-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SzJVKiZV7fdoVaQ+QZMMy0u6hTVVctt729c1OoZBcNTiTjJF59jqQKBf93UyjuNE F0LXoFwh+90rBaqtFdEgyQ== 0001025894-01-500322.txt : 20040129 0001025894-01-500322.hdr.sgml : 20040129 20011029130820 ACCESSION NUMBER: 0001025894-01-500322 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CRABBE HUSON GROUP INC /ADV CENTRAL INDEX KEY: 0001068068 IRS NUMBER: 043432184 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03481 FILM NUMBER: 01768680 BUSINESS ADDRESS: STREET 1: 121 SW MORRISON STREET 2: STE 1400 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 5034173538 MAIL ADDRESS: STREET 1: 121 SW MORRISON STREET 2: STE 1400 CITY: PORTLAND STATE: OR ZIP: 97204 FORMER COMPANY: FORMER CONFORMED NAME: LFC ACQUISITION CORP /ADV DATE OF NAME CHANGE: 19981030 13F-HR 1 ch0109f.txt FORM 13F, 9-30-01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 ---------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Crabbe Huson Group, Inc. Address: 121 SW Morrison, Suite 1400 Portland, OR 97204 13F File Number: 028-03481 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel C. Sheehan Title: Chief Compliance Officer Phone: 503-295-0111 Signature, Place, and Date of Signing: /s/Daniel C. Sheehan Portland, Oregon 10/29/01 --------------------------- -------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [XX] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 --------------------------- Form 13F Information Table Entry Total: 181 ---------------------- Form 13F Information Table Value Total: $ 788,020 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. 13F File Number Name 1 28-33 Liberty Mutual Insurance Co.
Crabbe Huson Group, Inc. 9/30/2001 Item 2 Item 3 Item 4 Item 5 Item 6(B) Item 7 Item 8 ------ --------- -------- ---------- ---------- ---------- ----------- --------------- Class CUSIP FMV SHRS Shared Other (A) (B) (C) ($000) Defined Managers Sole Shared None ------ --------- -------- ---------- ---------- ---------- ----------- ------- ------- ACE LTD Common G0070K103 10,997 380,900 380,900 1 259,200 121,700 ADC TELECOMMUNICATIONS INC Common 000886101 7,183 2,058,200 2,058,200 1 1,411,000 647,200 ADOBE SYSTEMS INC Common 00724F101 10,594 441,800 441,800 1 301,000 140,800 ADVANCED MICRO DEVICES Common 007903107 6,401 785,400 785,400 1 533,200 252,200 AIRTRAN HOLDINGS INC Common 00949P108 2,429 572,900 572,900 1 530,600 42,300 ALASKA AIRGROUP INC Common 011659109 4,511 225,900 225,900 1 209,100 16,800 ALCOA INC. Common 013817101 15,214 490,600 490,600 1 333,200 157,400 AMB PROPERTY CORP Common 00163T109 81 3,300 3,300 1 3,300 AMERICAN FINANCIAL GROUP INC Common 025932104 8,392 378,000 378,000 1 350,000 28,000 AMERICAN LAND LEASE Common 027118108 126 9,561 9,561 1 9,561 ANADARKO PETROLEUM CORP Common 032511107 10,959 227,935 227,935 1 155,201 72,734 APARTMENT INV MGMT CO CL A Common 03748R101 118 2,600 2,600 1 2,600 APPLIED MOLECULAR EVOLUTION Common 03823E108 1,788 241,900 241,900 1 224,400 17,500 APTARGROUP INC Common 038336103 4,795 150,800 150,800 1 139,300 11,500 ARCH CAPITAL GROUP LTD Common G0450A105 5,135 306,570 306,570 1 283,370 23,200 ARCHSTONE COMMUNITIES TRUST Common 039581103 120 4,600 4,600 1 4,600 AT&T WIRELESS SERVICES Common 