0000899243-15-001741.txt : 20150727
0000899243-15-001741.hdr.sgml : 20150727
20150727164636
ACCESSION NUMBER: 0000899243-15-001741
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150723
FILED AS OF DATE: 20150727
DATE AS OF CHANGE: 20150727
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RTI INTERNATIONAL METALS INC
CENTRAL INDEX KEY: 0001068717
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 522115953
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: WESTPOINTE CORPORATE CENTER ONE
STREET 2: 1550 CORAOPOLIS HEIGHTS ROAD, SUITE 500
CITY: PITTSBURGH
STATE: PA
ZIP: 15108-2973
BUSINESS PHONE: 412-893-0102
MAIL ADDRESS:
STREET 1: WESTPOINTE CORPORATE CENTER ONE
STREET 2: 1550 CORAOPOLIS HEIGHTS ROAD, SUITE 500
CITY: PITTSBURGH
STATE: PA
ZIP: 15108-2973
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Whalen Chad
CENTRAL INDEX KEY: 0001389759
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14437
FILM NUMBER: 151007498
MAIL ADDRESS:
STREET 1: 1000 WARREN AVENUE
CITY: NILES
STATE: OH
ZIP: 44446
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-07-23
1
0001068717
RTI INTERNATIONAL METALS INC
RTI
0001389759
Whalen Chad
1000 WARREN AVENUE
NILES
OH
44446
0
1
0
0
Gen. Counsel & SVP - Govt. Rel
Common Stock
2015-07-23
4
A
0
13904
0.00
A
36480
D
Common Stock
2015-07-23
4
F
0
2455
28.48
D
34025
D
Common Stock
2015-07-23
4
D
0
3202
D
30823
D
Common Stock
2015-07-23
4
D
0
10702
D
20121
D
Common Stock
2015-07-23
4
D
0
4814
D
15307
D
Common Stock
2015-07-23
4
D
0
15307
D
0
D
Employee Stock Option (Right to Buy)
83.41
2015-07-23
4
D
0
10000
D
2017-02-19
Common Stock
10000
0
D
Employee Stock Option (Right to Buy)
51.17
2015-07-23
4
D
0
1900
D
2018-01-25
Common Stock
1900
0
D
Employee Stock Option (Right to Buy)
25.18
2015-07-23
4
D
0
3500
D
2020-01-29
Common Stock
3500
0
D
Employee Stock Option (Right to Buy)
28.47
2015-07-23
4
D
0
3477
D
2021-01-28
Common Stock
3477
0
D
Employee Stock Option (Right to Buy)
24.62
2015-07-23
4
D
0
3392
D
2022-01-27
Common Stock
3392
0
D
Employee Stock Option (Right to Buy)
29.13
2015-07-23
4
D
0
3275
D
2023-01-25
Common Stock
3275
0
D
Employee Stock Option (Right to Buy)
31.19
2015-07-23
4
D
0
3913
D
2024-01-31
Common Stock
3913
0
D
Employee Stock Option (Right to Buy)
22.21
2015-07-23
4
D
0
7510
D
2025-01-30
Common Stock
7510
0
D
Deemed earned under 2013, 2014 and 2015 performance share awards as described in a merger agreement among the Issuer, Alcoa, Inc. and Ranger Ohio Corporation (the "Merger Agreement").
Shares of Issuer common stock deemed earned under 2013 performance share awards and disposed of pursuant to the Merger Agreement in exchange for the right to receive (i) 2.8315 shares of common stock of Alcoa, Inc. (market value $9.96 per share) and (ii) any applicable cash in lieu of fractional shares (together, the "Merger Consideration").
Shares underlying 2014 and 2015 performance share awards disposed of pursuant to the Merger Agreement by conversion into time-based awards in respect of 30,302 shares of common stock of Alcoa, Inc. (market value $9.96 per share).
Restricted stock units disposed of pursuant to the Merger Agreement by conversion into restricted stock units in respect of 13,630 shares of common stock of Alcoa, Inc. (market value $9.96 per share).
Shares of Issuer common stock disposed of pursuant to the Merger Agreement in exchange for the right to receive the Merger Consideration.
This option is fully vested.
Option converted into an option to purchase the number of shares of Alcoa, Inc. common stock equal to the number of shares underlying the option (rounded down to the nearest whole number of shares) multipled by 2.8315 at an exercise price equal to the exercise price (rounded up to the nearest whole cent) divided by 2.8315.
This option originally provided for vesting in three equal installments beginning on January 24, 2014.
This option originally provided for vesting in three equal installments beginning on January 31, 2015.
This option originally provided for vesting in three equal installments beginning on January 30, 2016.
/s/ Chad Whalen
2015-07-27