-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S1FpXAWFo5LOOg3uKUcyHQJF7nXX7n6jutcxvJY2j5JxbQqbNPBueQ6TbvnjqDPh vdb1KdnhQt8Pfd1MBDATag== 0000950144-99-005403.txt : 19990510 0000950144-99-005403.hdr.sgml : 19990510 ACCESSION NUMBER: 0000950144-99-005403 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990422 ITEM INFORMATION: FILED AS OF DATE: 19990507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: J H HEAFNER CO INC CENTRAL INDEX KEY: 0001068152 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MOTOR VEHICLE SUPPLIES & NEW PARTS [5013] IRS NUMBER: 560754594 STATE OF INCORPORATION: NC FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 333-61713 FILM NUMBER: 99613465 BUSINESS ADDRESS: STREET 1: 2105 WATER RIDGE PARKWAY STREET 2: SUITE 500 CITY: CHARLOTTE STATE: NC ZIP: 28217 BUSINESS PHONE: 7044238989 MAIL ADDRESS: STREET 1: 2105 WATER RIDGE PARKWAY STREET 2: SUITE 500 CITY: CHARLOTTE STATE: NC ZIP: 28217 8-K 1 THE JH HEAFNER COMPANY INC 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 22, 1999 The J.H. Heafner Company, Inc. - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) North Carolina 333-61713 56-0754594 - -------------------------------------------------------------------------------- (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 2105 Water Ridge Parkway, Suite 500, Charlotte, North Carolina 28217 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (704) 423-8989 -------------- - -------------------------------------------------------------------------------- (Former name or former address, if changed since last report) 2 Item 5. Other Events On April 22, 1999, The J.H. Heafner Company, Inc. (the "Company") entered into an agreement covering the sale of stock in the Company to Charlesbank Capital Partners, LLC ("Charlesbank"). Charlesbank has agreed to purchase the majority of the equity interests currently held by members of the Gaither family and has offered to purchase interests held currently by outside investors of the Company. After completion of the transaction, Charlesbank will be majority owner of the Company. Charlesbank is a private equity firm with offices in Boston and New York that manages over $2.1 billion of direct private investment assets. The transaction is expected to be completed within the next two months and is subject to certain regulatory and other approvals. In connection with the completion of the transaction, Ann H. Gaither, currently Chairperson of the Board, will retire. William H. Gaither, currently President and CEO, will assume the role of Chairman, and Donald C. Roof, currently Senior Vice President and CFO, will assume the role of President and CEO. The other members of the senior management team will remain in place and be co-investors in the Company. 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: May 7, 1999 The J.H. Heafner Company, Inc. By: /s/ Donald C. Roof ------------------------------- Donald C. Roof SVP - Finance Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----