-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pfb5srr8rQwo63iwZCdR4P2B/+RSDDVxvwLylnJGQYN9CPAbMFybRj5l9cR94KFm v2c7l+daVGaKXckktjR45g== 0001068843-00-000030.txt : 20000405 0001068843-00-000030.hdr.sgml : 20000405 ACCESSION NUMBER: 0001068843-00-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000330 FILED AS OF DATE: 20000404 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN NATIONAL FINANCIAL INC CENTRAL INDEX KEY: 0001068843 STANDARD INDUSTRIAL CLASSIFICATION: TITLE INSURANCE [6361] IRS NUMBER: 330731548 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-24961 FILM NUMBER: 593215 BUSINESS ADDRESS: STREET 1: 17911 VON KARMAN AVENUE SUITE 240 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 9496224700 MAIL ADDRESS: STREET 1: 17911 VON KARMAN AVENUE SUITE 240 CITY: IRVINE STATE: CA ZIP: 92614 COMPANY DATA: COMPANY CONFORMED NAME: FERGUSON BARBARA A CENTRAL INDEX KEY: 0001110690 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 17911 VON KARMAN AVENUE SUITE 240 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 9496224700 MAIL ADDRESS: STREET 1: 17911 VON KARMAN AVENUE SUITE 240 CITY: IRVINE STATE: CA ZIP: 92614 4 1 FORM 4 - 03/00 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Ferguson, Barbara A. c/o American National Financial, Inc. 17911 Von Karman Ave., Suite 200 Irvine, CA 92614 U.S. 2. Issuer Name and Ticker or Trading Symbol American National Financial, Inc. ANFI 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 03/00 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Executive Vice President 7. Individual or Joint/Group Filing (Check Applicable Line) ( ) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |12/30/|P (1|V|43,995 |A |$3.95 |198,315 |D | | |99 |) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| (1) Purchases under key exe| | | | | | | | | | cutive loa program in Decem| | | | | | | | | | ber 1999. Individual | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| allocations not known until| | | | | | | | | | March, 2000. | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Non Qualified Stock Op|$3.00 |3/13/|J(1)|V|A |A |J(1) |3/12/|Common Stock|50,000 |$3.00 | |D | | tion | |00 | | | | | |00 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Non Qualified Stock Op|$1.50 |3/14/|J(2)|V|A |A |J(1) |3/13/|Common Stock|41,667 |J(2) | |D | | tion | |00 | | | | | |00 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: J(1)Granted pursuant to the 1998 Stock Option Plan which is an exempt plan under SEC Rule 16(b)3. Option exercisable in thirds on each grant anniversary date beginning with 3/13/01. J(2)Granted pursuant to the 1999 Stock Option Plan which is an exempt plan under SEC Rule 16(b)3. Options immediately exercisable. Option price adjusted down $1.50 a share for bonus monies applied to exercise price. -----END PRIVACY-ENHANCED MESSAGE-----