N-PX 1 npx.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number:
811-09261
 
 
Foxby Corp.
(Exact name of registrant as specified in charter)
 
 
11 Hanover Square, 12th Floor, New York, NY
10005
(Address of principal executive offices)
(Zip code)


Russell Kamerman, Esq.
Foxby Corp.
11 Hanover Square, 12th Floor
New York, NY 10005
(Name and address of agent for service)

Registrant's telephone number, including area code:
1-212-785-0900

Date of fiscal year end:
12/31

Date of reporting period:
07/01/2018 - 06/30/2019


Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

Item 1. Proxy Voting Record

ICA File Number:  811-09261

Registrant Name:  Foxby Corp.

Reporting Period:  07/01/2018 - 06/30/2019


Foxby Corp.

 
ADVANCED ENERGY INDUSTRIES, INC.
Meeting Date:  JUN 04, 2019
Record Date:  APR 08, 2019
Meeting Type:  ANNUAL
Ticker:  AEIS
Security ID:  007973100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Frederick A. Ball Management For For
1.2 Elect Director Grant H. Beard Management For For
1.3 Elect Director Tina M. Donikowski Management For For
1.4 Elect Director Ronald C. Foster Management For For
1.5 Elect Director Edward C. Grady Management For For
1.6 Elect Director Thomas M. Rohrs Management For For
1.7 Elect Director John A. Roush Management For For
1.8 Elect Director Yuval Wasserman Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Certificate of Incorporation to Provide Directors May Be Removed With or Without Cause Management For For
 
AFFILIATED MANAGERS GROUP, INC.
Meeting Date:  MAY 29, 2019
Record Date:  APR 02, 2019
Meeting Type:  ANNUAL
Ticker:  AMG
Security ID:  008252108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Samuel T. Byrne Management For For
1b Elect Director Dwight D. Churchill Management For For
1c Elect Director Nathaniel Dalton Management For For
1d Elect Director Glenn Earle Management For For
1e Elect Director Niall Ferguson Management For For
1f Elect Director Sean M. Healey Management For For
1g Elect Director Tracy P. Palandjian Management For For
1h Elect Director Patrick T. Ryan Management For For
1i Elect Director Karen L. Yerburgh Management For For
1j Elect Director Jide J. Zeitlin Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
ALLEGIANT TRAVEL COMPANY
Meeting Date:  JUN 27, 2019
Record Date:  APR 30, 2019
Meeting Type:  ANNUAL
Ticker:  ALGT
Security ID:  01748X102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Maurice J. Gallagher, Jr. Management For For
1B Elect Director Montie Brewer Management For For
1C Elect Director Gary Ellmer Management For For
1D Elect Director Linda A. Marvin Management For For
1E Elect Director Charles W. Pollard Management For For
1F Elect Director John T. Redmond Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
4 Amend Proxy Access Right Shareholder Against For
 
ALPHABET INC.
Meeting Date:  JUN 19, 2019
Record Date:  APR 22, 2019
Meeting Type:  ANNUAL
Ticker:  GOOGL
Security ID:  02079K305
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Larry Page Management For For
1.2 Elect Director Sergey Brin Management For For
1.3 Elect Director John L. Hennessy Management For For
1.4 Elect Director L. John Doerr Management For Withhold
1.5 Elect Director Roger W. Ferguson, Jr. Management For For
1.6 Elect Director Ann Mather Management For Withhold
1.7 Elect Director Alan R. Mulally Management For For
1.8 Elect Director Sundar Pichai Management For For
1.9 Elect Director K. Ram Shriram Management For Withhold
1.10 Elect Director Robin L. Washington Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Amend Omnibus Stock Plan Management For Against
4 Approve Recapitalization Plan for all Stock to Have One-vote per Share Shareholder Against For
5 Adopt a Policy Prohibiting Inequitable Employment Practices Shareholder Against For
6 Establish Societal Risk Oversight Committee Shareholder Against For
7 Report on Sexual Harassment Policies Shareholder Against For
8 Require a Majority Vote for the Election of Directors Shareholder Against For
9 Report on Gender Pay Gap Shareholder Against For
10 Employ Advisors to Explore Alternatives to Maximize Value Shareholder Against Against
11 Approve Nomination of Employee Representative Director Shareholder Against Against
12 Adopt Simple Majority Vote Shareholder Against Against
13 Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation Shareholder Against For
14 Report on Human Rights Risk Assessment Shareholder Against Against
15 Adopt Compensation Clawback Policy Shareholder Against For
16 Report on Policies and Risks Related to Content Governance Shareholder Against Against
 
ALTRIA GROUP, INC.
Meeting Date:  MAY 16, 2019
Record Date:  MAR 25, 2019
Meeting Type:  ANNUAL
Ticker:  MO
Security ID:  02209S103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director John T. Casteen, III Management For For
1.2 Elect Director Dinyar S. Devitre Management For For
1.3 Elect Director Thomas F. Farrell, II Management For For
1.4 Elect Director Debra J. Kelly-Ennis Management For For
1.5 Elect Director W. Leo Kiely, III Management For For
1.6 Elect Director Kathryn B. McQuade Management For For
1.7 Elect Director George Munoz Management For For
1.8 Elect Director Mark E. Newman Management For For
1.9 Elect Director Nabil Y. Sakkab Management For For
1.10 Elect Director Virginia E. Shanks Management For For
1.11 Elect Director Howard A. Willard, III Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Reduce Nicotine Levels in Tobacco Products Shareholder Against Against
5 Report on Lobbying Payments and Policy Shareholder Against For
 
AMERCO
Meeting Date:  AUG 23, 2018
Record Date:  JUN 25, 2018
Meeting Type:  ANNUAL
Ticker:  UHAL
Security ID:  023586100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Edward J. ("Joe") Shoen Management For Withhold
1.2 Elect Director James E. Acridge Management For For
1.3 Elect Director John P. Brogan Management For For
1.4 Elect Director John M. Dodds Management For For
1.5 Elect Director James J. Grogan Management For For
1.6 Elect Director Richard J. Herrera Management For For
1.7 Elect Director Karl A. Schmidt Management For For
1.8 Elect Director Samuel J. Shoen Management For Withhold
2 Ratify BDO USA, LLP as Auditors Management For For
3 Ratify and Affirm Decisions and Actions Taken by the Board and Executive Officers for Fiscal 2018 Shareholder For Against
 
