0001209191-15-037470.txt : 20150430 0001209191-15-037470.hdr.sgml : 20150430 20150430163701 ACCESSION NUMBER: 0001209191-15-037470 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150428 FILED AS OF DATE: 20150430 DATE AS OF CHANGE: 20150430 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Otonomy, Inc. CENTRAL INDEX KEY: 0001493566 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262590070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5626 OBERLIN DRIVE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (858) 768-7823 MAIL ADDRESS: STREET 1: 5626 OBERLIN DRIVE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORROW GEORGE J CENTRAL INDEX KEY: 0001068754 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36591 FILM NUMBER: 15819364 MAIL ADDRESS: STREET 1: AMGEN INC. STREET 2: ONE AMGEN CENTER DRIVE CITY: THOUSAND OAKS STATE: CA ZIP: 91320-1799 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-04-28 0 0001493566 Otonomy, Inc. OTIC 0001068754 MORROW GEORGE J C/O OTONOMY, INC. 6275 NANCY RIDGE ROAD, SUITE 100 SAN DIEGO CA 92121 1 0 0 0 Employee Stock Option (right to buy) 27.58 2015-04-28 2015-04-28 4 A 0 25000 27.58 A 2025-04-28 Common Stock 25000 25000 D One-third of the shares initially subject to the option vest on April 28, 2016, and one-third of the shares vest each year thereafter. /s/ George J. Morrow 2015-04-28