0001415889-21-002605.txt : 20210520 0001415889-21-002605.hdr.sgml : 20210520 20210520160518 ACCESSION NUMBER: 0001415889-21-002605 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210518 FILED AS OF DATE: 20210520 DATE AS OF CHANGE: 20210520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Larson Luke CENTRAL INDEX KEY: 0001621070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16391 FILM NUMBER: 21944484 MAIL ADDRESS: STREET 1: 17800 N 85TH ST CITY: SCOTTSDALE STATE: AZ ZIP: 85255 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXON ENTERPRISE, INC. CENTRAL INDEX KEY: 0001069183 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] IRS NUMBER: 860741227 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17800 N. 85TH ST. CITY: SCOTTSDALE STATE: AZ ZIP: 85255 BUSINESS PHONE: 480-991-0797 MAIL ADDRESS: STREET 1: 17800 N. 85TH ST. CITY: SCOTTSDALE STATE: AZ ZIP: 85255 FORMER COMPANY: FORMER CONFORMED NAME: TASER INTERNATIONAL INC DATE OF NAME CHANGE: 20010212 4 1 form4-05202021_040501.xml X0306 4 2021-05-18 0001069183 AXON ENTERPRISE, INC. AXON 0001621070 Larson Luke 17800 NORTH 85TH STREET SCOTTSDALE AZ 85255 false true false false PRESIDENT Common Stock 2021-05-18 4 S 0 1232 121.453 D 152898 D Common Stock 2021-05-18 4 S 0 8942 122.8314 D 143956 D Common Stock 2021-05-18 4 S 0 13528 123.6638 D 130428 D Common Stock 2021-05-18 4 S 0 6719 124.6883 D 123709 D Common Stock 2021-05-18 4 S 0 4797 125.5329 D 118912 D Common Stock 2021-05-18 4 S 0 1068 126.5093 D 117844 D Common Stock 2021-05-18 4 S 0 532 127.8341 D 117312 D Common Stock 2021-05-18 4 S 0 3655 128.8783 D 113657 D Common Stock 2021-05-18 4 S 0 1623 129.9306 D 112034 D Common Stock 2021-05-18 4 S 0 1783 131.0566 D 110251 D Common Stock 2021-05-18 4 S 0 1114 132.11 D 109137 D Common Stock 2021-05-18 4 S 0 507 132.9226 D 108630 D Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the second and third tranches of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period. The transaction was executed in multiple trades at prices ranging from $121.20 to $122.17. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $122.20 to $123.19. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $123.20 to $124.1975. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $124.20 to $125.185. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $125.22 to $126.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $126.225 to $127.115. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $127.31 to $128.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $128.35 to $129.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $129.51 to $130.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $130.52 to $131.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $131.61 to $132.48. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $132.825 to $132.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Luke S. Larson, by Jawad A. Ahsan, Attorney-in-Fact 2021-05-20