AMERIPRISE FINANCIAL, INC.
Meeting Date:  APR 24, 2019
Record Date:  FEB 28, 2019
Meeting Type:  ANNUAL
Ticker:  AMP
Security ID:  03076C106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director James M. Cracchiolo Management For For
1b Elect Director Dianne Neal Blixt Management For For
1c Elect Director Amy DiGeso Management For For
1d Elect Director Lon R. Greenberg Management For For
1e Elect Director Jeffrey Noddle Management For For
1f Elect Director Robert F. Sharpe, Jr. Management For For
1g Elect Director W. Edward Walter, III Management For For
1h Elect Director Christopher J. Williams Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
AMGEN, INC.
Meeting Date:  MAY 21, 2019
Record Date:  MAR 22, 2019
Meeting Type:  ANNUAL
Ticker:  AMGN
Security ID:  031162100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Wanda M. Austin Management For For
1.2 Elect Director Robert A. Bradway Management For For
1.3 Elect Director Brian J. Druker Management For For
1.4 Elect Director Robert A. Eckert Management For For
1.5 Elect Director Greg C. Garland Management For For
1.6 Elect Director Fred Hassan Management For For
1.7 Elect Director Rebecca M. Henderson Management For For
1.8 Elect Director Charles M. Holley, Jr. Management For For
1.9 Elect Director Tyler Jacks Management For For
1.10 Elect Director Ellen J. Kullman Management For For
1.11 Elect Director Ronald D. Sugar Management For For
1.12 Elect Director R. Sanders Williams Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
 
APPLE, INC.
Meeting Date:  MAR 01, 2019
Record Date:  JAN 02, 2019
Meeting Type:  ANNUAL
Ticker:  AAPL
Security ID:  037833100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director James Bell Management For For
1b Elect Director Tim Cook Management For For
1c Elect Director Al Gore Management For For
1d Elect Director Bob Iger Management For For
1e Elect Director Andrea Jung Management For For
1f Elect Director Art Levinson Management For For
1g Elect Director Ron Sugar Management For For
1h Elect Director Sue Wagner Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Proxy Access Amendments Shareholder Against For
5 Disclose Board Diversity and Qualifications Shareholder Against Against
 
AT&T INC.
Meeting Date:  APR 26, 2019
Record Date:  FEB 27, 2019
Meeting Type:  ANNUAL
Ticker:  T
Security ID:  00206R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Randall L. Stephenson Management For For
1.2 Elect Director Samuel A. Di Piazza, Jr. Management For For
1.3 Elect Director Richard W. Fisher Management For For
1.4 Elect Director Scott T. Ford Management For For
1.5 Elect Director Glenn H. Hutchins Management For For
1.6 Elect Director William E. Kennard Management For For
1.7 Elect Director Michael B. McCallister Management For For
1.8 Elect Director Beth E. Mooney Management For For
1.9 Elect Director Matthew K. Rose Management For For
1.10 Elect Director Cynthia B. Taylor Management For For
1.11 Elect Director Laura D'Andrea Tyson Management For For
1.12 Elect Director Geoffrey Y. Yang Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Require Independent Board Chairman Shareholder Against For
 
AUTONATION, INC.
Meeting Date:  APR 18, 2019
Record Date:  FEB 20, 2019
Meeting Type:  ANNUAL
Ticker:  AN
Security ID:  05329W102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Mike Jackson Management For For
1.2 Elect Director Thomas J. Baltimore, Jr. Management For For
1.3 Elect Director Rick L. Burdick Management For For
1.4 Elect Director David B. Edelson Management For For
1.5 Elect Director Steven L. Gerard Management For For
1.6 Elect Director Robert R. Grusky Management For For
1.7 Elect Director Carl C. Liebert, III Management For For
1.8 Elect Director G. Mike Mikan Management For For
1.9 Elect Director Jacqueline A. Travisano Management For For
2 Ratify KPMG LLP as Auditor Management For For
3 Require Independent Board Chairman Shareholder Against Against
 
AUTOZONE, INC.
Meeting Date:  DEC 19, 2018
Record Date:  OCT 22, 2018
Meeting Type:  ANNUAL
Ticker:  AZO
Security ID:  053332102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Douglas H. Brooks Management For For
1.2 Elect Director Linda A. Goodspeed Management For For
1.3 Elect Director Earl G. Graves, Jr. Management For For
1.4 Elect Director Enderson Guimaraes Management For For
1.5 Elect Director D. Bryan Jordan Management For For
1.6 Elect Director Gale V. King Management For For
1.7 Elect Director W. Andrew McKenna Management For For
1.8 Elect Director George R. Mrkonic, Jr. Management For For
1.9 Elect Director Luis P. Nieto Management For For
1.10 Elect Director William C. Rhodes, III Management For For
1.11 Elect Director Jill Ann Soltau Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
BERKSHIRE HATHAWAY INC.
Meeting Date:  MAY 04, 2019
Record Date:  MAR 06, 2019
Meeting Type:  ANNUAL
Ticker:  BRK.B
Security ID:  084670702
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Warren E. Buffet Management For For
1.2 Elect Director Charles T. Munger Management For For
1.3 Elect Director Gregory E. Abel Management For For
1.4 Elect Director Howard G. Buffett Management For For
1.5 Elect Director Stephen B. Burke Management For For
1.6 Elect Director Susan L. Decker Management For For
1.7 Elect Director William H. Gates, III Management For For
1.8 Elect Director David S. Gottesman Management For For
1.9 Elect Director Charlotte Guyman Management For For
1.10 Elect Director Ajit Jain Management For For
1.11 Elect Director Thomas S. Murphy Management For For
1.12 Elect Director Ronald L. Olson Management For For
1.13 Elect Director Walter Scott, Jr. Management For Withhold
1.14 Elect Director Meryl B. Witmer Management For For
 
