-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S78heD0XWcmTd9wOkOtRurteTM76G8EpriCYWm7nSG1YuSwlOrNvQbyHFt2q3IEf Vux8aIABFuhpVF2WZFxNdQ== 0001116320-01-000058.txt : 20010123 0001116320-01-000058.hdr.sgml : 20010123 ACCESSION NUMBER: 0001116320-01-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LENNOX INTERNATIONAL INC CENTRAL INDEX KEY: 0001069202 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 420991521 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-15149 FILM NUMBER: 1504962 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 78703 BUSINESS PHONE: 9724975440 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 78703 COMPANY DATA: COMPANY CONFORMED NAME: ROTH WILLIAM G CENTRAL INDEX KEY: 0001122796 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 34285 KRUSE RANCH RD CITY: CAZADERO STATE: CA ZIP: 95421 MAIL ADDRESS: STREET 1: US WEST INC STREET 2: 1801 CALIFORNIA ST STE 4320 CITY: DENVER STATE: CO ZIP: 80202 4 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Roth, William G. 2140 Lake Park Blvd. Richardson, Texas 75080-2254 2. Issuer Name and Ticker or Trading Symbol Lennox International Inc. (LII) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 12/00 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) Director 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6)Ownership 7)Nature of action action or Disposed of (D) Securities Form: Direct Indirect Date Code Beneficially (D) or Beneficial ------- --------------------------- Owned at End Indirect (I) Ownership (Month/ A or of Month Day/Year) Code V Amount D Price - ------------------------------------------------------------------------------------------------------------------------------------ 1 Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Month/Day/Year Derivative -------- ------------------------------- --------------------------------- Security Month/Day/Year Code V A D Date Exercisable Expiration Date - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option $7.8750 12/15/00 A V 15,131 (1) 12/15/07 (right to buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10)Ownership Form 11)Nature of Security action of Underlying of Deri- Derivative of Derivative Indirect Date Securities vative Securities Security: Direct Beneficial ------------------------ Security Beneficially (D) or Indirect Ownership Amount or Owned at End (I) Month/Day/ Number of of Month Year Title Shares - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option 12/15/00 Common Stock 15,131 15,131 Direct (right to buy) Explanation of Responses: (1) The option becomes exercisable in three equal annual installments, commencing one year after the date of grant. - - Attorney-in-fact pursuant to the power of attorney dated 7/9/99.
SIGNATURE OF REPORTING PERSON /S/ By: Carl E. Edwards, Jr. For: William G. Roth DATE 01/08/01
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