13F-HR 1 y44918e13f-hr.txt ING BARINGS LLC 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2000 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ING Barings LLC Address: 55 East 52nd Street,New York, NY 10055 Form 13F File Number: 28-7338 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Andrew Druch Title: General Counsel and Compliance Director Phone: 212-409-6135 Signature, Place, and Date of Signing: /s/ Andrew Druch New York, NY, 10055, 1/30/2001 ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 71 Form 13F Information Table Value Total: $ 16,901 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE 3 13F FILING 12/31/00 MARKET INVESTMENT VOTING TITLE OF CUSIP SHARES VALUE DISCRETION RIGHTS ISSUER NAME CLASS NUMBER (000'S) Sole Shared Other Sole Shared None Abbott Laboratories Common 002824100 100 4,844 X x Alcatel -ADR ADR 013904305 1000 55,938 x x American Express Company Common 025816109 17115 940,262 X x American International Group Common 026874107 11624 1,145,697 X x Amdocs Limited ORD G02602103 900 59,625 x x Anheuser Busch Companies Common 035229103 400 18,200 x x Bank One Corp Common 06423A103 300 10,988 x x Bellsouth Corp Common 079860102 200 8,188 x x Berkshire Hathaway Inc. CL-B Common 084670207 8 18,832 X x Bristol Myers Squibb Co. Common 110122108 16009 1,167,409 X x CSX Corp Common 125965103 400 10,375 x x Cable & Wireless PLC ADR 12682P104 1000 39,875 x x Cendant Corp Common 151313103 500 4,813 x x Chase Manhattan Corp Common 16161A108 150 6,816 x x Cisco Systems Inc Common 17275R102 15433 590,320 x x Citigroup Inc. Common 172967101 20176 1,028,243 x x Coca Cola Co. Common 191216100 225 13,711 x x Compaq Computer Corp. Common 204493100 500 7,525 X x Computer Sciences Corp Common 205363104 310 18,639 X x Conseco Inc Common 208464107 250 3,297 x x Costco Wholesale Corp-New Common 22160K105 300 11,981 x x ECI Telecom ORD 268258100 2300 32,163 x x EMC Corp-Mass Common 268648102 8837 587,668 x x Elan PLC ADR 284131208 2100 98,307 x x L M Ericsson Telephone Co ADR- Class B 294821400 5600 62,654 x x Embratel Participacoes SA ADR 29081N100 4000 62,752 x x European Warrant Fund Common 298792102 2110 20,309 x x Gillette Company Common 375766102 600 21,675 x x General Electric Co. Common 369604103 19215 921,131 x x Hercules Inc Common 427056106 300 5,719 x x Hewlett Packard Co. Common 428236103 16054 506,710 x x Hilton Hotels Corp Common 432848909 225 2,363 x x Hispanic Broadcasting Corp- A Common 43357B104 800 20,400 X x Home Depot Co. Common 437076102 16931 773,544 X x Household International Inc. Common 441815107 200 11,000 X x Infosys Technologies Ltd ADR 456788108 240 14,840 x x Intel Corp. Common 458140100 17163 519,186 X x International Business Machines Corp. Common 459200101 8001 666,910 X x Jabil Circuit Inc Common 466313103 1800 45,676 x x
4 13F FILING 12/31/00 MARKET INVESTMENT VOTING TITLE OF CUSIP SHARES VALUE DISCRETION RIGHTS ISSUER NAME CLASS NUMBER (000'S) Sole Shared Other Sole Shared None Korea Telecom ADR 50063P103 2000 62,000 x x Manufactured Home Communities Inc Common 564682102 300 8,700 x x Metromedia International Group, Inc. Common 591695101 1000 2,600 X x Microsoft Corp Common 594918104 200 8,700 X x Morgan Stanley Dean Witter Common 617446448 11476 909,476 X x Motorola Inc. Common 620076109 450 9,113 X x NEC Inc ADR 629050204 450 40,614 x x NTL Inc Common 629407107 400 9,576 X x Nortel Networks Corp. Common 656569100 17120 542,917 X x Oracle Corp. Common 68389X105 26342 1,200,660 X x Pfizer Inc. Common 717081103 13635 627,210 X x Philip Morris Companies Co Common 718454107 150 6,600 x x Proctor & Gamble Co. Common 742718109 100 7,844 X x Reynolds R J Tob Holdings Inc Common 76182K105 133 6,484 x x SBC Communications Inc Common 78387G103 200 9,550 x x Schering Plough Corp Common 806605101 200 11,350 X x Sonera Corp ADR 835433202 1500 26,063 x x Sony Corp ADR 835699307 600 41,850 x x Taiwan Semiconductor-ADR ADR 874039100 1500 25,875 x x Telecomincacoes Brasileiras ADR 879287308 75 5,466 x x Telefonica SA ADR 879382208 1390 69,500 x x Teva Pharmaceutical ADR 881624209 1200 87,900 x x Texas Instruments Common 882508104 15140 717,265 X x Time Warner Inc Common 887315109 150 7,836 x x United Technologies Corp. Common 913017109 15631 1,228,987 X x Viacom Inc. Class B Class B 925524308 16240 744,860 X x Vornado Realty Trust Common 929042208 200 7,663 x x Vornado Operating Co Common 92904N103 10 21 x x Walgreen Co Common 931422109 400 16,725 x x Wal-Mart Stores Inc. Common 931142103 17023 904,352 X x Walt Disney Co. Holding Co. Common 254687106 500 14,469 X x TOTAL 339,091 16,900,811 ------- ----------