BIOGEN INC.
Meeting Date:  JUN 19, 2019
Record Date:  APR 22, 2019
Meeting Type:  ANNUAL
Ticker:  BIIB
Security ID:  09062X103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director John R. Chiminski *Withdrawn Resolution* Management Did Not Vote
1b Elect Director Alexander J. Denner Management For For
1c Elect Director Caroline D. Dorsa Management For For
1d Elect Director William A. Hawkins Management For For
1e Elect Director Nancy L. Leaming Management For For
1f Elect Director Jesus B. Mantas Management For For
1g Elect Director Richard C. Mulligan Management For For
1h Elect Director Robert W. Pangia Management For For
1i Elect Director Stelios Papadopoulos Management For For
1j Elect Director Brian S. Posner Management For For
1k Elect Director Eric K. Rowinsky Management For For
1l Elect Director Lynn Schenk Management For For
1m Elect Director Stephen A. Sherwin Management For For
1n Elect Director Michel Vounatsos Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
BLACKROCK, INC.
Meeting Date:  MAY 23, 2019
Record Date:  MAR 25, 2019
Meeting Type:  ANNUAL
Ticker:  BLK
Security ID:  09247X101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Bader M. Alsaad Management For For
1b Elect Director Mathis Cabiallavetta Management For For
1c Elect Director Pamela Daley Management For For
1d Elect Director William S. Demchak Management For For
1e Elect Director Jessica P. Einhorn Management For For
1f Elect Director Laurence D. Fink Management For For
1g Elect Director William E. Ford Management For For
1h Elect Director Fabrizio Freda Management For For
1i Elect Director Murry S. Gerber Management For For
1j Elect Director Margaret L. Johnson Management For For
1k Elect Director Robert S. Kapito Management For For
1l Elect Director Cheryl D. Mills Management For For
1m Elect Director Gordon M. Nixon Management For For
1n Elect Director Charles H. Robbins Management For For
1o Elect Director Ivan G. Seidenberg Management For For
1p Elect Director Marco Antonio Slim Domit Management For For
1q Elect Director Susan L. Wagner Management For For
1r Elect Director Mark Wilson Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte LLP as Auditors Management For For
4 Report on Lobbying Payments and Policy Shareholder Against For
5 Adopt Simple Majority Vote Shareholder Against Against
 
BROADCOM INC.
Meeting Date:  APR 01, 2019
Record Date:  FEB 11, 2019
Meeting Type:  ANNUAL
Ticker:  AVGO
Security ID:  11135F101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Hock E. Tan Management For For
1b Elect Director Henry Samueli Management For For
1c Elect Director Eddy W. Hartenstein Management For For
1d Elect Director Diane M. Bryant Management For For
1e Elect Director Gayla J. Delly Management For For
1f Elect Director Check Kian Low Management For For
1g Elect Director Peter J. Marks Management For For
1h Elect Director Harry L. You Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Amend Qualified Employee Stock Purchase Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
CIRRUS LOGIC, INC.
Meeting Date:  AUG 03, 2018
Record Date:  JUN 04, 2018
Meeting Type:  ANNUAL
Ticker:  CRUS
Security ID:  172755100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director John C. Carter Management For For
1.2 Elect Director Alexander M. Davern Management For For
1.3 Elect Director Timothy R. Dehne Management For For
1.4 Elect Director Christine King Management For For
1.5 Elect Director Jason P. Rhode Management For For
1.6 Elect Director Alan R. Schuele Management For For
1.7 Elect Director David J. Tupman Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
 
DIAMOND HILL INVESTMENT GROUP, INC.
Meeting Date:  MAY 01, 2019
Record Date:  MAR 04, 2019
Meeting Type:  ANNUAL
Ticker:  DHIL
Security ID:  25264R207
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Christopher M. Bingaman Management For For
1.2 Elect Director Randolph J. Fortener Management For For
1.3 Elect Director James F. Laird Management For Against
1.4 Elect Director Paula R. Meyer Management For For
1.5 Elect Director Paul A. Reeder, III Management For For
1.6 Elect Director Bradley C. Shoup Management For For
1.7 Elect Director Nicole R. St. Pierre Management For For
2 Ratify KPMG LLP as Auditor Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
DISCOVER FINANCIAL SERVICES
Meeting Date:  MAY 16, 2019
Record Date:  MAR 18, 2019
Meeting Type:  ANNUAL
Ticker:  DFS
Security ID:  254709108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jeffrey S. Aronin Management For For
1.2 Elect Director Mary K. Bush Management For For
1.3 Elect Director Gregory C. Case Management For For
1.4 Elect Director Candace H. Duncan Management For For
1.5 Elect Director Joseph F. Eazor Management For For
1.6 Elect Director Cynthia A. Glassman Management For For
1.7 Elect Director Roger C. Hochschild Management For For
1.8 Elect Director Thomas G. Maheras Management For For
1.9 Elect Director Michael H. Moskow Management For For
1.10 Elect Director Mark A. Thierer Management For For
1.11 Elect Director Lawrence A. Weinbach Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Eliminate Supermajority Vote Requirement to Amend Bylaws Management For For
5 Provide Right to Call Special Meeting Management For For
6 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
 
DISCOVERY, INC.
Meeting Date:  MAY 08, 2019
Record Date:  MAR 15, 2019
Meeting Type:  ANNUAL
Ticker:  DISCA
Security ID:  25470F104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Paul A. Gould Management For Withhold
1.2 Elect Director Kenneth W. Lowe Management For Withhold
1.3 Elect Director Daniel E. Sanchez Management For Withhold
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Adopt Simple Majority Shareholder Against For
4 Disclose Board Diversity and Qualifications Shareholder Against Against
 
DOLLAR TREE, INC.
Meeting Date:  JUN 13, 2019
Record Date:  APR 09, 2019
Meeting Type:  ANNUAL
Ticker:  DLTR
Security ID:  256746108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Arnold S. Barron Management For For
1.2 Elect Director Gregory M. Bridgeford Management For For
1.3 Elect Director Thomas W. Dickson Management For For
1.4 Elect Director Conrad M. Hall Management For For
1.5 Elect Director Lemuel E. Lewis Management For For
1.6 Elect Director Jeffrey G. Naylor Management For For
1.7 Elect Director Gary M. Philbin Management For For
1.8 Elect Director Bob Sasser Management For For
1.9 Elect Director Thomas A. Saunders, III Management For For
1.10 Elect Director Stephanie P. Stahl Management For For
1.11 Elect Director Carrie A. Wheeler Management For For
1.12 Elect Director Thomas E. Whiddon Management For For
1.13 Elect Director Carl P. Zeithaml Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
 
