-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AF91RhSGk6Q2bi/5G9UNwZfbgo86pxrh6N/d4m20cahM4y41bvU2dcVL5BXnvVN+ GSX7rU0bPB4NP6fKYoS30w== 0000950123-00-004911.txt : 20000515 0000950123-00-004911.hdr.sgml : 20000515 ACCESSION NUMBER: 0000950123-00-004911 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ING BARING LLC CENTRAL INDEX KEY: 0001068877 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-03761 FILM NUMBER: 627479 BUSINESS ADDRESS: STREET 1: 230 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 2124096154 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 13F-HR 1 ING BARINGS LLC 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2000 ---------- Check here if Amendment [ ]; Amendment Number: ---- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: ING Barings LLC --------------- Address: 55 East 52nd Street, New York, NY 10055 --------------------------------------- Form 13F File Number: 28-7338 ------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Andrew Druch Title: General Counsel and Compliance Director Phone: 212-409-6135 Signature, Place, and Date of Signing: New York, NY, 10055, 05/11/2000 - ------------------------------- -------------------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None 2 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 124 Form 13F Information Table Value Total: $ 9,996(thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE 3 13F FILING 03/31/2000
Issuer Name Title of Class Cusip Number Shares Market Value (000's) Amazon.Com Inc. Common 023135106 500 33,500 American Express Company Common 025816109 935 137,485 American Home Products Corp Common 26609107 300 16,088 American International Group Common 026874107 1373 153,461 American Online Inc. Common 023BSE983 1500 100875 Anheuser Busch Companies Inc. Common 35229103 200 12450 Applied Films Corp. Common 38197109 2000 40000 AvalonBay Communities Inc. Common 053484101 100 3663 Amli Residential Properties Common 001735109 100 2050 Bank of America Corp Common 60505104 300 14981 Bank One Corp Common 06423A103 300 10313 Bellsouth Corp. Common 079860102 600 28200 Berkshire Hathaway Inc. Class B Common 084670207 130 644340 Bristol Myers Squibb Co. Common 110122108 1870 107,774 CV Reit Inc. Common 126640101 1000 9,125 Cable & Wireless PLC Common 12682P104 400 22,400 Carter Wallace Inc. Common 146281010 1500 27,095 CBS Corp Common 12490K107 3875 219974 Cendant Corp Common 151313103 7800 218920 Charter Communications Inc. Class A 16117M107 2000 28656 Chase Manhattan Corp. Common 16161A108 740 64519 Chubb Corp. Common 171232101 2200 135776 Cinar Corp. Common 171905300 2000 15500 Cisco Systems Inc Common 17275R102 3375 257853 Citigroup Inc. Common 172967101 8880 505989 Coco Cola Co. Common 191216100 225 10,561 Colgate Palmolive Co Common 194162103 2410 134545 Compaq Computer Corp. Common 204493100 5100 133165 Conseco Inc. Common 208464107 2250 25736 Consolidated Edison Inc. Common 209115104 500 14500 Crescent Real Estate Equities Co. Common 225756105 200 3500 Crown Pacific Partners LP Common 228439105 100 2150 Cyber-Care Inc Common 23243T105 3000 57750 Dell Computer Corp Common 247025109 1000 53938 Delta & Pine Land Co. Common 247357106 1000 19750 Developers Diversified Realty Corp. Common 251591103 200 2775