00209A106 5,768 386,100 386,100 1 264,300 121,800 AUSPEX SYSTEMS INC. Common 052116100 2,420 1,029,778 1,029,778 1 954,378 75,400 AVALONBAY COMMUNITIES INC Common 053484101 115 2,400 2,400 1 2,400 BAKER HUGHES Common 057224107 6,809 235,200 235,200 1 161,100 74,100 BE AEROSPACE INC Common 073302101 228 30,000 30,000 1 27,800 2,200 BLACK & DECKER Common 091797100 7,279 233,300 233,300 1 160,400 72,900 BOSTON PROPERTIES INC. Common 101121101 118 3,100 3,100 1 3,100 BOSTON SCIENTIFIC CORP Common 101137107 9,879 481,900 481,900 1 329,400 152,500 BRE PROPERTIES CL A Common 05564E106 75 2,500 2,500 1 2,500 BRITISH AIRWAYS-SPONS ADR Common 110419306 4,096 153,400 153,400 1 92,700 60,700 BROOKS AUTOMATION INC Common 11434A100 2,741 103,100 103,100 1 95,400 7,700 CABOT INDUSTRIAL TRUST Common 127072106 45 2,200 2,200 1 2,200 CAMDEN PROPERTY TRUST Common 133131102 56 1,500 1,500 1 1,500 CAPITAL AUTOMOTIVE REIT Common 139733109 39 2,200 2,200 1 2,200 CARNIVAL CORP Common 143658102 9,900 449,600 449,600 1 305,700 143,900 CENTERPOINT PROPERTIES CORP Common 151895109 53 1,100 1,100 1 1,100 CENTILLIUM COMMUNICATIONS INC Common 152319109 1,939 320,000 320,000 1 294,200 25,800 CENTURY ALUMINUM Common 156431108 2,929 365,690 365,690 1 338,188 27,502 CHAMPION ENTERPRISES Common 158496109 1,670 240,300 240,300 1 222,400 17,900 CHECKPOINT SYSTEMS INC Common 162825103 8,674 793,635 793,635 1 733,535 60,100 CHUBB CORP Common 171232101 71 1,000 1,000 1 1,000 COMCAST CORP-SPECIAL CL A Common 200300200 14,104 393,200 393,200 1 266,900 126,300 COMMERCIAL NET LEASE REALTY Common 202218103 38 2,900 2,900 1 2,900 COMPAQ COMPUTER Common 204493100 4,270 513,800 513,800 1 310,800 203,000 CONEXANT SYSTEMS INC Common 207142100 4,969 598,700 598,700 1 436,600 162,100 CONSECO INC Common 208464107 9,949 1,370,400 1,370,400 1 930,600 439,800 CONVERGYS CORP Common 212485106 10,220 368,300 368,300 1 250,100 118,200 COST PLUS INC/CALIFORNIA Common 221485105 5,059 275,550 275,550 1 255,550 20,000 COSTAR GROUP INC Common 22160N109 72 4,000 4,000 1 4,000 Page 3 - Total Item 4: 202,428 Crabbe Huson Group, Inc. 9/30/2001 Item 2 Item 3 Item 4 Item 5 Item 6(B) Item 7 Item 8 ------ --------- -------- ---------- ---------- ---------- ----------- --------------- Class CUSIP FMV SHRS Shared Other (A) (B) (C) ($000) Defined Managers Sole Shared None ------ --------- -------- ---------- ---------- ---------- ----------- ------- ------- COUNTRYWIDE CR INDS Common 222372104 6,049 137,700 137,700 1 93,600 44,100 COUSINS PROPERTIES Common 222795106 67 2,700 2,700 1 2,700 CREO PRODUCTS INC Common 225606102 5,577 463,600 463,600 1 441,400 22,200 CRESCENT REAL ESTATE EQT CO Common 225756105 77 3,600 3,600 1 3,600 CYMER INC Common 232572107 3,995 238,500 238,500 1 220,700 17,800 DARDEN RESTAURANTS INC Common 237194105 4,848 184,700 184,700 1 128,200 56,500 DELL COMPUTER CORP Common 247025109 5,222 281,800 281,800 1 221,700 60,100 DELPHI FINANCIAL GROUP-CL A Common 247131105 6,625 196,000 196,000 1 181,700 14,300 DELTA AIR INC Common 247361108 1,001 38,000 38,000 1 38,000 DEVON ENERGY CORP Common 25179M103 5,202 151,234 151,234 1 139,039 12,195 DUKE ENERGY CORP. Common 264399106 16,404 433,400 433,400 1 294,400 139,000 DUKE REALTY CORP Common 