ESSENT GROUP LTD.
Meeting Date:  MAY 01, 2019
Record Date:  MAR 15, 2019
Meeting Type:  ANNUAL
Ticker:  ESNT
Security ID:  G3198U102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Angela L. Heise Management For For
1.2 Elect Director Robert Glanville Management For For
2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
GLOBALSCAPE, INC.
Meeting Date:  OCT 10, 2018
Record Date:  AUG 17, 2018
Meeting Type:  ANNUAL
Ticker:  GSB
Security ID:  37940G109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director C. Clark Webb Management For Withhold
1.2 Elect Director Robert H. Alpert Management For Withhold
2 Ratify Weaver and Tidwell, LLP as Auditors Management For For
 
HAWAIIAN HOLDINGS, INC.
Meeting Date:  MAY 15, 2019
Record Date:  MAR 18, 2019
Meeting Type:  ANNUAL
Ticker:  HA
Security ID:  419879101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Donald J. Carty Management For Do Not Vote
1.2 Elect Director Abhinav Dhar Management For Do Not Vote
1.3 Elect Director Earl E. Fry Management For Do Not Vote
1.4 Elect Director Lawrence S. Hershfield Management For Do Not Vote
1.5 Elect Director Peter R. Ingram Management For Do Not Vote
1.6 Elect Director Randall L. Jenson Management For Do Not Vote
1.7 Elect Director Crystal K. Rose Management For Do Not Vote
1.8 Elect Director Richard N. Zwern Management For Do Not Vote
2 Ratify Ernst & Young LLP as Auditors Management For Do Not Vote
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Do Not Vote
A Please Check if Owner is a U.S. Citizen Management None Do Not Vote
B Please Check if Owner is Not a U.S. Citizen Management None Do Not Vote
 
HENNESSY ADVISORS, INC.
Meeting Date:  FEB 12, 2019
Record Date:  DEC 14, 2018
Meeting Type:  ANNUAL
Ticker:  HNNA
Security ID:  425885100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Neil J. Hennessy Management For For
1.2 Elect Director Teresa M. Nilsen Management For For
1.3 Elect Director Daniel B. Steadman Management For For
1.4 Elect Director Henry Hansel Management For For
1.5 Elect Director Brian A. Hennessy Management For For
1.6 Elect Director Daniel G. Libarle Management For Withhold
1.7 Elect Director Rodger Offenbach Management For Withhold
1.8 Elect Director Susan W. Pomilia Management For Withhold
1.9 Elect Director Thomas L. Seavey Management For Withhold
2 Ratify Marcum LLP as Auditors Management For For
 
INTEL CORPORATION
Meeting Date:  MAY 16, 2019
Record Date:  MAR 18, 2019
Meeting Type:  ANNUAL
Ticker:  INTC
Security ID:  458140100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Aneel Bhusri Management For For
1b Elect Director Andy D. Bryant Management For For
1c Elect Director Reed E. Hundt Management For For
1d Elect Director Omar Ishrak Management For For
1e Elect Director Risa Lavizzo-Mourey Management For For
1f Elect Director Tsu-Jae King Liu Management For For
1g Elect Director Gregory D. Smith Management For For
1h Elect Director Robert 'Bob' H. Swan Management For For
1i Elect Director Andrew Wilson Management For For
1j Elect Director Frank D. Yeary Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Amend Omnibus Stock Plan Management For For
5 Provide Right to Act by Written Consent Shareholder Against For
6 Report on Gender Pay Gap Shareholder Against For
7 Request for an Annual Advisory Vote on Political Contributions Shareholder Against Against
 
J.B. HUNT TRANSPORT SERVICES, INC.
Meeting Date:  APR 18, 2019
Record Date:  FEB 12, 2019
Meeting Type:  ANNUAL
Ticker:  JBHT
Security ID:  445658107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Douglas G. Duncan Management For For
1.2 Elect Director Francesca M. Edwardson Management For For
1.3 Elect Director Wayne Garrison Management For For
1.4 Elect Director Sharilyn S. Gasaway Management For For
1.5 Elect Director Gary C. George Management For For
1.6 Elect Director J. Bryan Hunt, Jr. Management For For
1.7 Elect Director Coleman H. Peterson Management For For
1.8 Elect Director John N. Roberts, III Management For For
1.9 Elect Director James L. Robo Management For For
1.10 Elect Director Kirk Thompson Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Report on Political Contributions Shareholder Against For
 
KANSAS CITY SOUTHERN
Meeting Date:  MAY 17, 2019
Record Date:  MAR 18, 2019
Meeting Type:  ANNUAL
Ticker:  KSU
Security ID:  485170302
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Lydia I. Beebe Management For For
1.2 Elect Director Lu M. Cordova Management For For
1.3 Elect Director Robert J. Druten Management For For
1.4 Elect Director Antonio O. Garza, Jr. Management For For
1.5 Elect Director David Garza-Santos Management For For
1.6 Elect Director Mitchell J. Krebs Management For For
1.7 Elect Director Henry J. Maier Management For For
1.8 Elect Director Thomas A. McDonnell Management For For
1.9 Elect Director Patrick J. Ottensmeyer Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Management For For
 
LABORATORY CORPORATION OF AMERICA HOLDINGS
Meeting Date:  MAY 09, 2019
Record Date:  MAR 22, 2019
Meeting Type:  ANNUAL
Ticker:  LH
Security ID:  50540R409
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Kerrii B. Anderson Management For For
1b Elect Director Jean-Luc Belingard Management For For
1c Elect Director D. Gary Gilliland Management For For
1d Elect Director David P. King Management For For
1e Elect Director Garheng Kong Management For For
1f Elect Director Peter M. Neupert Management For For
1g Elect Director Richelle P. Parham Management For For
1h Elect Director Adam H. Schechter Management For For
1i Elect Director R. Sanders Williams Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For For
 
LCI INDUSTRIES
Meeting Date:  MAY 23, 2019
Record Date:  MAR 29, 2019
Meeting Type:  ANNUAL
Ticker:  LCII
Security ID:  50189K103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director James F. Gero Management For For
1b Elect Director Frank J. Crespo Management For For
1c Elect Director Brendan J. Deely Management For For
1d Elect Director Ronald J. Fenech Management For For
1e Elect Director Tracy D. Graham Management For For
1f Elect Director Virginia L. Henkels Management For For
1g Elect Director Jason D. Lippert Management For For
1h Elect Director Kieran M. O'Sullivan Management For For
1i Elect Director David A. Reed Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
 
