOX INTERNATIONAL INC CENTRAL INDEX KEY: 0001069202 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 420991521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15149 FILM NUMBER: 2504130 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 972-497-5000 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 COMPANY DATA: COMPANY CONFORMED NAME: NORRIS JOHN W III CENTRAL INDEX KEY: 0001139032 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2100 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 76080 BUSINESS PHONE: 9724975000 MAIL ADDRESS: STREET 1: 2100 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 76080 4 1 bnorris1201.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Norris, III, John W 2140 Lake Park Blvd. Richardson, Texas 75080-2254 2. Issuer Name and Ticker or Trading Symbol Lennox International Inc. (LII) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 12/01 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6. Ownership 7)Nature of action action or Disposed of (D) Securities Form: Direct Indirect Date Code A Beneficially (D) or Beneficial (Month/ or Owned at Indirect Ownership Day/Year) Code V Amount D Price End of Month (I) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 12/21/01 G V 6,315 D 272,849 Direct $0.01 per share Common Stock, par value 12/21/01 G V 2,105 A 4,987 Indirect B.W.Norris Trust $0.01 per share Common Stock, par value 1,000 Indirect Daughter, Lily $0.01 per share Common Stock, par value 12/21/01 G V 2,105 A 4,063 Indirect L.C. Norris Trust $0.01 per share Common Stock, par value 2,621,406 Indirect Norris Family Ltd $0.01 per share Partnership (1) Common Stock, par value 16,142 Indirect Son, Benjamin $0.01 per share Common Stock, par value 9,547 Indirect Son, William $0.01 per share Common Stock, par value 16,817 Indirect Spouse, Catherine $0.01 per share Common Stock, par value 12/21/01 G V 2,105 A 4,987 Indirect W.H.Norris Trust $0.01 per share 1 Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Date Exercisable Expiration Date - ------------------------------------------------------------------------------------------------------------------------------------ Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10)Ownership 11)Nature of Security action of Underlying of Deri- Derivative Form of Indirect Date Securities vative Securities Derivative Beneficial Amount or Security Beneficially Security: or Ownership Number of Owned at Direct (D) or Title Shares End of Month Indirect (I) - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) The reporting person disclaims beneficial ownership of the securities held by the Norris Family Ltd. Partnership, except to the extent of his pecuniary interest in the securities. - Attorney-in-fact pursuant to the power of attorney dated 4/20/01.
SIGNATURE OF REPORTING PERSON /S/ By: Carl E. Edwards, Jr. For: John W. Norris, III DATE 1/8/02 -----END PRIVACY-ENHANCED MESSAGE-----