264411505 92 3,900 3,900 1 3,900 EASTMAN KODAK CO Common 277461109 3,995 122,800 122,800 1 83,800 39,000 ELCOR CORP Common 284443108 4,599 213,600 213,600 1 198,100 15,500 ELECTRONICS FOR IMAGING Common 286082102 2,779 170,700 170,700 1 158,300 12,400 ENCOMPASS SERVICES CORP Common 29255u104 1,424 376,600 376,600 1 365,200 11,400 EQUITY OFFICE PROPERTIES TRUST Common 294741103 475 14,840 14,840 1 14,840 EQUITY RESIDENTIAL PROPERTYS Common 29476L107 286 4,900 4,900 1 4,900 ESSEX PROPERTY TRUST INC Common 297178105 54 1,100 1,100 1 1,100 FANNIE MAE Common 313586109 5,404 67,500 67,500 1 46,600 20,900 FEDEX CORP Common 31428X106 165 4,500 4,500 1 4,500 FORD MOTOR COMPANY Common 345370860 10,507 605,600 605,600 1 411,400 194,200 FOREST OIL CORP. Common 346091705 8,067 325,291 325,291 1 300,641 24,650 FRONTIER AIRLINES Common 359065109 1,500 181,200 181,200 1 167,800 13,400 GABLES RESIDENTIAL TRUST Common 362418105 52 1,700 1,700 1 1,700 GENERAL MOTORS-CLASS H Common 370442832 9,658 724,500 724,500 1 493,100 231,400 GLENBOROUGH REALITY TRUST INC. Common 37803P105 43 2,300 2,300 1 2,300 GOODRICH CORPORATION Common 382388106 3,423 175,700 175,700 1 119,200 56,500 GRANT PRIDECO INC Common 38821G101 2,056 337,600 337,600 1 312,100 25,500 GREY WOLF INC Common 397888108 5,995 3,330,574 3,330,574 1 3,088,774 241,800 HASBRO INC Common 418056107 8,264 590,300 590,300 1 397,500 192,800 HEALTH MGNT ASSOCIATES INC CL Common 421933102 7,733 372,500 372,500 1 252,800 119,700 HEALTHCARE REALTY TRUST INC Common 421946104 133 5,200 5,200 1 5,200 HEALTHSOUTH CORP Common 421924101 9,621 591,700 591,700 1 404,000 187,700 HEIDRICK & STRUGGLES INTL Common 422819102 4,221 295,800 295,800 1 273,700 22,100 HIGHWOODS PPTYS INC COM Common 431284108 42 1,700 1,700 1 1,700 HOLLYWOOD ENTERTAINMENT CORP Common 436141105 3,452 293,800 293,800 1 272,000 21,800 HONEYWELL INTERNATIONAL INC Common 438516106 7,556 286,200 286,200 1 195,000 91,200 HOSPITALITY PROP TRUST Common 44106M102 65 2,700 2,700 1 2,700 IDEXX LABORATORIES INC Common 45168D104 3,398 145,419 145,419 1 135,019 10,400 IKON OFFICE SOLUTIONS INC Common 451713101 3,211 415,900 415,900 1 385,500 30,400 INPUT/OUTPUT INC. Common 457652105 4,677 571,768 571,768 1 529,068 42,700 INSIGHT COMMUNICATIONS Common 45768V108 3,752 203,900 203,900 1 188,800 15,100 INT'L BUSINESS MACHINES Common 459200101 12,501 136,300 136,300 1 93,100 43,200 INTERGRAPH CORP Common 458683109 8,289 926,100 926,100 1 858,600 67,500 Page 4 - Total Item 4: 192,556 Crabbe Huson Group, Inc. 9/30/2001 Item 2 Item 3 Item 4 Item 5 Item 6(B) Item 7 Item 8 ------ --------- -------- ---------- ---------- ---------- ----------- --------------- Class CUSIP FMV SHRS Shared Other (A) (B) (C) ($000) Defined Managers Sole Shared None ------ --------- -------- ---------- ---------- ---------- ----------- ------- ------- JDN REALTY CORP Common 465917102 40 3,800 3,800 1 3,800 KILROY REALTY CORP Common 49427F108 32 1,300 1,300 1 1,300 KIMCO REALTY CORP Common 49446r109 117 2,400 2,400 1 2,400 LEAP WIRELESS INTL INC Common 521863100 5,421 345,300 345,300 1 320,700 24,600 LEXICON GENETICS INC Common 528872104 5,264 692,600 692,600 1 641,400 51,200 LIBERTY MEDIA CORP-A Common 530718105 11,248 885,700 885,700 1 601,400 