LEAR CORPORATION
Meeting Date:  MAY 16, 2019
Record Date:  MAR 21, 2019
Meeting Type:  ANNUAL
Ticker:  LEA
Security ID:  521865204
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Thomas P. Capo Management For For
1b Elect Director Mei-Wei Cheng Management For For
1c Elect Director Jonathan F. Foster Management For For
1d Elect Director Mary Lou Jepsen Management For For
1e Elect Director Kathleen A. Ligocki Management For For
1f Elect Director Conrad L. Mallett, Jr. Management For For
1g Elect Director Raymond E. Scott Management For For
1h Elect Director Gregory C. Smith Management For For
1i Elect Director Henry D.G. Wallace Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
 
LGI HOMES, INC.
Meeting Date:  MAY 02, 2019
Record Date:  MAR 08, 2019
Meeting Type:  ANNUAL
Ticker:  LGIH
Security ID:  50187T106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Ryan Edone Management For For
1.2 Elect Director Duncan Gage Management For For
1.3 Elect Director Eric Lipar Management For For
1.4 Elect Director Laura Miller Management For For
1.5 Elect Director Bryan Sansbury Management For For
1.6 Elect Director Steven Smith Management For For
1.7 Elect Director Robert Vahradian Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
MAGNA INTERNATIONAL, INC.
Meeting Date:  MAY 09, 2019
Record Date:  MAR 22, 2019
Meeting Type:  ANNUAL
Ticker:  MG
Security ID:  559222401
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Scott B. Bonham Management For For
1.2 Elect Director Peter G. Bowie Management For For
1.3 Elect Director Mary S. Chan Management For For
1.4 Elect Director Kurt J. Lauk Management For For
1.5 Elect Director Robert F. MacLellan Management For For
1.6 Elect Director Cynthia A. Niekamp Management For For
1.7 Elect Director William A. Ruh Management For For
1.8 Elect Director Indira V. Samarasekera Management For For
1.9 Elect Director Donald J. Walker Management For For
1.10 Elect Director Lisa S. Westlake Management For For
1.11 Elect Director William L. Young Management For For
2 Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Advisory Vote on Executive Compensation Approach Management For For
4 Expand Annual Disclosure to Shareholders Shareholder Against Against
 
MARCUS & MILLICHAP, INC.
Meeting Date:  MAY 02, 2019
Record Date:  MAR 07, 2019
Meeting Type:  ANNUAL
Ticker:  MMI
Security ID:  566324109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director George M. Marcus Management For For
1.2 Elect Director George T. Shaheen Management For For
1.3 Elect Director Don C. Watters Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
MCKESSON CORPORATION
Meeting Date:  JUL 25, 2018
Record Date:  MAY 31, 2018
Meeting Type:  ANNUAL
Ticker:  MCK
Security ID:  58155Q103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director N. Anthony Coles Management For For
1b Elect Director John H. Hammergren Management For For
1c Elect Director M. Christine Jacobs Management For For
1d Elect Director Donald R. Knauss Management For For
1e Elect Director Marie L. Knowles Management For For
1f Elect Director Bradley E. Lerman Management For For
1g Elect Director Edward A. Mueller Management For For
1h Elect Director Susan R. Salka Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Lobbying Payments and Policy Shareholder Against For
5 Pro-rata Vesting of Equity Awards Shareholder Against For
6 Use GAAP for Executive Compensation Metrics Shareholder Against Against
7 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
 
OSHKOSH CORP.
Meeting Date:  FEB 05, 2019
Record Date:  DEC 13, 2018
Meeting Type:  ANNUAL
Ticker:  OSK
Security ID:  688239201
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Keith J. Allman Management For For
1.2 Elect Director Wilson R. Jones Management For For
1.3 Elect Director Leslie F. Kenne Management For For
1.4 Elect Director Kimberley Metcalf-Kupres Management For For
1.5 Elect Director Stephen D. Newlin Management For For
1.6 Elect Director Raymond T. Odierno Management For For
1.7 Elect Director Craig P. Omtvedt Management For For
1.8 Elect Director Duncan J. Palmer Management For For
1.9 Elect Director Sandra E. Rowland Management For For
1.10 Elect Director John S. Shiely Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Provide Right to Act by Written Consent Shareholder Against Against
 
PACCAR INC
Meeting Date:  APR 30, 2019
Record Date:  MAR 05, 2019
Meeting Type:  ANNUAL
Ticker:  PCAR
Security ID:  693718108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Mark C. Pigott Management For For
1.2 Elect Director Ronald E. Armstrong Management For For
1.3 Elect Director Dame Alison J. Carnwath Management For For
1.4 Elect Director Franklin L. Feder Management For For
1.5 Elect Director Beth E. Ford Management For For
1.6 Elect Director Kirk S. Hachigian Management For For
1.7 Elect Director Roderick C. McGeary Management For For
1.8 Elect Director John M. Pigott Management For For
1.9 Elect Director Mark A. Schulz Management For For
1.10 Elect Director Gregory M. E. Spierkel Management For For
1.11 Elect Director Charles R. Williamson Management For For
2 Provide Right to Act by Written Consent Shareholder Against For
 
PACKAGING CORPORATION OF AMERICA
Meeting Date:  MAY 07, 2019
Record Date:  MAR 18, 2019
Meeting Type:  ANNUAL
Ticker:  PKG
Security ID:  695156109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Cheryl K. Beebe Management For For
1.2 Elect Director Duane C. Farrington Management For For
1.3 Elect Director Hasan Jameel Management For For
1.4 Elect Director Mark W. Kowlzan Management For For
1.5 Elect Director Robert C. Lyons Management For For
1.6 Elect Director Thomas P. Maurer Management For For
1.7 Elect Director Samuel M. Mencoff Management For For
1.8 Elect Director Roger B. Porter Management For For
1.9 Elect Director Thomas S. Souleles Management For For
1.10 Elect Director Paul T. Stecko Management For For
1.11 Elect Director James D. Woodrum Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date:  MAY 01, 2019
Record Date:  MAR 08, 2019
Meeting Type:  ANNUAL
Ticker:  PM
Security ID:  718172109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Andre Calantzopoulos Management For For
1.2 Elect Director Louis C. Camilleri Management For For
1.3 Elect Director Massimo Ferragamo Management For For
1.4 Elect Director Werner Geissler Management For For
1.5 Elect Director Lisa A. Hook Management For For
1.6 Elect Director Jennifer Li Management For For
1.7 Elect Director Jun Makihara Management For For
1.8 Elect Director Kalpana Morparia Management For For
1.9 Elect Director Lucio A. Noto Management For For
1.10 Elect Director Frederik Paulsen Management For For
1.11 Elect Director Robert B. Polet Management For For
1.12 Elect Director Stephen M. Wolf Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers SA as Auditor Management For For
 