Issuer Name Investment Discretion Voting Rights ---------------------------- -------------- Sole Shared Other Sole Shared None Amazon.Com Inc. X X American Express Company X X American Home Products Corp X X American International Group X X American Online Inc. X X Anheuser Busch Companies Inc. X X Applied Films Corp. X X AvalonBay Communities Inc. X X Amli Residential Properties X X Bank of America Corp X X Bank One Corp X X Bellsouth Corp. X X Berkshire Hathaway Inc. Class B X X Bristol Myers Squibb Co. X X CV Reit Inc. X X Cable & Wireless PLC X X Carter Wallace Inc. X X CBS Corp X X Cendant Corp X X Charter Communications Inc. X X Chase Manhattan Corp. X X Chubb Corp. X X Cinar Corp. X X Cisco Systems Inc X X Citigroup Inc. X X Coco Cola Co. X X Colgate Palmolive Co X X Compaq Computer Corp. X X Conseco Inc. X X Consolidated Edison Inc. X X Crescent Real Estate Equities Co. X X Crown Pacific Partners LP X X Cyber-Care Inc X X Dell Computer Corp X X Delta & Pine Land Co. X X Developers Diversified Realty Corp. X X
4 13F FILING 03/31/2000 Duke Weeks Realty Corp. Common 264411505 200 3,825 Dura Pharmaceuticals Common 26632S109 500 6,157 Earthlink Network Inc. Common 270321102 3807 74,000 Eastman Kodak Co. Common 277461109 200 10,863 ECI Telecom Ltd. Common 268258100 300 9,900 European Warrant Fund Inc Common 298792102 973 16906 Excel Legacy Corp Common 300665106 2500 8438 Exxon Mobile Corp. Common 30231G102 400 31,125 Fairchild Corp-CL A Common 303698104 2000 13,626 General Electric Co. Common 369604103 2485 362,983 Gillete Co. Common 375766102 4780 175,273 Healtheon/Webmd Corporations Common 422209106 1000 23000 Hewlett Packard Co. Common 428236103 1890 250,981 Hilton Hotels Corp. Common 432848109 565 4379 Home Depot Co. Common 437076102 5595 358526 Household International Inc. Common 441815107 3200 114027 Huttig Building Products Inc. Common 448451104 100 450 I-Cable Communications LTD ADR 44934B104 1200 18300 Intel Corp. Common 458140100 3489 448,402 Integral Systems Inc. Common 45810H107 1000 45,000 International Business Machines Corp. Common 459200101 1380 160,040 Jones Apparel Group Inc. Common 480074103 1300 41438 Korea Telecom ADR 50063p103 1000 43750 Kyocera Corp ADR 501556203 300 49800 Lucent Technologies Inc. Common 549463107 2205 133599 Macerich Co. Common 554382101 100 2063 Mack-Cali Realty Corp Common 554489104 700 17850 MCI Worldcom Inc. Common 55268B106 4100 185783 McDonalds Corp. Common 580135101 1000 36813 Manatron Inc. Common 562048108 1000 9688 Manufactured Homes Communities Common 564682102 600 13876 Metromedia International Group Common 591695101 6500 39063 Mediconsult Com Inc. Common 58469J100 5000 14375 Micro Therapeutics Inc. Common 59500W100 2000 13500 Microsoft Corp Common 594918104 2185 228867 Motorola Inc. Common 620076109 1200 179289 Nabisco Group Hldg Corp. Common 62952P102 400 4800 NTL Inc. Common 629407107 813 75211
Duke Weeks Realty Corp. X X Dura Pharmaceuticals X X Earthlink Network Inc. X X Eastman Kodak Co. X X ECI Telecom Ltd. X X European Warrant Fund Inc X X Excel Legacy Corp X X Exxon Mobile Corp. X X Fairchild Corp-CL A X X General Electric Co. X X Gillete Co. X X Healtheon/Webmd Corporations X X Hewlett Packard Co. X X Hilton Hotels Corp. X X Home Depot Co. X X Household International Inc. X X Huttig Building Products Inc. X X I-Cable Communications LTD X X Intel Corp. X X Integral Systems Inc. X X International Business Machines Corp. X X Jones Apparel Group Inc. X X Korea Telecom X X Kyocera Corp X X Lucent Technologies Inc. X X Macerich Co. X X Mack-Cali Realty Corp X X MCI Worldcom Inc. X X McDonalds Corp. X X Manatron Inc. X X Manufactured Homes Communities X X Metromedia International Group X X Mediconsult Com Inc. X X Micro Therapeutics Inc. X X Microsoft Corp X X Motorola Inc. X X Nabisco Group Hldg Corp. X X NTL Inc. X X
