0001415889-20-001173.txt : 20200513 0001415889-20-001173.hdr.sgml : 20200513 20200513165608 ACCESSION NUMBER: 0001415889-20-001173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200512 FILED AS OF DATE: 20200513 DATE AS OF CHANGE: 20200513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carmona Richard H CENTRAL INDEX KEY: 0001389349 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16391 FILM NUMBER: 20873938 MAIL ADDRESS: STREET 1: 1221 BROADWAY CITY: OAKLAND STATE: CA ZIP: 94612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXON ENTERPRISE, INC. CENTRAL INDEX KEY: 0001069183 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] IRS NUMBER: 860741227 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17800 N. 85TH ST. CITY: SCOTTSDALE STATE: AZ ZIP: 85255 BUSINESS PHONE: 480-991-0797 MAIL ADDRESS: STREET 1: 17800 N. 85TH ST. CITY: SCOTTSDALE STATE: AZ ZIP: 85255 FORMER COMPANY: FORMER CONFORMED NAME: TASER INTERNATIONAL INC DATE OF NAME CHANGE: 20010212 4 1 form4-05132020_010554.xml X0306 4 2020-05-12 0001069183 AXON ENTERPRISE, INC. AAXN 0001389349 Carmona Richard H 17800 NORTH 85TH STREET SCOTTSDALE AZ 85255 true false false false Common Stock 2020-05-12 4 M 0 23041 4.34 A 38662 D Common Stock 2020-05-12 4 M 0 22026 4.54 A 60688 D Common Stock 2020-05-12 4 S 0 45067 85.285 D 15621 D Director Stock Option 4.34 2020-05-12 4 M 0 23041 4.34 D 2013-05-27 2020-05-27 Common Stock 23041 0 D Director Stock Option 4.54 2020-05-12 4 M 0 22026 4.54 D 2014-05-26 2021-05-26 Common Stock 22026 0 D The transaction was executed in multiple trades at prices ranging from $84.79 to $85.78. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Richard Carmona, by Jawad A. Ahsan, Attorney-in-Fact 2020-05-13