PRUDENTIAL FINANCIAL, INC.
Meeting Date:  MAY 14, 2019
Record Date:  MAR 15, 2019
Meeting Type:  ANNUAL
Ticker:  PRU
Security ID:  744320102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Thomas J. Baltimore, Jr. Management For For
1.2 Elect Director Gilbert F. Casellas Management For For
1.3 Elect Director Robert M. Falzon Management For For
1.4 Elect Director Mark B. Grier Management For For
1.5 Elect Director Martina Hund-Mejean Management For For
1.6 Elect Director Karl J. Krapek Management For For
1.7 Elect Director Peter R. Lighte Management For For
1.8 Elect Director Charles F. Lowrey Management For For
1.9 Elect Director George Paz Management For For
1.10 Elect Director Sandra Pianalto Management For For
1.11 Elect Director Christine A. Poon Management For For
1.12 Elect Director Douglas A. Scovanner Management For For
1.13 Elect Director Michael A. Todman Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Provide Right to Act by Written Consent Shareholder Against Against
 
ROBERT HALF INTERNATIONAL INC.
Meeting Date:  MAY 22, 2019
Record Date:  MAR 29, 2019
Meeting Type:  ANNUAL
Ticker:  RHI
Security ID:  770323103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Julia L. Coronado Management For For
1.2 Elect Director Dirk A. Kempthorne Management For For
1.3 Elect Director Harold M. Messmer, Jr. Management For For
1.4 Elect Director Marc H. Morial Management For For
1.5 Elect Director Barbara J. Novogradac Management For For
1.6 Elect Director Robert J. Pace Management For For
1.7 Elect Director Frederick A. Richman Management For For
1.8 Elect Director M. Keith Waddell Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For For
3 Amend Omnibus Stock Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
SANDERSON FARMS, INC.
Meeting Date:  FEB 14, 2019
Record Date:  DEC 20, 2018
Meeting Type:  ANNUAL
Ticker:  SAFM
Security ID:  800013104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Fred L. Banks, Jr. Management For For
1.2 Elect Director Robert C. Khayat Management For For
1.3 Elect Director Gail Jones Pittman Management For For
1.4 Elect Director Toni D. Cooley Management For For
1.1 Elect Director David Barksdale Management For For
1.1 Elect Director Edith Kelly-Green Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
 
SCANA CORP.
Meeting Date:  SEP 12, 2018
Record Date:  JUL 25, 2018
Meeting Type:  ANNUAL
Ticker:  SCG
Security ID:  80589M102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director James A. Bennett Management For For
1.2 Elect Director Lynne M. Miller Management For For
1.3 Elect Director James W. Roquemore Management For For
1.4 Elect Director Maceo K. Sloan Management For For
1.5 Elect Director John E. Bachman Management For For
1.6 Elect Director Patricia D. Galloway Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Declassify the Board of Directors Management For For
5 Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario Shareholder Against For
 
SCANA CORPORATION
Meeting Date:  JUL 31, 2018
Record Date:  MAY 31, 2018
Meeting Type:  SPECIAL
Ticker:  SCG
Security ID:  80589M102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement Management For For
2 Advisory Vote on Golden Parachutes Management For Against
3 Adjourn Meeting Management For For
 
SCHWEITZER-MAUDUIT INTERNATIONAL, INC.
Meeting Date:  APR 25, 2019
Record Date:  MAR 01, 2019
Meeting Type:  ANNUAL
Ticker:  SWM
Security ID:  808541106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Deborah Borg Management For For
1.2 Elect Director Jeffrey Kramer Management For For
1.3 Elect Director Anderson D. Warlick Management For For
1.4 Elect Director K.C. Caldabaugh Management For For
2 Ratify Deloitte & Touche LLP as Auditor Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
SEI INVESTMENTS COMPANY
Meeting Date:  MAY 29, 2019
Record Date:  MAR 22, 2019
Meeting Type:  ANNUAL
Ticker:  SEIC
Security ID:  784117103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Alfred P. West, Jr. Management For For
1b Elect Director William M. Doran Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditor Management For For
 
SNAP-ON INCORPORATED
Meeting Date:  APR 25, 2019
Record Date:  FEB 25, 2019
Meeting Type:  ANNUAL
Ticker:  SNA
Security ID:  833034101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director David C. Adams Management For For
1.2 Elect Director Karen L. Daniel Management For For
1.3 Elect Director Ruth Ann M. Gillis Management For For
1.4 Elect Director James P. Holden Management For For
1.5 Elect Director Nathan J. Jones Management For For
1.6 Elect Director Henry W. Knueppel Management For For
1.7 Elect Director W. Dudley Lehman Management For For
1.8 Elect Director Nicholas T. Pinchuk Management For For
1.9 Elect Director Gregg M. Sherrill Management For For
1.10 Elect Director Donald J. Stebbins Management For For
2 Ratify Deloitte & Touche LLP as Auditor Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
SOUTHWEST AIRLINES CO.
Meeting Date:  MAY 15, 2019
Record Date:  MAR 19, 2019
Meeting Type:  ANNUAL
Ticker:  LUV
Security ID:  844741108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director David W. Biegler Management For For
1b Elect Director J. Veronica Biggins Management For For
1c Elect Director Douglas H. Brooks Management For For
1d Elect Director William H. Cunningham Management For For
1e Elect Director John G. Denison Management For For
1f Elect Director Thomas W. Gilligan Management For For
1g Elect Director Gary C. Kelly Management For For
1h Elect Director Grace D. Lieblein Management For For
1i Elect Director Nancy B. Loeffler Management For For
1j Elect Director John T. Montford Management For For
1k Elect Director Ron Ricks Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditor Management For For
4 Require Independent Board Chairman Shareholder Against Against
5 Amend Proxy Access Right Shareholder Against For
 
