0000899243-15-001736.txt : 20150727 0000899243-15-001736.hdr.sgml : 20150727 20150727164230 ACCESSION NUMBER: 0000899243-15-001736 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150723 FILED AS OF DATE: 20150727 DATE AS OF CHANGE: 20150727 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RTI INTERNATIONAL METALS INC CENTRAL INDEX KEY: 0001068717 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 522115953 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WESTPOINTE CORPORATE CENTER ONE STREET 2: 1550 CORAOPOLIS HEIGHTS ROAD, SUITE 500 CITY: PITTSBURGH STATE: PA ZIP: 15108-2973 BUSINESS PHONE: 412-893-0102 MAIL ADDRESS: STREET 1: WESTPOINTE CORPORATE CENTER ONE STREET 2: 1550 CORAOPOLIS HEIGHTS ROAD, SUITE 500 CITY: PITTSBURGH STATE: PA ZIP: 15108-2973 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HICKTON DAWNE S CENTRAL INDEX KEY: 0001215135 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14437 FILM NUMBER: 151007467 MAIL ADDRESS: STREET 1: 148 KENYON RD CITY: PITTSBURGH STATE: PA ZIP: 15205 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-07-23 1 0001068717 RTI INTERNATIONAL METALS INC RTI 0001215135 HICKTON DAWNE S 1000 WARREN AVENUE NILES OH 44446 1 1 0 0 Vice Chair, President and CEO Common Stock 2015-04-28 5 G 0 E 2642 0.00 D 163320 D Common Stock 2015-07-23 4 A 0 74724 0.00 A 238044 D Common Stock 2015-07-23 4 F 0 23134 28.48 D 214910 D Common Stock 2015-07-23 4 D 0 21224 D 193686 D Common Stock 2015-07-23 4 D 0 53500 D 140186 D Common Stock 2015-07-23 4 D 0 25770 D 114416 D Common Stock 2015-07-23 4 D 0 114416 D 0 D Common Stock 2015-07-23 4 D 0 600 D 0 I By child Employee Stock Option (Right to Buy) 45.09 2015-07-23 4 D 0 7000 D 2016-01-27 Common Stock 7000 0 D Employee Stock Option (Right to Buy) 76.85 2015-07-23 4 D 0 5000 D 2017-01-26 Common Stock 5000 0 D Employee Stock Option (Right to Buy) 51.17 2015-07-23 4 D 0 9000 D 2018-01-25 Common Stock 9000 0 D Employee Stock Option (Right to Buy) 13.88 2015-07-23 4 D 0 15000 D 2019-01-30 Common Stock 15000 0 D Employee Stock Option (Right to Buy) 25.18 2015-07-23 4 D 0 18000 D 2020-01-29 Common Stock 18000 0 D Employee Stock Option (Right to Buy) 28.47 2015-07-23 4 D 0 13562 D 2021-01-28 Common Stock 13562 0 D Employee Stock Option (Right to Buy) 24.62 2015-07-23 4 D 0 13148 D 2022-01-27 Common Stock 13148 0 D Employee Stock Option (Right to Buy) 29.13 2015-07-23 4 D 0 14474 D 2023-01-25 Common Stock 14474 0 D Employee Stock Option (Right to Buy) 31.19 2015-07-23 4 D 0 17719 D 2024-01-31 Common Stock 17719 0 D Employee Stock Option (Right to Buy) 22.21 2015-07-23 4 D 0 40199 D 2025-01-30 Common Stock 40199 0 D Deemed earned under 2013, 2014 and 2015 performance share awards as described in a merger agreement among the Issuer, Alcoa, Inc. and Ranger Ohio Corporation (the "Merger Agreement"). Shares of Issuer common stock deemed earned under 2013 performance share awards and disposed of pursuant to the Merger Agreement in exchange for the right to receive (i) 2.8315 shares of common stock of Alcoa, Inc. (market value $9.96 per share) and (ii) any applicable cash in lieu of fractional shares (together, the "Merger Consideration"). Shares underlying 2014 and 2015 performance share awards disposed of pursuant to the Merger Agreement by conversion into time-based awards in respect of 151,485 shares of common stock of Alcoa, Inc. (market value $9.96 per share). Restricted stock units disposed of pursuant to the Merger Agreement by conversion into restricted stock units in respect of 72,967 shares of common stock of Alcoa, Inc. (market value $9.96 per share). Issuer common stock disposed of pursuant to the Merger Agreement in exchange for the right to receive the Merger Consideration. Shares of Issuer common stock disposed of pursuant to the Merger Agreement in exchange for the right to receive the Merger Consideration. This option is fully vested. Option converted into an option to purchase the number of shares of Alcoa, Inc. common stock equal to the number of shares underlying the option (rounded down to the nearest whole number of shares) multiplied by 2.8315 at an exercise price equal to the exercise price (rounded up to the nearest whole cent) divided by 2.8315. This option originally provided for vesting in three equal installments beginning on January 24, 2014. This option originally provided for vesting in three equal installments beginning on January 31, 2015. This option originally provided for vesting in three equal installments beginning on January 30, 2016. /s/ Chad Whalen, as Attorney-in-Fact 2015-07-27