0001068875-20-000028.txt : 20200113 0001068875-20-000028.hdr.sgml : 20200113 20200113175357 ACCESSION NUMBER: 0001068875-20-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200109 FILED AS OF DATE: 20200113 DATE AS OF CHANGE: 20200113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vasquez Enrique M CENTRAL INDEX KEY: 0001778172 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25131 FILM NUMBER: 20524586 MAIL ADDRESS: STREET 1: 6333 N. STATE HWY 161 STREET 2: 6TH FLOOR CITY: IRVING STATE: TX ZIP: 75038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BLUCORA, INC. CENTRAL INDEX KEY: 0001068875 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 911718107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6333 N. STATE HWY 161 STREET 2: 4TH FLOOR CITY: IRVING STATE: TX ZIP: 75038 BUSINESS PHONE: 972-870-6000 MAIL ADDRESS: STREET 1: 6333 N. STATE HWY 161 STREET 2: 4TH FLOOR CITY: IRVING STATE: TX ZIP: 75038 FORMER COMPANY: FORMER CONFORMED NAME: INFOSPACE INC DATE OF NAME CHANGE: 20000428 FORMER COMPANY: FORMER CONFORMED NAME: INFOSPACE COM INC DATE OF NAME CHANGE: 19980824 4 1 wf-form4_157895601926492.xml FORM 4 X0306 4 2020-01-09 0 0001068875 BLUCORA, INC. BCOR 0001778172 Vasquez Enrique M 6333 N. STATE HWY 161 6TH FLOOR IRVING TX 75038 0 1 0 0 President of Wealth Management Common Stock 2020-01-09 4 A 0 17353 0 A 24478 D Stock Option (Right to Buy) 25.24 2020-01-09 4 A 0 33622 0 A 2027-01-09 Common Stock 33622.0 33622 D Reflects a restricted stock unit grant ("RSUs") that was made to the reporting person on January 9, 2020 and that will vest equally over a three-year period on each anniversary of the grant date. Not included in this amount are 28,637 performance-based restricted stock units of which (i) 7,219 are eligible to vest following May 6, 2020, (ii) 6,234 are eligible to vest from 0% to 200% following the end of 2021 and (iii) 15,184 are eligible to vest from 0% to 200% following the end of 2022. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee. Reflects a non-qualified option grant that was made to the reporting person on January 9, 2020. The option vests according to the following schedule: one-third vests on January 9, 2021, an additional one-third vests on January 9, 2022, and the remaining one-third will vest on January 9, 2023, such that the option will be fully vested on January 9, 2023. /s/ Ann J. Bruder, as Attorney-in-Fact for Enrique Vasquez 2020-01-13