0001415889-23-004772.txt : 20230313
0001415889-23-004772.hdr.sgml : 20230313
20230313165003
ACCESSION NUMBER: 0001415889-23-004772
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230309
FILED AS OF DATE: 20230313
DATE AS OF CHANGE: 20230313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH PATRICK W
CENTRAL INDEX KEY: 0001167028
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16391
FILM NUMBER: 23727940
MAIL ADDRESS:
STREET 1: 7860 EAST MCCLAIN DRIVE
STREET 2: SUITE 2
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85260-1627
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXON ENTERPRISE, INC.
CENTRAL INDEX KEY: 0001069183
STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480]
IRS NUMBER: 860741227
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 17800 N. 85TH ST.
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85255
BUSINESS PHONE: 480-991-0797
MAIL ADDRESS:
STREET 1: 17800 N. 85TH ST.
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85255
FORMER COMPANY:
FORMER CONFORMED NAME: TASER INTERNATIONAL INC
DATE OF NAME CHANGE: 20010212
4
1
form4-03132023_080356.xml
X0306
4
2023-03-09
0001069183
AXON ENTERPRISE, INC.
AXON
0001167028
SMITH PATRICK W
17800 NORTH 85TH STREET
SCOTTSDALE
AZ
85255
true
true
false
false
CHIEF EXECUTIVE OFFICER
Common Stock
2023-03-09
4
A
0
5
0
A
2748158
D
Common Stock
2023-03-09
4
F
0
2
217.89
D
2748156
D
The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of tranche ten of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for this tranche vested on March 9, 2023. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld to cover taxes.
Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranche ten of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period.
/s/ Patrick W. Smith, by Isaiah Fields, Attorney-in-Fact
2023-03-13