-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CQe6klC42wLhVSK7tU1iWrOkKwYn/hHZp1OBMUTXHl5jvTZsXLQRsEmicT3yl6fQ jGsnFoNudr17so8FopHutg== 0001193125-05-189303.txt : 20050921 0001193125-05-189303.hdr.sgml : 20050921 20050921172455 ACCESSION NUMBER: 0001193125-05-189303 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050921 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20050921 DATE AS OF CHANGE: 20050921 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITIGROUP INVESTMENTS CORPORATE LOAN FUND INC. CENTRAL INDEX KEY: 0001068963 IRS NUMBER: 521568099 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 811-08985 FILM NUMBER: 051096515 BUSINESS ADDRESS: STREET 1: CITIGROUP ASSET MANAGEMENT STREET 2: 125 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 212-291-2556 MAIL ADDRESS: STREET 1: CITIGROUP ASSET MANAGEMENT STREET 2: 125 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS CORP LOAN FUND INC DATE OF NAME CHANGE: 19980826 8-K 1 d8k.htm CITIGROUP INVESTMENTS CORPORATE LOAN FUND INC. Citigroup Investments Corporate Loan Fund Inc.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) September 21, 2005

 


 

Citigroup Investments Corporate Loan Fund Inc.

(Exact name of registrant as specified in its charter)

 


 

Maryland   811-08985   13-4022241

(State or other jurisdiction

of incorporation)

  (Commission File Number)  

(IRS Employer

Identification No.)

 

300 First Stamford Place, 4th Floor, Stamford, CT   06902
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code (203) 890-7041

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 426 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



Citigroup Investments Corporate Loan Fund Inc.

CURRENT REPORT ON FORM 8-K

 

Item 8.01 Other Events.

 

On September 21, 2005, Citigroup Investments Corporate Loan Fund Inc. (the “Fund”) issued a press release regarding potential administrative proceedings by the Securities and Exchange Commission against the Fund’s investment adviser and an affiliated adviser relating to disclosure of the source of dividends and distributions paid to shareholders of certain funds.

 

Item 9.01 Financial Statements and Exhibits.

 

(c) Exhibits.

 

Exhibit
Number


   
99.1   Citigroup Investments Corporate Loan Fund Inc. press release, dated September 21, 2005.

 

- 2 -


SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    

Citigroup Investments Corporate Loan Fund Inc.

(Registrant)

Date: September 21, 2005   

/s/ Thomas C. Mandia


     (Signature)
    

Name: Thomas C. Mandia

Title: Assistant Secretary

 

 

- 3 -


EXHIBIT INDEX

 

Exhibit
Number


   
99.1   Press release of the Fund, dated September 21, 2005.

 

- 4 -

EX-99.1 2 dex991.htm PRESS RELEASE Press Release

Exhibit 99.1

 

Citigroup Closed-End Funds

 

Issue Statement

 

NEW YORK - (Business Wire) – September 21, 2005

 

The following Citigroup closed-end funds - Salomon Brothers Capital and Income Fund Inc., Salomon Brothers Emerging Markets Debt Fund Inc., Salomon Brothers Emerging Markets Floating Rate Fund Inc., Salomon Brothers Emerging Markets Income Fund Inc., Salomon Brothers Emerging Markets Income Fund II Inc., Salomon Brothers Global High Income Fund Inc., Salomon Brothers Global Partners Income Fund Inc., Salomon Brothers Inflation Management Fund Inc., Salomon Brothers Municipal Partners Fund Inc., Salomon Brothers Municipal Partners Fund II Inc., The Salomon Brothers Fund Inc, Salomon Brothers Variable Rate Strategic Fund Inc., Salomon Brothers 2008 Worldwide Dollar Government Term Trust Inc., Salomon Brothers Worldwide Income Fund Inc., Citigroup Investments Corporate Loan Fund Inc., Intermediate Muni Fund, Inc., Managed Municipals Portfolio Inc., Municipal High Income Fund Inc., and Real Estate Income Fund Inc. - today issued the following statement:

 

The Funds have received information from Citigroup Asset Management (“CAM”) concerning Smith Barney Fund Management LLC (“SBFM”) and Salomon Brothers Asset Management Inc (“SBAM”), investment advisory companies that are a part of CAM. The Funds receive investment advisory and administrative services from SBAM or SBFM, as the case may be. The information received from CAM is as follows:

 

On September 16, 2005, the staff of the Securities and Exchange Commission (the “Commission”) informed SBFM and SBAM that the staff is considering recommending that the Commission institute administrative proceedings against SBFM and SBAM for alleged violations of Section 19(a) and 34(b) of the Investment Company Act (and related Rule 19a-1). The notification is a result of an industry wide inspection by the Commission and is based upon alleged deficiencies in disclosures regarding dividends and distributions paid to shareholders of certain funds. In connection with the contemplated proceedings, the staff may seek a cease and desist order and/or monetary damages from SBFM or SBAM.

 

SBFM and SBAM are cooperating with the Commission. Although there can be no assurance, SBFM and SBAM believe that these matters are not likely to have a material adverse effect on the funds or their ability to perform their respective investment advisory services relating to the funds.

 

The Commission staff’s recent notification will not affect the sale by Citigroup Inc. of substantially all of CAM’s worldwide business to Legg Mason, Inc., which Citigroup continues to expect will occur in the fourth quarter of this year.

 

Symbols: EDF, EFL, EHI, EMD, ESD, GFY, GDF, IMF, MNP, MPT, SBF, SBG, SBW, SCD, MHY, MMU, RIT, SBI, TLI

 

###

 

Contact:

 

Mary Athridge

Media Relations

Citigroup Asset Management

212-559-0104

 

Media Contact:

 

Bill Golden

Director- Closed-End Funds

Citigroup Asset Management

203-890-7015

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