0001068875-20-000110.txt : 20200526
0001068875-20-000110.hdr.sgml : 20200526
20200526170514
ACCESSION NUMBER: 0001068875-20-000110
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200521
FILED AS OF DATE: 20200526
DATE AS OF CHANGE: 20200526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mackay Todd C
CENTRAL INDEX KEY: 0001757071
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25131
FILM NUMBER: 20911608
MAIL ADDRESS:
STREET 1: 6333 N. STATE HWY 161
STREET 2: 6TH FLOOR
CITY: IRVING
STATE: TX
ZIP: 75038
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BLUCORA, INC.
CENTRAL INDEX KEY: 0001068875
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 911718107
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6333 N. STATE HWY 161
STREET 2: 4TH FLOOR
CITY: IRVING
STATE: TX
ZIP: 75038
BUSINESS PHONE: 972-870-6000
MAIL ADDRESS:
STREET 1: 6333 N. STATE HWY 161
STREET 2: 4TH FLOOR
CITY: IRVING
STATE: TX
ZIP: 75038
FORMER COMPANY:
FORMER CONFORMED NAME: INFOSPACE INC
DATE OF NAME CHANGE: 20000428
FORMER COMPANY:
FORMER CONFORMED NAME: INFOSPACE COM INC
DATE OF NAME CHANGE: 19980824
4
1
wf-form4_159052709714909.xml
FORM 4
X0306
4
2020-05-21
0
0001068875
BLUCORA, INC.
BCOR
0001757071
Mackay Todd C
6333 N. STATE HWY 161
6TH FLOOR
IRVING
TX
75038
0
1
0
0
President of Wealth Mgmt
Common Stock
2020-05-21
4
A
0
10069
0
A
73218
D
Common Stock
2020-05-21
4
F
0
1458
11.30
D
71760
D
Common Stock
2020-05-21
4
A
0
16791
0
A
88551
D
Stock Option (Right to Buy)
11.3
2020-05-21
4
A
0
47014
0
A
2027-05-21
Common Stock
47014.0
47014
D
On May 6, 2019, the Reporting Person was granted 10,069 performance-based restricted stock units ("RSUs") which vest following a one-year performance period based on the Issuer's satisfaction of certain performance criteria, with 50% of the awarded RSUs to be released on the vesting date and 50% of the awarded RSUs to be released on May 6, 2021. The performance criteria were met, resulting in the release of 5,034 shares of common stock. The remaining 5,035 RSUs will be released on May 6, 2021.
This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of RSUs. The timing and amount of the transaction were determined by the terms of the applicable RSU award and were not within the control of the Reporting Person.
Reflects a one-time RSU grant that was made to the Reporting Person on May 21, 2020 that will vest equally over a three-year period on each anniversary of the grant date.
Not included in this amount are 16,558 performance-based RSUs of which (i) 4,078 are eligible to vest from 0% to 200% following the end of 2021 and (ii) 12,480 are eligible to vest from 0% to 200% following the end of 2022. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee.
Reflects a one-time non-qualified option grant that was made to the Reporting Person on May 21, 2020. The option vests according to the following schedule: one-third vests on May 21, 2021, an additional one-third vests on May 21, 2022, and the remaining one-third will vest on May 21, 2023, such that the option will be fully vested on May 21, 2023.
/s/ Ann J. Bruder, as Attorney-in-Fact for Todd C. Mackay
2020-05-26