0001415889-21-002606.txt : 20210520 0001415889-21-002606.hdr.sgml : 20210520 20210520160529 ACCESSION NUMBER: 0001415889-21-002606 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210518 FILED AS OF DATE: 20210520 DATE AS OF CHANGE: 20210520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kunins Jeffrey C CENTRAL INDEX KEY: 0001788888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16391 FILM NUMBER: 21944487 MAIL ADDRESS: STREET 1: 17800 NORTH 85TH STREET CITY: SCOTTSDALE STATE: AZ ZIP: 85255 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXON ENTERPRISE, INC. CENTRAL INDEX KEY: 0001069183 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] IRS NUMBER: 860741227 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17800 N. 85TH ST. CITY: SCOTTSDALE STATE: AZ ZIP: 85255 BUSINESS PHONE: 480-991-0797 MAIL ADDRESS: STREET 1: 17800 N. 85TH ST. CITY: SCOTTSDALE STATE: AZ ZIP: 85255 FORMER COMPANY: FORMER CONFORMED NAME: TASER INTERNATIONAL INC DATE OF NAME CHANGE: 20010212 4 1 form4-05202021_040507.xml X0306 4 2021-05-18 0001069183 AXON ENTERPRISE, INC. AXON 0001788888 Kunins Jeffrey C 17800 NORTH 85TH STREET SCOTTSDALE AZ 85255 false true false false CHIEF PRODUCT OFFICER Common Stock 2021-05-18 4 S 0 385 121.8289 D 110489 D Common Stock 2021-05-18 4 S 0 6787 122.9231 D 103702 D Common Stock 2021-05-18 4 S 0 7383 123.7678 D 96319 D Common Stock 2021-05-18 4 S 0 4353 124.8223 D 91966 D Common Stock 2021-05-18 4 S 0 2407 125.7346 D 89559 D Common Stock 2021-05-18 4 S 0 542 126.4733 D 89017 D Common Stock 2021-05-18 4 S 0 274 127.9294 D 88743 D Common Stock 2021-05-18 4 S 0 2011 128.9906 D 86732 D Common Stock 2021-05-18 4 S 0 1225 130.0097 D 85507 D Common Stock 2021-05-18 4 S 0 1116 131.3604 D 84391 D Common Stock 2021-05-18 4 S 0 1435 132.2066 D 82956 D Common Stock 2021-05-18 4 S 0 100 132.9572 D 82856 D Common Stock 2021-05-19 4 S 0 1933 125.6331 D 80923 D Common Stock 2021-05-18 4 S 0 482 121.20 D 80441 D Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the second and third tranches of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period. The transaction was executed in multiple trades at prices ranging from $121.29 to $122.205. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $122.295 to $123.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $123.305 to $124.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $124.31 to $125.30. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $125.315 to $126.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $126.32 to $127.07. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $127.52 to $128.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $128.62 to $129.54. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $129.74 to $130.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $130.79 to $131.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $131.91 to $132.82. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $132.95 to $133.19. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $125.39 to $125.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Jeffrey C. Kunins, by Jawad A. Ahsan, Attorney-in-Fact 2021-05-20