0000899243-15-001736.txt : 20150727
0000899243-15-001736.hdr.sgml : 20150727
20150727164230
ACCESSION NUMBER: 0000899243-15-001736
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150723
FILED AS OF DATE: 20150727
DATE AS OF CHANGE: 20150727
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RTI INTERNATIONAL METALS INC
CENTRAL INDEX KEY: 0001068717
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 522115953
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: WESTPOINTE CORPORATE CENTER ONE
STREET 2: 1550 CORAOPOLIS HEIGHTS ROAD, SUITE 500
CITY: PITTSBURGH
STATE: PA
ZIP: 15108-2973
BUSINESS PHONE: 412-893-0102
MAIL ADDRESS:
STREET 1: WESTPOINTE CORPORATE CENTER ONE
STREET 2: 1550 CORAOPOLIS HEIGHTS ROAD, SUITE 500
CITY: PITTSBURGH
STATE: PA
ZIP: 15108-2973
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HICKTON DAWNE S
CENTRAL INDEX KEY: 0001215135
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14437
FILM NUMBER: 151007467
MAIL ADDRESS:
STREET 1: 148 KENYON RD
CITY: PITTSBURGH
STATE: PA
ZIP: 15205
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-07-23
1
0001068717
RTI INTERNATIONAL METALS INC
RTI
0001215135
HICKTON DAWNE S
1000 WARREN AVENUE
NILES
OH
44446
1
1
0
0
Vice Chair, President and CEO
Common Stock
2015-04-28
5
G
0
E
2642
0.00
D
163320
D
Common Stock
2015-07-23
4
A
0
74724
0.00
A
238044
D
Common Stock
2015-07-23
4
F
0
23134
28.48
D
214910
D
Common Stock
2015-07-23
4
D
0
21224
D
193686
D
Common Stock
2015-07-23
4
D
0
53500
D
140186
D
Common Stock
2015-07-23
4
D
0
25770
D
114416
D
Common Stock
2015-07-23
4
D
0
114416
D
0
D
Common Stock
2015-07-23
4
D
0
600
D
0
I
By child
Employee Stock Option (Right to Buy)
45.09
2015-07-23
4
D
0
7000
D
2016-01-27
Common Stock
7000
0
D
Employee Stock Option (Right to Buy)
76.85
2015-07-23
4
D
0
5000
D
2017-01-26
Common Stock
5000
0
D
Employee Stock Option (Right to Buy)
51.17
2015-07-23
4
D
0
9000
D
2018-01-25
Common Stock
9000
0
D
Employee Stock Option (Right to Buy)
13.88
2015-07-23
4
D
0
15000
D
2019-01-30
Common Stock
15000
0
D
Employee Stock Option (Right to Buy)
25.18
2015-07-23
4
D
0
18000
D
2020-01-29
Common Stock
18000
0
D
Employee Stock Option (Right to Buy)
28.47
2015-07-23
4
D
0
13562
D
2021-01-28
Common Stock
13562
0
D
Employee Stock Option (Right to Buy)
24.62
2015-07-23
4
D
0
13148
D
2022-01-27
Common Stock
13148
0
D
Employee Stock Option (Right to Buy)
29.13
2015-07-23
4
D
0
14474
D
2023-01-25
Common Stock
14474
0
D
Employee Stock Option (Right to Buy)
31.19
2015-07-23
4
D
0
17719
D
2024-01-31
Common Stock
17719
0
D
Employee Stock Option (Right to Buy)
22.21
2015-07-23
4
D
0
40199
D
2025-01-30
Common Stock
40199
0
D
Deemed earned under 2013, 2014 and 2015 performance share awards as described in a merger agreement among the Issuer, Alcoa, Inc. and Ranger Ohio Corporation (the "Merger Agreement").
Shares of Issuer common stock deemed earned under 2013 performance share awards and disposed of pursuant to the Merger Agreement in exchange for the right to receive (i) 2.8315 shares of common stock of Alcoa, Inc. (market value $9.96 per share) and (ii) any applicable cash in lieu of fractional shares (together, the "Merger Consideration").
Shares underlying 2014 and 2015 performance share awards disposed of pursuant to the Merger Agreement by conversion into time-based awards in respect of 151,485 shares of common stock of Alcoa, Inc. (market value $9.96 per share).
Restricted stock units disposed of pursuant to the Merger Agreement by conversion into restricted stock units in respect of 72,967 shares of common stock of Alcoa, Inc. (market value $9.96 per share).
Issuer common stock disposed of pursuant to the Merger Agreement in exchange for the right to receive the Merger Consideration.
Shares of Issuer common stock disposed of pursuant to the Merger Agreement in exchange for the right to receive the Merger Consideration.
This option is fully vested.
Option converted into an option to purchase the number of shares of Alcoa, Inc. common stock equal to the number of shares underlying the option (rounded down to the nearest whole number of shares) multiplied by 2.8315 at an exercise price equal to the exercise price (rounded up to the nearest whole cent) divided by 2.8315.
This option originally provided for vesting in three equal installments beginning on January 24, 2014.
This option originally provided for vesting in three equal installments beginning on January 31, 2015.
This option originally provided for vesting in three equal installments beginning on January 30, 2016.
/s/ Chad Whalen, as Attorney-in-Fact
2015-07-27