0001068875-21-000011.txt : 20210105 0001068875-21-000011.hdr.sgml : 20210105 20210105180514 ACCESSION NUMBER: 0001068875-21-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mackay Todd C CENTRAL INDEX KEY: 0001757071 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25131 FILM NUMBER: 21507685 MAIL ADDRESS: STREET 1: 6333 N. STATE HWY 161 STREET 2: 6TH FLOOR CITY: IRVING STATE: TX ZIP: 75038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BLUCORA, INC. CENTRAL INDEX KEY: 0001068875 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 911718107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3200 OLYMPUS BLVD. STREET 2: SUITE 100 CITY: DALLAS STATE: TX ZIP: 75019 BUSINESS PHONE: 972-870-6000 MAIL ADDRESS: STREET 1: 3200 OLYMPUS BLVD. STREET 2: SUITE 100 CITY: DALLAS STATE: TX ZIP: 75019 FORMER COMPANY: FORMER CONFORMED NAME: INFOSPACE INC DATE OF NAME CHANGE: 20000428 FORMER COMPANY: FORMER CONFORMED NAME: INFOSPACE COM INC DATE OF NAME CHANGE: 19980824 4 1 wf-form4_160988790027088.xml FORM 4 X0306 4 2020-12-31 0 0001068875 BLUCORA, INC. BCOR 0001757071 Mackay Todd C 3200 OLYMPUS BLVD. SUITE 100 DALLAS TX 75019 0 1 0 0 President of Wealth Mgmt Common Stock 2020-12-31 4 F 0 331 15.19 D 79162 D Common Stock 2021-01-02 4 F 0 539 15.19 D 78623 D Common Stock 2021-01-04 4 A 0 26666 0 A 105289 D Stock Option (Right to Buy) 15.0 2021-01-04 4 A 0 43333 0 A 2028-01-04 Common Stock 43333.0 43333 D This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units ("RSUs"). The timing and amount of the transaction were determined by the terms of the applicable RSU award and were not within the control of the reporting person. Reflects a grant of RSUs that was made to the reporting person on January 4, 2021 and that will vest equally over a three-year period on each anniversary of the grant date. Not included in this amount are 39,891 performance-based RSUs of which (i) 4,078 are eligible to vest from 0% to 200% following the end of 2021, (ii) 12,480 are eligible to vest from 0% to 200% following the end of 2022 and (iii) 23,333 are eligible to vest from 0% to 200% following the end of 2023. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee. Reflects a grant of a non-qualified stock option that was made to the reporting person on January 4, 2021 and that will vest equally over a three-year period on each anniversary of the grant date. /s/ Ann J. Bruder, as Attorney-in-Fact for Todd C. Mackay 2021-01-05