284,300 LIBERTY PROPERTY TRUST Common 531172104 63 2,200 2,200 1 2,200 LIZ CLAIBORNE INC. Common 539320101 5,647 149,800 149,800 1 101,700 48,100 LONGVIEW FIBRE CO Common 543213102 4,660 461,379 461,379 1 427,079 34,300 LTX CORP Common 502392103 1,678 123,300 123,300 1 114,200 9,100 MACK-CALI REALTY Common 554489104 74 2,400 2,400 1 2,400 MAIL-WELL INC COM Common 560321200 4,227 1,142,300 1,142,300 1 1,057,300 85,000 MANUFACTURED HOME COMMUNITIES Common 564682102 88 2,900 2,900 1 2,900 MARTIN MARIETTA MATERIALS Common 573284106 94 2,400 2,400 1 2,400 MCDERMOTT INTL INC Common 580037109 5,629 682,300 682,300 1 469,000 213,300 MCDONALD'S CORP Common 580135101 12,585 463,700 463,700 1 316,200 147,500 MENTOR GRAPHICS CORP Common 587200106 1,331 96,600 96,600 1 89,500 7,100 MGIC INVESTMENT CORP Common 552848103 5,541 84,800 84,800 1 57,800 27,000 MICROSOFT CORP Common 594918104 5,890 115,100 115,100 1 78,100 37,000 MID ATLANTIC MEDICAL SVC Common 59523C107 6,457 307,457 307,457 1 284,657 22,800 MORGAN STANLEY DEAN WITTER & C Common 617446448 7,824 168,800 168,800 1 114,500 54,300 MOTOROLA INC Common 620076109 7,185 460,600 460,600 1 313,000 147,600 MUTUAL RISK MGMT LTD Common 628351108 1,036 136,300 136,300 1 126,200 10,100 NEW PLAN EXCEL REALTY TRUST Common 648053106 39 2,300 2,300 1 2,300 NEWELL RUBBERMAID INC Common 651229106 10,608 467,100 467,100 1 319,000 148,100 NEWFIELD EXPLORATION CO. Common 651290108 2,719 93,100 93,100 1 86,200 6,900 NIKE INC Common 654106103 13,051 278,800 278,800 1 189,500 89,300 NORDSTROM INC Common 655664100 8,354 578,100 578,100 1 395,400 182,700 NOVA CHEMICALS CORP Common 66977W109 3,049 186,700 186,700 1 177,900 8,800 OAKLEY INC Common 673662102 8,026 639,500 639,500 1 592,800 46,700 OCCIDENTAL PETROLEUM Common 674599105 6,742 277,000 277,000 1 189,100 87,900 OCWEN FINANCIAL CORP Common 675746101 5,379 746,000 746,000 1 690,800 55,200 OMNICARE INC Common 681904108 6,745 309,000 309,000 1 285,800 23,200 OPTIMAL ROBOTICS CORP Common 68388R208 5,346 218,200 218,200 1 207,700 10,500 OXFORD HEALTH PLANS INC Common 691471106 12,343 434,600 434,600 1 299,000 135,600 PHELPS DODGE CORP Common 717265102 4,584 166,700 166,700 1 113,100 53,600 PHILLIP MORRIS COMPANIES INC Common 718154107 11,648 241,200 241,200 1 163,700 77,500 PHILLIPS VAN HEUSEN Common 718592108 4,509 455,489 455,489 1 421,389 34,100 PIXELWORKS INC Common 72581M107 1,572 124,800 124,800 1 115,700 9,100 PLAYTEX PRODUCTS INC Common 72813P100 3,595 354,200 354,200 1 327,800 26,400 POST PROPERTIES INC Common 737464107 59 1,600 1,600 1 1,600 PRENTISS PROPERTIES Common 740706106 47 1,700 1,700 1 1,700 PROGENICS PHARMACEUTICALS Common 743187106 4,900 352,500 352,500 1 326,000 26,500 PROLOGIS TRUST Common 743410102 127 6,000 6,000 1 6,000 PUBLIC STORAGE INC. Common 74460D109 110 3,300 3,300 1 3,300 Page 5 - Total Item 4: 205,683 Crabbe Huson Group, Inc. 9/30/2001 Item 2 Item 3 Item 4 Item 5 Item 6(B) Item 7 Item 8 ------ --------- -------- ---------- ---------- ---------- ----------- --------------- Class CUSIP FMV SHRS Shared Other (A) (B) (C) ($000) Defined Managers Sole Shared None ------ --------- -------- ---------- ---------- ---------- ----------- ------- ------- QUANTA SERVICES INC Common 74762E102 