5 13F FILING 03/31/2000 Nortel Networks Corp. Common 656569100 2170 262,058 Nokia Corp. Common 654902204 2800 598381 Onemain.Com Inc. Common 68267P109 1000 11313 Oracle Corp. Common 68389X105 1880 145,615 PRI Automation Inc. Common 69357H106 2400 161,700 Paine Webber Group Inc. Common 695629105 2590 109360 Pepsico Inc. Common 713448108 1300 44932 Pfizer Inc. Common 717081103 2200 78221 Phillip Morris Companies Inc. Common 718154107 350 7394 Proctor & Gamble Co. Common 742718109 1200 67500 Qwest Communciations International Inc. Common 799121109 1500 72750 Reliastar Financial Corp. Common 75952U103 180 6098 Rhythms Netconnections Inc. Common 762430205 3000 110439 Resourcephonex Com Inc. Common 76122L106 6000 100252 Reynolds & Reynolds Common 761695105 1000 27000 Reynolds R J TOB HLDS INC Common 76182K105 300 5100 Schering Plough Corp Common 806605101 1200 43350 Sea Containers Ltd. Class A Common 811371707 1000 22125 Shire Pharmaceuticals Group ADR 82481R106 1000 16235 Sirius Satellite Radio Inc. Common 82966U103 1300 74100 Sonera Corp PLC ADR 835433202 500 28975 Sony Corp ADR 835699307 100 28013 Southern Co. Common 842587107 400 8700 Southtrust Corp. Common 844730101 750 19079 Symbol Technologies Inc. Common 871508107 1000 82313 TCI Satellite Entertainment Class A Common 872298104 100 1913 Taiwan Fund Inc. Common 874036106 500 11563 Telefonica S A Common 879382208 613 48315 Teltabs Inc. Common 879664100 200 12597 Teva Pharmaceutical Common 881624209 800 29851 Texas Instruments Common 882508104 1515 235,862 Time Warner Inc. Common 887315109 150 15000 True North Communications Inc Common 897844106 1000 39313 United Parcel SVC Inc. Class B Common 911312106 600 37800 USX-Marathon Group Common 902905827 200 5213 United Technologies Corp. Common 913017109 2410 148,548 Vasogen Inc. Common 92232F103 1000 6,625 Verisign Inc. Common 92343E102 300 44,850
Nortel Networks Corp. X X Nokia Corp. X X Onemain.Com Inc. X X Oracle Corp. X X PRI Automation Inc. X X Paine Webber Group Inc. X X Pepsico Inc. X X Pfizer Inc. X X Phillip Morris Companies Inc. X X Proctor & Gamble Co. X X Qwest Communciations International Inc. X X Reliastar Financial Corp. X X Rhythms Netconnections Inc. X X Resourcephonex Com Inc. X X Reynolds & Reynolds X X Reynolds R J TOB HLDS INC X X Schering Plough Corp X X Sea Containers Ltd. Class A X X Shire Pharmaceuticals Group X X Sirius Satellite Radio Inc. X X Sonera Corp PLC X X Sony Corp X X Southern Co. X X Southtrust Corp. X X Symbol Technologies Inc. X X TCI Satellite Entertainment Class A X X Taiwan Fund Inc. X X Telefonica S A X X Teltabs Inc. X X Teva Pharmaceutical X X Texas Instruments X X Time Warner Inc. X X True North Communications Inc x X United Parcel SVC Inc. Class B X X USX-Marathon Group X X United Technologies Corp. X X Vasogen Inc. X X Verisign Inc. X X
6 13F FILING 03/31/2000 Viacom Inc. Class B Common 925524308 1000 52,750 Viatel Inc Common 925529208 300 15,056 Vista Eyecare Inc. Common 928352103 5000 4,375 Vornado Operating Co Common 92904N103 35 448 Vornado Realty Trust Common 929042208 1200 16,925 Walgreen Co Common 931422109 400 10,300 Wal-Mart Stores Inc. Common 931142103 2175 188,992 Walt Disney Co. Holding Co. Common 254687106 6600 214,513 Webvan Group Inc. Common 94845V103 8500 61504 Williams Companies Common 969457100 3500 163309 Young & Rubicam Inc. Common 987425105 100 4700 TOTAL 203248 9,996,648
Viacom Inc. Class B X X Viatel Inc X X Vista Eyecare Inc. X X Vornado Operating Co X X Vornado Realty Trust X X Walgreen Co X X Wal-Mart Stores Inc. X X Walt Disney Co. Holding Co. X X Webvan Group Inc. X X Williams Companies X X Young & Rubicam Inc. X X TOTAL
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