4 1 bnorris0601.txt STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Norris, III, John W 2140 Lake Park Blvd. Richardson, Texas 75080-2254 2. Issuer Name and Ticker or Trading Symbol Lennox International Inc. (LII) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 06/01 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6. Ownership 7)Nature of action action or Disposed of (D) Securities Form: Direct Indirect Date Code A Beneficially (D) or Beneficial (Month/ or Owned at Indirect Ownership Day/Year) Code V Amount D Price End of Month (I) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 06/29/01 A(1) V 157 A $10.56 278,974 Direct $0.01 per share Common Stock, par value 2,882 Indirect B.W.Norris Trust $0.01 per share Common Stock, par value 990 Indirect Daughter, Lily $0.01 per share Common Stock, par value 1,958 Indirect L.C. Norris Trust $0.01 per share Common Stock, par value 2,621,406 Indirect(2) Norris Family Ltd $0.01 per share Partnership Common Stock, par value 16,132 Indirect Son, Benjamin $0.01 per share Common Stock, par value 9,537 Indirect Son, William $0.01 per share Common Stock, par value 16,807 Indirect Spouse, Catherine $0.01 per share Common Stock, par value 2,882 Indirect W.H.Norris Trust $0.01 per share 1 Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Date Exercisable Expiration Date ------------------------------------------------------------------------------------------------------------------------------------ Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10)Ownership 11)Nature of Security action of Underlying of Deri- Derivative Form of Indirect Date Securities vative Securities Derivative Beneficial Amount or Security Beneficially Security: or Ownership Number of Owned at Direct (D) or Title Shares End of Month Indirect (I) ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) Directors' Quarterly Stock Compensation (2) The reporting person disclaims beneficial ownership of the securities held by the Norris Family Ltd. Partnership, except to the extent of his pecuniary interest in the securities. - Attorney-in-fact pursuant to the power of attorney dated 4/20/01.
SIGNATURE OF REPORTING PERSON /S/ By: Carl E. Edwards, Jr. For: John W. Norris, III DATE 07/06/01