7,684 539,200 539,200 1 499,200 40,000 RADIOSHACK CORP Common 750438103 5,907 243,600 243,600 1 167,400 76,200 RARE HOSPITALITY INTERNATIONAL Common 753820109 1,650 106,200 106,200 1 98,000 8,200 RECKSON ASSOC. REALTY CORP. Common 75621K106 48 2,000 2,000 1 2,000 REGENCY CENTERS CORP Common 758849103 88 3,400 3,400 1 3,400 REGIS CORP Common 758932107 5,812 277,300 277,300 1 256,300 21,000 ROUSE CO Common 779273101 60 2,500 2,500 1 2,500 SAFECO CORP Common 786429100 146 4,800 4,800 1 4,800 SANDISK CORP Common 80004C101 4,102 416,000 416,000 1 385,000 31,000 SCHLUMBERGER LTD Common 806857108 11,649 254,900 254,900 1 173,200 81,700 SCIENTIFIC-ATLANTA INC Common 808655104 5,325 304,300 304,300 1 206,500 97,800 SEALED AIR CORP Common 81211K100 14,384 394,200 394,200 1 270,500 123,700 SERVICE CORP INT'L Common 817565104 51 8,400 8,400 1 8,400 SICOR INC Common 825846108 4,207 222,700 222,700 1 206,200 16,500 SIEBEL SYSTEMS INC. Common 826170102 7,365 566,100 566,100 1 384,000 182,100 SIMON PROPERTY GROUP INC Common 828806109 172 6,400 6,400 1 6,400 SKYWEST INC Common 830879102 3,994 238,900 238,900 1 221,100 17,800 SMURFIT-STONE CONTAINER CORP Common 832727101 140 10,600 10,600 1 10,600 SPANISH BROADCASTING CL A Common 846425882 2,587 364,900 364,900 1 338,400 26,500 STANCORP FINANCIAL GROUP Common 852891100 102 2,100 2,100 1 2,100 STEWART ENTERPRISES-CLASS A Common 860370105 4,269 736,000 736,000 1 682,200 53,800 STORAGE USA Common 861907103 44 1,100 1,100 1 1,100 SUNRISE ASSISTED LIVING INC Common 86768K106 54 2,100 2,100 1 2,100 TANOX INC Common 87588Q109 2,910 197,000 197,000 1 182,700 14,300 TAUBMAN CENTERS INC. Common 876664103 71 5,700 5,700 1 5,700 TETRA TECH INC Common 88162G103 3,669 166,000 166,000 1 153,500 12,500 TRAMMELL CROW CO Common 89288R106 49 4,900 4,900 1 4,900 TRANSWITCH CORP Common 894065101 2,662 869,800 869,800 1 805,400 64,400 TRIZEC HAHN CORPORATION Common 896938107 117 6,500 6,500 1 6,500 TUPPERWARE CORP Common 899896104 3,653 183,200 183,200 1 170,100 13,100 TYCO INTERNATIONAL LTD Common 902124106 11,043 242,700 242,700 1 165,000 77,700 UNITED DOMINION REALTY TRUST Common 910197102 81 5,700 5,700 1 5,700 UNOCAL CORP. Common 915289102 9,380 288,600 288,600 1 196,000 92,600 US BANCORP-NEW Common 902973304 5,831 262,898 262,898 1 181,051 81,847 US UNWIRED INC-CL A Common 90338R104 561 55,300 55,300 1 51,100 4,200 USX-MARATHON GROUP Common 902905827 9,264 346,300 346,300 1 239,100 107,200 VERITY INC Common 92343C106 1,545 153,000 153,000 1 141,800 11,200 VERIZON COMMUNICATIONS Common 92343V104 13,555 250,500 250,500 1 171,000 79,500 VIRATA CORP Common 927646109 8,801 881,900 881,900 1 817,200 64,700 VORNADO REALTY TRUST Common 929042109 131 3,300 3,300 1 3,300 WASHINGTON MUTUAL INC Common 939322103 81 2,100 2,100 1 2,100 WASTE MANAGEMENT INC Common 94106L109 12,445 465,400 465,400 1 319,600 145,800 WEBMD CORP Common 94769M105 8,727 2,048,700 2,048,700 1 1,419,900 628,800 WELLMAN INC Common 949702104 4,980 431,200 431,200 1 398,900 32,300 WESTERN GAS RES Common 958259103 3,079 118,287 118,287 1 107,287 11,000 WILLIAMS COMMUNICATIONS GROUP Common 969455104 4,878 4,134,000 4,134,000 1 3,845,300 288,700
Page 5 - Total Item 4: 187,353 -----END PRIVACY-ENHANCED MESSAGE-----