-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KIu0N6L7hmqb9ufTd63w4IkUVW3n4nPnaJkDgi/xIvX2HMpnmW2zQciYd1AUvj4k BkfiGtHkyGw5gCOmFZBSRw== 0001116320-01-000165.txt : 20010410 0001116320-01-000165.hdr.sgml : 20010410 ACCESSION NUMBER: 0001116320-01-000165 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990731 FILED AS OF DATE: 20010406 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LENNOX INTERNATIONAL INC CENTRAL INDEX KEY: 0001069202 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 420991521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: SEC FILE NUMBER: 001-15149 FILM NUMBER: 1597233 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 972-497-5000 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 COMPANY DATA: COMPANY CONFORMED NAME: BOOTH RICHARD W CENTRAL INDEX KEY: 0001092977 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4/A BUSINESS ADDRESS: STREET 1: 2100 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 76080 BUSINESS PHONE: 9724975000 MAIL ADDRESS: STREET 1: 2100 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 76080 4/A 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Booth, Richard W. 2140 Lake Park Blvd. Richardson, Texas 75080-2254 2. Issuer Name and Ticker or Trading Symbol Lennox International Inc. (LII) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 07/99 5. If Amendment, Date of Original (Month/Year) 08/06/99 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) Director 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired 5)Amount of 6)Ownership 7)Nature of action action (A or Disposed of (D) Securities Form: Indirect Date Code Beneficially Direct (D) or Benefician --------------------------------- Owned at or Indirect Ownership A End of Month (I) (Month/ or Day/Year) Code V Amount D Price - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 07/28/99 G(1) V 160,000 D D $0.01 per share Common Stock, par value 07/28/99 G(2) V 53,333 D 707,235(3) D $0.01 per share Common Stock, par value 07/28/99 G(2) V 53,333 A 53,333 I Charitable Remainder $0.01 per share Unitrust Common Stock, par value 1,699,764 I Norwest Bank Anne Zink $0.01 per share Common Stock, par value 1,699,731 I Norwest Bank FBO $0.01 per share R. W. Booth Common Stock, par value 336,600 I Trust FBO Anne Zink $0.01 per share Common Stock, par value 330,000 I Trust FBO Richard Booth $0.01 per share Common Stock, par value 293,271 I Wife $0.01 per share 1 Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Month/Day/Year Derivative ------------------------------------ --------------------------------- Security Month/Day/Year Code V A D Date Exercisable Expiration Date - ------------------------------------------------------------------------------------------------------------------------------------ Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10)Ownership Form 11)Nature of Security action of Underlying of Deri- Derivative of Derivative Indirect Date Securities vative Securities Security: Direct Beneficial ----------------------- Security Beneficially (D) or Indirect Ownership Amount or Owned at End (I) Number of of Month - Title Shares - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) Transfer of shares to the Booth Family Charitable Lead Annuity Trust. The reporting person disclaims any beneficial ownership of th e reported securities. (2) Richard W. and Anne C. Booth Charitable Remainder Unitrust. - Attorney-in-fact pursuant to the power of attorney dated 7/9/99. (3) Purchase of 1,250 shares erroneously reported on original Form 4. - Attorney-in-fact pursuant to the power of attorney dated 7/9/99.
SIGNATURE OF REPORTING PERSON /S/ By: Carl E. Edwards, Jr. For: Richard W. Booth DATE 04/05/01 -----END PRIVACY-ENHANCED MESSAGE-----