T. ROWE PRICE GROUP, INC.
Meeting Date:  APR 25, 2019
Record Date:  FEB 22, 2019
Meeting Type:  ANNUAL
Ticker:  TROW
Security ID:  74144T108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Mark S. Bartlett Management For For
1b Elect Director Mary K. Bush Management For For
1c Elect Director Freeman A. Hrabowski, III Management For For
1d Elect Director Robert F. MacLellan Management For For
1e Elect Director Olympia J. Snowe Management For For
1f Elect Director William J. Stromberg Management For For
1g Elect Director Richard R. Verma Management For For
1h Elect Director Sandra S. Wijnberg Management For For
1i Elect Director Alan D. Wilson Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
 
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Meeting Date:  JUN 05, 2019
Record Date:  APR 05, 2019
Meeting Type:  ANNUAL
Ticker:  2330
Security ID:  874039100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Business Operations Report and Financial Statements Management For For
2 Approve Plan on Profit Distribution Management For For
3 Approve Amendments to Articles of Association Management For For
4 Approve Amendments to Trading Procedures Governing Derivatives Products and Procedures Governing the Acquisition or Disposal of Assets Management For For
5.1 Elect Moshe N. Gavrielov with ID No. 505930XXX as Independent Director Management For For
 
TE CONNECTIVITY LTD.
Meeting Date:  MAR 13, 2019
Record Date:  FEB 21, 2019
Meeting Type:  ANNUAL
Ticker:  TEL
Security ID:  H84989104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Pierre R. Brondeau Management For For
1b Elect Director Terrence R. Curtin Management For For
1c Elect Director Carol A. ('John') Davidson Management For For
1d Elect Director William A. Jeffrey Management For For
1e Elect Director David M. Kerko Management For For
1f Elect Director Thomas J. Lynch Management For For
1g Elect Director Yong Nam Management For For
1h Elect Director Daniel J. Phelan Management For For
1i Elect Director Paula A. Sneed Management For For
1j Elect Director Abhijit Y. Talwalkar Management For For
1k Elect Director Mark C. Trudeau Management For For
1l Elect Director Laura H. Wright Management For For
2 Elect Board Chairman Thomas J. Lynch Management For For
3a Elect Daniel J. Phelan as Member of Management Development and Compensation Committee Management For For
3b Elect Paula A. Sneed as Member of Management Development and Compensation Committee Management For For
3c Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee Management For For
3d Elect Mark C. Trudeau as Member of Management Development and Compensation Committee Management For For
4 Designate Rene Schwarzenbach as Independent Proxy Management For For
5.1 Accept Annual Report for Fiscal Year Ended September 28, 2018 Management For For
5.2 Accept Statutory Financial Statements for Fiscal Year Ended September 28, 2018 Management For For
5.3 Approve Consolidated Financial Statements for Fiscal Year Ended September 28, 2018 Management For For
6 Approve Discharge of Board and Senior Management Management For For
7.1 Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019 Management For For
7.2 Ratify Deloitte AG as Swiss Registered Auditors Management For For
7.3 Ratify PricewaterhouseCoopers AG as Special Auditors Management For For
8 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
9 Approve the Increase in Maximum Aggregate Remuneration of Executive Management Management For For
10 Approve the Increase in Maximum Aggregate Remuneration of Board of Directors Management For For
11 Approve Allocation of Available Earnings at September 28, 2018 Management For For
12 Approve Declaration of Dividend Management For For
13 Authorize Share Repurchase Program Management For Against
14 Approve Reduction of Share Capital Management For For
15 Adjourn Meeting Management For Against
 
TEXAS INSTRUMENTS INCORPORATED
Meeting Date:  APR 25, 2019
Record Date:  FEB 25, 2019
Meeting Type:  ANNUAL
Ticker:  TXN
Security ID:  882508104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Mark A. Blinn Management For For
1b Elect Director Todd M. Bluedorn Management For For
1c Elect Director Janet F. Clark Management For For
1d Elect Director Carrie S. Cox Management For For
1e Elect Director Martin S. Craighead Management For For
1f Elect Director Jean M. Hobby Management For For
1g Elect Director Ronald Kirk Management For For
1h Elect Director Pamela H. Patsley Management For For
1i Elect Director Robert E. Sanchez Management For For
1j Elect Director Richard K. Templeton Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
 
THE HOME DEPOT, INC.
Meeting Date:  MAY 23, 2019
Record Date:  MAR 25, 2019
Meeting Type:  ANNUAL
Ticker:  HD
Security ID:  437076102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Gerard J. Arpey Management For For
1b Elect Director Ari Bousbib Management For For
1c Elect Director Jeffery H. Boyd Management For For
1d Elect Director Gregory D. Brenneman Management For For
1e Elect Director J. Frank Brown Management For For
1f Elect Director Albert P. Carey Management For For
1g Elect Director Helena B. Foulkes Management For For
1h Elect Director Linda R. Gooden Management For For
1i Elect Director Wayne M. Hewett Management For For
1j Elect Director Manuel Kadre Management For For
1k Elect Director Stephanie C. Linnartz Management For For
1l Elect Director Craig A. Menear Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Prepare Employment Diversity Report and Report on Diversity Policies Shareholder Against For
5 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
6 Report on Prison Labor in the Supply Chain Shareholder Against For
 
THE KROGER CO.
Meeting Date:  JUN 27, 2019
Record Date:  MAY 01, 2019
Meeting Type:  ANNUAL
Ticker:  KR
Security ID:  501044101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Nora A. Aufreiter Management For For
1b Elect Director Anne Gates Management For For
1c Elect Director Susan J. Kropf Management For For
1d Elect Director W. Rodney McMullen Management For For
1e Elect Director Jorge P. Montoya Management For For
1f Elect Director Clyde R. Moore Management For For
1g Elect Director James A. Runde Management For For
1h Elect Director Ronald L. Sargent Management For For
1i Elect Director Bobby S. Shackouls Management For For
1j Elect Director Mark S. Sutton Management For For
1k Elect Director Ashok Vemuri Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Omnibus Stock Plan Management For For
4 Amend Bylaws Management For For
5 Ratify PricewaterhouseCoopers LLC as Auditor Management For For
6 Assess Environmental Impact of Non-Recyclable Packaging Shareholder Against For
7 Require Independent Board Chairman Shareholder Against Against
 
