0001068875-20-000110.txt : 20200526 0001068875-20-000110.hdr.sgml : 20200526 20200526170514 ACCESSION NUMBER: 0001068875-20-000110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200521 FILED AS OF DATE: 20200526 DATE AS OF CHANGE: 20200526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mackay Todd C CENTRAL INDEX KEY: 0001757071 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25131 FILM NUMBER: 20911608 MAIL ADDRESS: STREET 1: 6333 N. STATE HWY 161 STREET 2: 6TH FLOOR CITY: IRVING STATE: TX ZIP: 75038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BLUCORA, INC. CENTRAL INDEX KEY: 0001068875 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 911718107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6333 N. STATE HWY 161 STREET 2: 4TH FLOOR CITY: IRVING STATE: TX ZIP: 75038 BUSINESS PHONE: 972-870-6000 MAIL ADDRESS: STREET 1: 6333 N. STATE HWY 161 STREET 2: 4TH FLOOR CITY: IRVING STATE: TX ZIP: 75038 FORMER COMPANY: FORMER CONFORMED NAME: INFOSPACE INC DATE OF NAME CHANGE: 20000428 FORMER COMPANY: FORMER CONFORMED NAME: INFOSPACE COM INC DATE OF NAME CHANGE: 19980824 4 1 wf-form4_159052709714909.xml FORM 4 X0306 4 2020-05-21 0 0001068875 BLUCORA, INC. BCOR 0001757071 Mackay Todd C 6333 N. STATE HWY 161 6TH FLOOR IRVING TX 75038 0 1 0 0 President of Wealth Mgmt Common Stock 2020-05-21 4 A 0 10069 0 A 73218 D Common Stock 2020-05-21 4 F 0 1458 11.30 D 71760 D Common Stock 2020-05-21 4 A 0 16791 0 A 88551 D Stock Option (Right to Buy) 11.3 2020-05-21 4 A 0 47014 0 A 2027-05-21 Common Stock 47014.0 47014 D On May 6, 2019, the Reporting Person was granted 10,069 performance-based restricted stock units ("RSUs") which vest following a one-year performance period based on the Issuer's satisfaction of certain performance criteria, with 50% of the awarded RSUs to be released on the vesting date and 50% of the awarded RSUs to be released on May 6, 2021. The performance criteria were met, resulting in the release of 5,034 shares of common stock. The remaining 5,035 RSUs will be released on May 6, 2021. This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of RSUs. The timing and amount of the transaction were determined by the terms of the applicable RSU award and were not within the control of the Reporting Person. Reflects a one-time RSU grant that was made to the Reporting Person on May 21, 2020 that will vest equally over a three-year period on each anniversary of the grant date. Not included in this amount are 16,558 performance-based RSUs of which (i) 4,078 are eligible to vest from 0% to 200% following the end of 2021 and (ii) 12,480 are eligible to vest from 0% to 200% following the end of 2022. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee. Reflects a one-time non-qualified option grant that was made to the Reporting Person on May 21, 2020. The option vests according to the following schedule: one-third vests on May 21, 2021, an additional one-third vests on May 21, 2022, and the remaining one-third will vest on May 21, 2023, such that the option will be fully vested on May 21, 2023. /s/ Ann J. Bruder, as Attorney-in-Fact for Todd C. Mackay 2020-05-26