0001116320-01-500102.txt : 20011018 0001116320-01-500102.hdr.sgml : 20011018 ACCESSION NUMBER: 0001116320-01-500102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011010 COMPANY DATA: COMPANY CONFORMED NAME: PENNINGTON WILLIAM LANE CENTRAL INDEX KEY: 0001116329 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080-2254 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080-2254 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LENNOX INTERNATIONAL INC CENTRAL INDEX KEY: 0001069202 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 420991521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15149 FILM NUMBER: 1755489 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 972-497-5000 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 4 1 pennington901.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [X] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Pennington, William Lane 4205 Amherst Dallas, TX 75225 2. Issuer Name and Ticker or Trading Symbol Lennox International Inc. (LII) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 09/01 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) President WW Heat Transfer/ Asia Pacific Ops. 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired 5)Amount of 6)Ownership Form: 7)Nature of action action (A or Disposed of (D) Securities Direct (D) or Indirect Date Code Beneficially Indirect (I) Benefician --------------------------------- Owned at Ownership A End of Month (Month/ or Day/Year) Code V Amount D Price ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 9/10/01 S 500 D $10.22 D $0.01 per share Common Stock, par value 9/10/01 S 500 D $10.23 D $0.01 per share Common Stock, par value 9/10/01 S 500 D $10.26 D $0.01 per share Common Stock, par value 9/10/01 S 613 D $10.26 D $0.01 per share Common Stock, par value 9/10/01 S 1,000 D $10.25 D $0.01 per share Common Stock, par value 9/10/01 S 2,500 D $10.27 D $0.01 per share Common Stock, par value 9/10/01 S 100 D $10.20 D $0.01 per share Common Stock, par value 9/10/01 S 100 D $10.18 D $0.01 per share Common Stock, par value 9/10/01 S 200 D $10.19 D $0.01 per share Common Stock, par value 9/10/01 S 600 D $10.15 64,902 D $0.01 per share 1 Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Month/Day/Year Derivative ------------------------------------ --------------------------------- Security Month/Day/Year Code V A D Date Exercisable Expiration Date ------------------------------------------------------------------------------------------------------------------------------------ Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10)Ownership Form 11)Nature of Security action of Underlying of Deri- Derivative of Derivative Indirect Date Securities vative Securities Security: Direct Beneficial ----------------------- Security Beneficially (D) or Indirect Ownership Amount or Owned at End (I) Number of of Month - Title Shares ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: - Attorney-in-fact pursuant to the power of attorney dated 7/9/99.
SIGNATURE OF REPORTING PERSON /S/ By: Carl E. Edwards, Jr. For: William Lane Pennington DATE 10/08/01