0001839882-23-033073.txt : 20231207 0001839882-23-033073.hdr.sgml : 20231207 20231207080749 ACCESSION NUMBER: 0001839882-23-033073 CONFORMED SUBMISSION TYPE: 15-12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231207 DATE AS OF CHANGE: 20231207 EFFECTIVENESS DATE: 20231207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AVANTAX, INC. CENTRAL INDEX KEY: 0001068875 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 911718107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15-12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-25131 FILM NUMBER: 231471111 BUSINESS ADDRESS: STREET 1: 3200 OLYMPUS BLVD. STREET 2: SUITE 100 CITY: DALLAS STATE: TX ZIP: 75019 BUSINESS PHONE: 972-870-6000 MAIL ADDRESS: STREET 1: 3200 OLYMPUS BLVD. STREET 2: SUITE 100 CITY: DALLAS STATE: TX ZIP: 75019 FORMER COMPANY: FORMER CONFORMED NAME: BLUCORA, INC. DATE OF NAME CHANGE: 20120605 FORMER COMPANY: FORMER CONFORMED NAME: INFOSPACE INC DATE OF NAME CHANGE: 20000428 FORMER COMPANY: FORMER CONFORMED NAME: INFOSPACE COM INC DATE OF NAME CHANGE: 19980824 15-12G 1 avantax_1512g-120723.htm NOTICE OF TERMINATION OF REGISTRATION
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 15

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION
12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE
REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

 

Commission File Number000-25131

 

Avantax, Inc.

(Exact name of registrant as specified in its charter)

3200 Olympus Blvd., Suite 100, Dallas, Texas 75019 | (972) 870-6400

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

Common Stock, par value $0.0001 per share

(Title of each class of securities covered by this Form)

None

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

 

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

  Rule 12g-4(a)(1) ☒
 
  Rule 12g-4(a)(2) ☐
 
  Rule 12h-3(b)(1)(i) ☒
 
  Rule 12h-3(b)(1)(ii) ☐
 
  Rule 15d-6 ☐

 

Approximate number of holders of record as of the certification or notice date:One (1) holder

 

Pursuant to the requirements of the Securities Exchange Act of 1934, Avantax, Inc. has caused this certification/ notice to be signed on its behalf by the undersigned duly authorized person.

 

Date:   December 7, 2023   By: /s/ Keith Shores
  Name:
Title: 		 Keith Shores
Treasurer