-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, In+j3umS66T9eoFI5r5UV+yhFgsdmHlj19wjoHAQ2tF2wbgtVsr2QlMZLKR48ALV LDg2u0myopOp5VfDNddaXQ== 0000950134-08-015911.txt : 20080828 0000950134-08-015911.hdr.sgml : 20080828 20080828100652 ACCESSION NUMBER: 0000950134-08-015911 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080828 DATE AS OF CHANGE: 20080828 EFFECTIVENESS DATE: 20080828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND FLOATING RATE FUND CENTRAL INDEX KEY: 0001068200 IRS NUMBER: 364251182 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-08953 FILM NUMBER: 081043761 BUSINESS ADDRESS: STREET 1: TWO GALLERIA TOWER STREET 2: 13455 NOEL ROAD,SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9726284100 MAIL ADDRESS: STREET 1: TWO GALLERIA TOWER STREET 2: 13455 NOEL ROAD,SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FLOATING RATE FUND DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY FLOATING RATE FUND DATE OF NAME CHANGE: 20001212 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE ADVISOR FLOATING RATE FUND DATE OF NAME CHANGE: 19991025 N-PX 1 d59896nvpx.htm FORM N-PX nvpx
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-08953
Highland Floating Rate Fund
(Exact name of registrant as specified in charter)
NexBank Tower
13455 Noel Road, Suite 800
Dallas, TX 75240
(Address of principal executive offices) (Zip code)
James D. Dondero
Highland Capital Management, L.P.
NexBank Tower
13455 Noel Road, Suite 800
Dallas, TX 75240
(Name and address of agent for service)
Registrant’s telephone number, including area code: 877-665-1287
Date of fiscal year end: August 31
Date of reporting period: July 1, 2007 – June 30, 2008
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
 
 

 

 

PROXY VOTING RECORD
FOR PERIOD JULY 1, 2007 TO JUNE 30, 2008
HIGHLAND FLOATING RATE FUND
     MIRANT CORPORATION
         
 
  Security: 60467R100   Agenda Number: 932838874
 
     Ticker: MIR        Meeting Type: Annual
 
         ISIN: US60467R1005        Meeting Date: 07-May-08
                 
        Proposed       For/Against
Prop. #   Proposal   by   Proposal Vote   Management
01
  Election of Directors            
 
                
 
  1 THOMAS W. CASON   Mgmt   No vote    
 
                
 
  2 A.D. (PETE) CORRELL   Mgmt   No vote    
 
                
 
  3 TERRY G. DALLAS   Mgmt   No vote    
 
                
 
  4 THOMAS H. JOHNSON   Mgmt   No vote    
 
                
 
  5 JOHN T. MILLER   Mgmt   No vote    
 
                
 
  6 EDWARD R. MULLER   Mgmt   No vote    
 
                
 
  7 ROBERT C. MURRAY   Mgmt   No vote    
 
                
 
  8 JOHN M. QUAIN   Mgmt   No vote    
 
                
 
  9 WILLIAM L. THACKER   Mgmt   No vote    
 
                
02
  Ratify Appointment of Independent Auditors   Mgmt   No vote    

 

 

RELIANT ENERGY, INC.
         
 
  Security: 75952B105   Agenda Number: 932852367
 
     Ticker: RRI        Meeting Type: Annual
 
         ISIN: US75952B1052        Meeting Date: 20-May-08
                 
        Proposed       For/Against
Prop. #   Proposal   by   Proposal Vote   Management
01
  Election of Directors (Majority Voting)   Mgmt   No vote    
 
                
02
  Election of Directors (Majority Voting)   Mgmt   No vote    
 
                
03
  Election of Directors (Majority Voting)   Mgmt   No vote    
 
                
04
  Election of Directors (Majority Voting)   Mgmt   No vote    
 
                
05
  Election of Directors (Majority Voting)   Mgmt   No vote    
 
                
06
  Election of Directors (Majority Voting)   Mgmt   No vote    
 
                
07
  Election of Directors (Majority Voting)   Mgmt   No vote    
 
                
08
  Election of Directors (Majority Voting)   Mgmt   No vote    
 
                
09
  Election of Directors (Majority Voting)   Mgmt   No vote    
 
                
10
  Ratify Appointment of Independent Auditors   Mgmt   No vote    

 

 

SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant Highland Floating Rate Fund
     
By (Signature and Title)*
   /s/ James D. Dondero
 
   
 
            James D. Dondero, Chief Executive Officer and President
 
            (Principal Executive Officer)
     
Date
   August 28, 2008
 
   
 
*  Print the name and title of each signing officer under his or her signature.

 

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