-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BoIbgRQctSXvd6oJ6FR+Rr9GUihDye1x9SVgd/e8xuLsQ/CW+sAZR0JdbYeytIzk Fh34Y3JmsSAKZ4uAe06TvA== 0001116320-01-000056.txt : 20010123 0001116320-01-000056.hdr.sgml : 20010123 ACCESSION NUMBER: 0001116320-01-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LENNOX INTERNATIONAL INC CENTRAL INDEX KEY: 0001069202 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 420991521 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-15149 FILM NUMBER: 1504958 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 78703 BUSINESS PHONE: 9724975440 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 78703 COMPANY DATA: COMPANY CONFORMED NAME: NORRIS JOHN W JR CENTRAL INDEX KEY: 0001076472 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2100 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 76080 BUSINESS PHONE: 9724975000 MAIL ADDRESS: STREET 1: 2100 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 76080 4 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Norris, Jr., John W. 17121 Earthwind Dallas, TX 75248 2. Issuer Name and Ticker or Trading Symbol Lennox International Inc. (LII) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 12/00 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [X] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Chairman of the Board 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6)Ownership 7)Nature of Indirect action action or Disposed of (D) Securities Form: Direct Beneficial Ownership Date Code Beneficially (D) or Indirect -------- --------------------------- Owned at End (I) (Month/ A or of Month Day/Year) Code V Amount D Price - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $0.01 per share 321,750 Indirect JWNorris Trust A Common Stock, par value $0.01 per share 663,135 Indirect Megan Norris Trust A Common Stock, par value $0.01 per share 12/15/00 A(1) V 48,451 A 2,628,669 Indirect Norris Family Ltd Partnership Common Stock, par value $0.01 per share 321,750 Indirect RWNorris Trust A Common Stock, par value $0.01 per share 201,729 Indirect Wife 1 Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Month/Day/Year Derivative -------- ----------------------------- --------------------------------- Security Month/Day/Year Code V A D Date Exercisable Expiration Date - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option $7.8750 12/15/00 A V 149,982 (2) 12/15/07 (right to buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10)Ownership Form: 11)Nature of Security action of Underlying of Deri- Derivative of Derivative Indirect Date Securities vative Securities Security: Direct Beneficial -------------------------- Security Beneficially (D) or Indirect (I) Ownership Amount or Owned at End Month/Day/ Number of of Month Year Title Shares - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option 12/15/00 Common Stock 149,982 149,982 Direct (right to buy) Explanation of Responses: (1) Restricted Stock Award. (2) The option becomes exercisable in three equal annual installments, commencing one year after the date of grant. - - Attorney-in-fact pursuant to the power of attorney dated 7/9/99.
SIGNATURE OF REPORTING PERSON /S/ By: Carl E. Edwards, Jr. For: John W. Norris, Jr. DATE 01/08/01 -----END PRIVACY-ENHANCED MESSAGE-----