THE MICHAELS COMPANIES, INC.
Meeting Date:  JUN 11, 2019
Record Date:  APR 16, 2019
Meeting Type:  ANNUAL
Ticker:  MIK
Security ID:  59408Q106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Joshua Bekenstein Management For For
1.2 Elect Director Mark S. Cosby Management For For
1.3 Elect Director Ryan Cotton Management For For
1.4 Elect Director Monte E. Ford Management For For
1.5 Elect Director Karen Kaplan Management For For
1.6 Elect Director Matthew S. Levin Management For For
1.7 Elect Director John J. Mahoney Management For For
1.8 Elect Director James A. Quella Management For For
1.9 Elect Director Beryl B. Raff Management For For
1.10 Elect Director Peter F. Wallace Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
 
THE WALT DISNEY CO.
Meeting Date:  MAR 07, 2019
Record Date:  JAN 07, 2019
Meeting Type:  ANNUAL
Ticker:  DIS
Security ID:  254687106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Susan E. Arnold Management For For
1b Elect Director Mary T. Barra Management For For
1c Elect Director Safra A. Catz Management For For
1d Elect Director Francis A. deSouza Management For For
1e Elect Director Michael Froman Management For For
1f Elect Director Robert A. Iger Management For For
1g Elect Director Maria Elena Lagomasino Management For For
1h Elect Director Mark G. Parker Management For For
1i Elect Director Derica W. Rice Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Report on Lobbying Payments and Policy Shareholder Against For
5 Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation Shareholder Against For
 
THE WALT DISNEY COMPANY
Meeting Date:  JUL 27, 2018
Record Date:  MAY 29, 2018
Meeting Type:  SPECIAL
Ticker:  DIS
Security ID:  254687106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Issue Shares in Connection with Acquisition Management For For
2 Adjourn Meeting Management For For
 
THOR INDUSTRIES, INC.
Meeting Date:  DEC 14, 2018
Record Date:  OCT 15, 2018
Meeting Type:  ANNUAL
Ticker:  THO
Security ID:  885160101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Andrew E. Graves Management For For
1.2 Elect Director Amelia A. Huntington Management For For
1.3 Elect Director Christopher Klein Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Declassify the Board of Directors Management For For
 
TRACTOR SUPPLY COMPANY
Meeting Date:  MAY 09, 2019
Record Date:  MAR 11, 2019
Meeting Type:  ANNUAL
Ticker:  TSCO
Security ID:  892356106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Cynthia T. Jamison Management For For
1.2 Elect Director Ricardo Cardenas Management For For
1.3 Elect Director Denise L. Jackson Management For For
1.4 Elect Director Thomas A. Kingsbury Management For For
1.5 Elect Director Ramkumar Krishnan Management For For
1.6 Elect Director George MacKenzie Management For For
1.7 Elect Director Edna K. Morris Management For For
1.8 Elect Director Mark J. Weikel Management For For
1.9 Elect Director Gregory A. Sandfort Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
UNITED RENTALS, INC.
Meeting Date:  MAY 08, 2019
Record Date:  MAR 11, 2019
Meeting Type:  ANNUAL
Ticker:  URI
Security ID:  911363109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jose B. Alvarez Management For For
1.2 Elect Director Marc A. Bruno Management For For
1.3 Elect Director Matthew J. Flannery Management For For
1.4 Elect Director Bobby J. Griffin Management For For
1.5 Elect Director Kim Harris Jones Management For For
1.6 Elect Director Terri L. Kelly Management For For
1.7 Elect Director Michael J. Kneeland Management For For
1.8 Elect Director Gracia C. Martore Management For For
1.9 Elect Director Jason D. Papastavrou Management For For
1.10 Elect Director Filippo Passerini Management For For
1.11 Elect Director Donald C. Roof Management For For
1.12 Elect Director Shiv Singh Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
5 Provide Right to Act by Written Consent Shareholder Against For
 
WABCO HOLDINGS INC.
Meeting Date:  MAY 30, 2019
Record Date:  APR 05, 2019
Meeting Type:  ANNUAL
Ticker:  WBC
Security ID:  92927K102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jacques Esculier Management For For
1.2 Elect Director Thomas S. Gross Management For For
1.3 Elect Director Henry R. Keizer Management For For
2 Ratify Ernst & Young Bedrijfsrevisoren BCVBA/Reviseurs d'Entreprises SCCRL as Auditor Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
WALGREENS BOOTS ALLIANCE, INC.
Meeting Date:  JAN 25, 2019
Record Date:  NOV 26, 2018
Meeting Type:  ANNUAL
Ticker:  WBA
Security ID:  931427108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jose E. Almeida Management For For
1b Elect Director Janice M. Babiak Management For For
1c Elect Director David J. Brailer Management For For
1d Elect Director William C. Foote Management For For
1e Elect Director Ginger L. Graham Management For For
1f Elect Director John A. Lederer Management For For
1g Elect Director Dominic P. Murphy Management For For
1h Elect Director Stefano Pessina Management For For
1i Elect Director Leonard D. Schaeffer Management For For
1j Elect Director Nancy M. Schlichting Management For For
1k Elect Director James A. Skinner Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Qualified Employee Stock Purchase Plan Management For For
5 Require Independent Board Chairman Shareholder Against For
6 Use GAAP for Executive Compensation Metrics Shareholder Against Against
7 Report on Governance Measures Implemented Related to Opioids Shareholder Against For
8 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
 
WESTLAKE CHEMICAL CORPORATION
Meeting Date:  MAY 17, 2019
Record Date:  MAR 18, 2019
Meeting Type:  ANNUAL
Ticker:  WLK
Security ID:  960413102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Albert Chao Management For Withhold
1.2 Elect Director David T. Chao Management For Withhold
1.3 Elect Director Michael J. Graff Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For For
 
WILLIAMS-SONOMA, INC.
Meeting Date:  JUN 05, 2019
Record Date:  APR 08, 2019
Meeting Type:  ANNUAL
Ticker:  WSM
Security ID:  969904101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Laura Alber Management For For
1.2 Elect Director Adrian Bellamy Management For For
1.3 Elect Director Scott Dahnke Management For For
1.4 Elect Director Robert Lord Management For For
1.5 Elect Director Anne Mulcahy Management For For
1.6 Elect Director Grace Puma Management For For
1.7 Elect Director Christiana Smith Shi Management For For
1.8 Elect Director Sabrina Simmons Management For For
1.9 Elect Director Frits van Paasschen Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify Deloitte & Touche LLP as Auditors Management For For



SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Foxby Corp.

By:
/s/ Thomas B. Winmill
 
 
Thomas B. Winmill, Chief Executive Officer
 

Date: August 14, 2019