-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VON6R1jPZngwyOOakqmz4FjOcf98ahBb4Lp+gPHtKK5QwmtpqNuIaebBj7xyw2V7 ccCTKdH0D9FFruHy+x1FPg== 0001104659-04-026413.txt : 20040831 0001104659-04-026413.hdr.sgml : 20040831 20040831130301 ACCESSION NUMBER: 0001104659-04-026413 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040831 DATE AS OF CHANGE: 20040831 EFFECTIVENESS DATE: 20040831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FLOATING RATE FUND CENTRAL INDEX KEY: 0001068200 IRS NUMBER: 364251182 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-08953 FILM NUMBER: 041007588 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 8003382550 MAIL ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY FLOATING RATE FUND DATE OF NAME CHANGE: 20001212 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE ADVISOR FLOATING RATE FUND DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEIN ROE FLOATING RATE INCOME TRUST DATE OF NAME CHANGE: 19980929 N-PX 1 a04-9766_3npx.htm N-PX

 

 

UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

OMB Number:  3235-0582

 

Expires:    March 31, 2006

 

Estimated average burden hours per response......14.4

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number              811-08953

 

Columbia Floating Rate Fund

(Exact name of registrant as specified in charter)

 

 

 

One Financial Center, Boston, Massachusetts

02111

(Address of principal executive offices)

(Zip code)

 

Vincent Pietropaolo, Esq.

 

Columbia Management Group, Inc.

 

 

 

One Financial Center Boston, MA 02111

(Name and address of agent for service)

 

Registrant’s telephone number, including area code:

1-617-772-3698

 

 

Date of fiscal year end:

08/31/04

 

 

Date of reporting period:

July 1, 2003 through June 30, 2004

 

Item 1.           Proxy Voting Record.

 

Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

 

(a)

The name of the issuer of the portfolio security;

 

 

(b)

The exchange ticker symbol of the portfolio security;

 

 

(c)

The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;

 

 

(d)

The shareholder meeting date;

 

 

(e)

A brief identification of the matter voted on;

 

 

(f)

Whether the matter was proposed by the issuer or by a security holder;

 

 

(g)

Whether the registrant cast its vote on the matter;

 

 

(h)

How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors);
and

 

 

(i)

Whether the registrant cast its vote for or against management.

 



 

 

FORM N-Px REPORT

 

ICA File Number: 811-08953

Reporting Period: 07/01/2003 - 06/30/2004

Columbia Floating Rate Fund

 

COLUMBIA FLOATING RATE FUND

 

AMF BOWLING WORLDWIDE, INC.

 

Ticker:

ABWIV

Security ID:

030985105

Meeting Date:

FEB 26, 2004

Meeting Type:

Special

Record Date:

JAN 30, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1

 

Approve Merger Agreement

 

For

 

For

 

Management

 

 

SUN HEALTHCARE GROUP, INC.

 

Ticker:

SUNH

Security ID:

866933401

Meeting Date:

MAY 19, 2004

Meeting Type:

Annual

Record Date:

APR 1, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director Gregory S. Anderson

 

For

 

For

 

Management

 

1.2

 

Elect Director Richard K. Matros

 

For

 

For

 

Management

 

1.3

 

Elect Director Bruce C. Vladeck, Ph.D.

 

For

 

For

 

Management

 

1.4

 

Elect Director Milton J. Walters

 

For

 

For

 

Management

 

2

 

Approve Omnibus Stock Plan

 

For

 

Against

 

Management

 

3

 

Ratify Auditors

 

For

 

For

 

Management

 

 

1



 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

(Registrant)

Columbia Floating Rate Fund

 

By (Signature and Title)*

/s/ J. Kevin Connaughton

 

 

 

J. Kevin Connaughton, President and Treasurer

 

Date

August 30, 2004

 


* Print the name and title of each signing officer under his or her signature.

 

2


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