0000899243-15-001747.txt : 20150727 0000899243-15-001747.hdr.sgml : 20150727 20150727165421 ACCESSION NUMBER: 0000899243-15-001747 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150723 FILED AS OF DATE: 20150727 DATE AS OF CHANGE: 20150727 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RTI INTERNATIONAL METALS INC CENTRAL INDEX KEY: 0001068717 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 522115953 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WESTPOINTE CORPORATE CENTER ONE STREET 2: 1550 CORAOPOLIS HEIGHTS ROAD, SUITE 500 CITY: PITTSBURGH STATE: PA ZIP: 15108-2973 BUSINESS PHONE: 412-893-0102 MAIL ADDRESS: STREET 1: WESTPOINTE CORPORATE CENTER ONE STREET 2: 1550 CORAOPOLIS HEIGHTS ROAD, SUITE 500 CITY: PITTSBURGH STATE: PA ZIP: 15108-2973 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McAuley Michael G CENTRAL INDEX KEY: 0001612993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14437 FILM NUMBER: 151007551 MAIL ADDRESS: STREET 1: 1550 CORAOPOLIS HEIGHTS ROAD, SUITE 500 CITY: PITTSBURGH STATE: PA ZIP: 15108 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-07-23 1 0001068717 RTI INTERNATIONAL METALS INC RTI 0001612993 McAuley Michael G 1550 CORAOPOLIS HEIGHTS ROAD, SUITE 500 PITTSBURGH PA 15108 0 1 0 0 Senior V.P. and CFO Common Stock 2015-07-23 4 A 0 7052 0.00 A 13131 D Common Stock 2015-07-23 4 D 0 7052 D 6079 D Common Stock 2015-07-23 4 D 0 6079 D 0 D Employee Stock Option (Right to Buy) 25.12 2015-07-23 4 D 0 10000 D 2024-07-24 Common Stock 10000 0 D Employee Stock Option (Right to Buy) 22.21 2015-07-23 4 D 0 8665 D 2025-01-30 Common Stock 8665 0 D Deemed earned under 2015 performance share awards as described in a merger agreement among the Issuer, Alcoa, Inc. and Ranger Ohio Corporation (the "Merger Agreement"). Includes 324 shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan since the last reportable transaction. Shares underlying 2015 performance share awards disposed of pursuant to the Merger Agreement by conversion into time-based awards in respect of 19,967 shares of common stock of Alcoa, Inc. (market value $9.96 per share). Includes (a) 5,555 restricted stock units disposed of pursuant to the Merger Agreement by conversion into restricted stock units in respect of 15,728 shares of common stock of Alcoa, Inc. (market value $9.96 per share) and (b) 524 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan and disposed of pursuant to the Merger Agreement in exchange for the right to receive (i) 2.8315 shares of common stock of Alcoa, Inc. (market value $9.96 per share) and (ii) any applicable cash in lieu of fractional shares. This option originally provided for vesting in three equal installments beginning on July 24, 2015. Option converted into an option to purchase the number of shares of Alcoa, Inc. common stock equal to the number of shares underlying the option (rounded down to the nearest whole number of shares) multipled by 2.8315 at an exercise price equal to the exercise price (rounded up to the nearest whole cent) divided by 2.8315. This option originally provided for vesting in three equal installments beginning on January 30, 2016. /s/ Chad Whalen, as Attorney-in-Fact 2015-07-27