0001069157-20-000027.txt : 20200304 0001069157-20-000027.hdr.sgml : 20200304 20200304170637 ACCESSION NUMBER: 0001069157-20-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200302 FILED AS OF DATE: 20200304 DATE AS OF CHANGE: 20200304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAUSE DOUGLAS PAUL CENTRAL INDEX KEY: 0001235499 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24939 FILM NUMBER: 20688194 MAIL ADDRESS: STREET 1: 415 HUNTINGTON DRIVE CITY: SAN MARINO STATE: CA ZIP: 91108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EAST WEST BANCORP INC CENTRAL INDEX KEY: 0001069157 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954703316 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 135 N. LOS ROBLES AVE. 7TH FLOOR CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6267686000 MAIL ADDRESS: STREET 1: EAST WEST BANCORP INC STREET 2: 135 N. LOS ROBLES AVE. 7TH FLOOR CITY: PASADENA STATE: CA ZIP: 91101 4 1 wf-form4_158335958041174.xml FORM 4 X0306 4 2020-03-02 0 0001069157 EAST WEST BANCORP INC EWBC 0001235499 KRAUSE DOUGLAS PAUL EAST WEST BANCORP, INC. 135 N. LOS ROBLES AVE. 7TH FLOOR PASADENA CA 91101 0 1 0 0 Executive Vice President Common Stock 2020-03-02 4 M 0 10685 0 A 49531 D Common Stock 2020-03-02 4 F 0 3737 40.43 D 45794 D Common Stock 24175 I 401 (k) Plan Performance-Based Restricted Stock Units 2020-03-02 4 M 0 10685 0 D Common Stock 10685.0 0 D Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. /s/ Felicia Yu, as Attorney-in-fact 2020-03-04