-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A8xsSiFfLBHyrpyNnQjdCFSo86pm0giEH3Wpo1xFaTp+0dw0ElDIcboL3pS1sfSb 9VvTZ4Ds1vui5T7uU4sTmQ== 0001116320-01-000101.txt : 20010209 0001116320-01-000101.hdr.sgml : 20010209 ACCESSION NUMBER: 0001116320-01-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010131 FILED AS OF DATE: 20010208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LENNOX INTERNATIONAL INC CENTRAL INDEX KEY: 0001069202 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 420991521 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-15149 FILM NUMBER: 1528941 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 78703 BUSINESS PHONE: 9724975440 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 78703 COMPANY DATA: COMPANY CONFORMED NAME: BROWN DAVID V CENTRAL INDEX KEY: 0001122789 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: PLANTATION CAMP STREET 2: 34285 KRUSE RANCH RD CITY: CAZADERO STATE: CA ZIP: 95421 MAIL ADDRESS: STREET 1: PLANTATION CAMP STREET 2: 34285 KRUSE RANCH RD CITY: CAZADERO STATE: CA ZIP: 95421 4 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Brown, David V. 2140 Lake Park Blvd. Richardson, Texas 75080-2254 2. Issuer Name and Ticker or Trading Symbol Lennox International Inc. (LII) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 01/01 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) Director 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6)Ownership 7)Nature of action action or Disposed of (D) Securities Form: Indirect Date Code Beneficially Direct Beneficial ------------- ------------------------ Owned at End (D) or Ownership (Month/ A or of Month Indirect Day/Year) Code V Amount D Price (I) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 01/03/01 A(1) V 265 A $9.4375 896,647 D Direct $0.01 per share Common Stock, par value 96,558 I Daughter Elizabeth $0.01 per share Common Stock, par value 96,558 I Daughter Emily $0.01 per share Common Stock, par value 122,001 I Son Evan $0.01 per share Common Stock, par value 112,629 I Wife $0.01 per share 1 Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Month/Day/Year Derivative -------- ----------------------- --------------------------------- Security Month/Day/Year Code V A D Date Exercisable Expiration Date - ------------------------------------------------------------------------------------------------------------------------------------ Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10)Ownership 11)Nature of Security action of Underlying of Deri- Derivative Form of Indirect Date Securities vative Securities Derivative Beneficial ------------------------ Security Beneficially Security Ownership Amount or Owned at End Direct (D) Month/Day/ Number of of Month or Indirect Year Title (I) - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) Directors' Quarterly Stock Compensation
SIGNATURE OF REPORTING PERSON /S/ By: Carl E. Edwards, Jr. For: David V. Brown DATE 02/08/01 -----END PRIVACY-ENHANCED MESSAGE-----