0001068875-23-000063.txt : 20230501
0001068875-23-000063.hdr.sgml : 20230501
20230501170527
ACCESSION NUMBER: 0001068875-23-000063
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230427
FILED AS OF DATE: 20230501
DATE AS OF CHANGE: 20230501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mehlman Marc
CENTRAL INDEX KEY: 0001810041
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25131
FILM NUMBER: 23874868
MAIL ADDRESS:
STREET 1: 6333 NORTH STATE HIGHWAY 161, 4TH FLOOR
STREET 2: C/O BLUCORA, INC.
CITY: IRVING
STATE: TX
ZIP: 75038
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AVANTAX, INC.
CENTRAL INDEX KEY: 0001068875
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 911718107
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3200 OLYMPUS BLVD.
STREET 2: SUITE 100
CITY: DALLAS
STATE: TX
ZIP: 75019
BUSINESS PHONE: 972-870-6000
MAIL ADDRESS:
STREET 1: 3200 OLYMPUS BLVD.
STREET 2: SUITE 100
CITY: DALLAS
STATE: TX
ZIP: 75019
FORMER COMPANY:
FORMER CONFORMED NAME: BLUCORA, INC.
DATE OF NAME CHANGE: 20120605
FORMER COMPANY:
FORMER CONFORMED NAME: INFOSPACE INC
DATE OF NAME CHANGE: 20000428
FORMER COMPANY:
FORMER CONFORMED NAME: INFOSPACE COM INC
DATE OF NAME CHANGE: 19980824
4
1
wf-form4_168297511268728.xml
FORM 4
X0407
4
2023-04-27
0
0001068875
AVANTAX, INC.
AVTA
0001810041
Mehlman Marc
3200 OLYMPUS BLVD.
SUITE 100
DALLAS
TX
75019
0
1
0
0
Chief Financial Officer
0
Common Stock
2023-04-27
4
F
0
3279
0
D
88367
D
Common Stock
2025
I
Spouse
This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the reporting person.
Not included in this amount are 64,344 performance-based RSUs, of which (i) 16,333 are eligible to vest from 0% to 200% following the end of 2023, (ii) 28,280 are eligible to vest from 0% to 200% following the end of 2024 and (iii) 19,731 are eligible to vest from 0% to 200% following the end of 2025. Vesting for each award is subject to the Issuer's achievement of certain financial goals over a three-year period and certification by the Compensation Committee of the Issuer's board of directors.
Represents shares held by the spouse of the reporting person.
/s/ Tabitha T. Bailey as Attorney-in-Fact for Marc Mehlman
2023-05-01