-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rgjzk5ObG7JdqX9mtnXg+zJzoLOeSLvncTwQ9e7Inw2Bwx04A0J3AXUY4bjxDgJz qdQQkwkfKjrwVIgERm98rA== 0001047469-99-006157.txt : 19990217 0001047469-99-006157.hdr.sgml : 19990217 ACCESSION NUMBER: 0001047469-99-006157 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: METROCORP BANCSHARES INC CENTRAL INDEX KEY: 0001068300 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 760579161 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-55765 FILM NUMBER: 99541839 BUSINESS ADDRESS: STREET 1: 9600 BELLAIRE BLVD SUITE 152 CITY: HOUSTON STATE: TX ZIP: 77036 BUSINESS PHONE: 7137763876 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CHEN HELEN F CENTRAL INDEX KEY: 0001078361 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 9600 BELLAIRE BLVD SUITE 252 CITY: HOUSTON STATE: TX ZIP: 77036 SC 13G 1 SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ...)* MetroCorp Bancshares, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock $1.00 Par Value Per Share - -------------------------------------------------------------------------------- (Title of Class of Securities) 591650 10 6 ---------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 591650 10 6 13G Page 2 of 7 Pages ----------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON HELEN F. CHEN - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) / / (B) / / NONE - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA - ------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 71,656 OWNED BY -------------------------------------------------- EACH REPORTING 6 SHARED VOTING POWER PERSON WITH: 484,128 -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 71,656 -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 555,784 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.9% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- Page 2 of 7 CUSIP No. 591650 10 6 13G Page 3 of 7 Pages ----------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON METRO INVESTMENT GROUP, INC. - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) / / (B) / / NONE - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION TEXAS - ------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 0 OWNED BY -------------------------------------------------- EACH REPORTING 6 SHARED VOTING POWER PERSON WITH: 484,128 -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 484,128 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 484,128 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.9% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - ------------------------------------------------------------------------------- Page 3 of 7 ITEM 1(a) Name of issuer: The name of the issuer is MetroCorp Bancshares, Inc. ("Bancshares"). ITEM 1(b) Address of issuer's principal executive offices: The principal executive office of Bancshares is 9600 Bellaire Boulevard, Suite 252, Houston, Texas 77036 ITEM 2(a) Name of person filing: The reporting persons are Helen F. Chen and Metro Investment Group, Inc. ITEM 2(b) Address or principal business office or, if none, residence: The address of Helen F. Chen is 9600 Bellaire Boulevard, Suite 252, Houston, Texas 77036 and the address of Metro Investment Group, Inc. is 5511 Woodville Lane, Spring, Texas 77379. ITEM 2(c) Citizenship: Helen F. Chen is a citizen of the United States of America and Metro Investment Group, Inc. is organized in the State of Texas. ITEM 2(d) Title of class of securities: The class of securities of Bancshares owned beneficially by Helen F. Chen and Metro Investment Group, Inc. is common stock, $1.00 par value (the "Common Stock"). ITEM 2(e) CUSIP Number: 591650 10 6 ITEM 3 Not applicable ITEM 4 Ownership: (a) The amount of securities beneficially owned by Helen F. Chen is 555,784 shares of Common Stock, which includes 484,128 shares held of record by Metro Investment Group, Inc., of Page 4 of 7 which Ms. Chen is the President and has voting control. The amount of securities beneficially owned by Metro Investment Group, Inc. is 484,128 shares of Common Stock. (b) The percent of the class of Common Stock beneficially owned by Helen F. Chen is 7.9%. The percent of the class of Common Stock beneficially owned by Metro Investment Group, Inc. is 6.9%. (c) Helen F. Chen and Metro Investment Group, Inc. each has the shared power to vote or to direct the vote of 484,128 shares of the Common Stock and Metro Investment Group, Inc. has the shared power to dispose or to direct the disposition of 484,128 shares of the Common Stock. Helen F. Chen has the sole power to vote or to direct the vote of 71,656 shares of the Common Stock and the sole power to dispose or to direct the disposition of 71,656 shares of the Common Stock. ITEM 5 Ownership of 5 Percent or Less of a Class: Not applicable ITEM 6 Ownership of More than 5 Percent on Behalf of Another Person: Not applicable ITEM 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not applicable ITEM 8 Identification and Classification of Members of the Group Not applicable ITEM 9 Notice of Dissolution of Group: Not applicable ITEM 10 Certification: Not applicable Page 5 of 7 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 10, 1999 ---------------------------------------- (Date) /s/ Helen F. Chen ---------------------------------------- (Signature) Helen F. Chen ---------------------------------------- (Name/Title) METRO INVESTMENT GROUP, INC. By: /s/ Helen F. Chen ----------------------------------- Helen F. Chen Its: President ----------------------------------- Page 6 of 7 EXHIBIT 1 AGREEMENT The undersigned reporting person hereby agrees that the statements filed pursuant to this Schedule 13G dated February 12, 1999, to which this Agreement is filed as an exhibit, is filed on behalf of her. /s/ Helen F. Chen ---------------------------------------- Helen F. Chen METRO INVESTMENT GROUP, INC. By: /s/ Helen F. Chen ----------------------------------- Helen F. Chen Its: President ----------------------------------- Page 7 of 7 -----END PRIVACY-ENHANCED MESSAGE-----