-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KG+wYivWhppR1blhC4qBPUIaYsNlvBSvWQok8IKBINzXL+RmoIGcNInzGoHxMmSR YoGzwih4wSbYSOXMEU2BHQ== 0001116320-00-000035.txt : 20001207 0001116320-00-000035.hdr.sgml : 20001207 ACCESSION NUMBER: 0001116320-00-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001130 FILED AS OF DATE: 20001206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LENNOX INTERNATIONAL INC CENTRAL INDEX KEY: 0001069202 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 420991521 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-15149 FILM NUMBER: 784079 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 78703 BUSINESS PHONE: 9724975440 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 78703 COMPANY DATA: COMPANY CONFORMED NAME: BOOTH THOMAS W CENTRAL INDEX KEY: 0001093011 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O LENNOX INTERNATIONAL INC STREET 2: 2100 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 9724975000 MAIL ADDRESS: STREET 1: C/O LENNOX INTERNATIONAL INC STREET 2: 2100 LAKE PARK BLVD CITY: RICHARSON STATE: TX ZIP: 75080 4 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Booth, Thomas W. 2140 Lake Park Blvd. Richardson, Texas 75080-2254 2. Issuer Name and Ticker or Trading Symbol Lennox International Inc. (LII) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 11/00 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) VP Bus Dev HTD/LII Director 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired 5)Amount of 6)Owner- 7)Nature of action action (A) or Disposed of (D) Securities ship Indirect Date Code Beneficially Form: Beneficial (Month/ . Owned at Direct Ownership Day/Year) End of Month (D) or ------ ----------------------- Indirect A or (I) Code V Amount D Price - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $0.01 per share 645,278.00 D Direct Common Stock, par value $0.01 per share 11/03/00 G V 5,612.00 D 154,388.00 I Booth Charitable Trust (1) Common Stock, par value $0.01 per share 35,949.00 I Daughter Carolyn Common Stock, par value $0.01 per share 36,960.00 I Daughter Kathleen Common Stock, par value $0.01 per share 40,062.00 I Thomas Booth Trust Common Stock, par value $0.01 per share 1,699,731.00 I Trust FBO R. Booth Common Stock, par value $0.01 per share 325,000.00 I Trust for R. Booth Common Stock, par value $0.01 per share 68,772.00 I by Spouse 1 Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) (Month/Day/Year Derivative ------- ----------------------- -------------------------------- Security Code V A D Date Exercisable Date Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 7)Title and Amount 8)Price 9)Number of 10)Ownership 11) Nature of Security of Underlying of Deri- Derivative Form of Indirect Securities vative Securities Derivative Beneficial ----------------------------- Security Beneficially Security- Ownership Amount or Owned at Direct (D) or Number of End of Month Indirect (I) Title Shares - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. - - Attorney-in-fact pursuant to the power of attorney dated 7/9/99.
SIGNATURE OF REPORTING PERSON /S/ By: Carl E. Edwards, Jr. For: Thomas W. Booth DATE 12/06/00 -----END PRIVACY-ENHANCED MESSAGE-----