-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PbZZ+s3Emhf550l3rXxGvYqd5JCn9cDAntcqKG9dp62734XshH2RuPm5M0iwZDl0 w2mFI06PPLRTqpO2czFLOw== 0001181431-04-009459.txt : 20040213 0001181431-04-009459.hdr.sgml : 20040213 20040213191558 ACCESSION NUMBER: 0001181431-04-009459 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUFFETT SUSAN T CENTRAL INDEX KEY: 0001217185 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-14905 FILM NUMBER: 04601666 MAIL ADDRESS: STREET 1: 1440 KIEWIT PLAZA CITY: OHAHA STATE: NE ZIP: 68131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BERKSHIRE HATHAWAY INC CENTRAL INDEX KEY: 0001067983 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 470813844 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1440 KIEWIT PLZ CITY: OMAHA STATE: NE ZIP: 68131 BUSINESS PHONE: 4023461400 MAIL ADDRESS: STREET 1: 1440 KIEWIT PLAZA CITY: OMAHA STATE: NE ZIP: 68131 FORMER COMPANY: FORMER CONFORMED NAME: NBH INC DATE OF NAME CHANGE: 19980810 5/A 1 rrd32546.xml FORM 5/A FOR SUSAN BUFFETT X0201 5/A 2003-12-31 2004-02-13 0 0 0 0001067983 BERKSHIRE HATHAWAY INC BRK.A 0001217185 BUFFETT SUSAN T 1440 KIEWIT PLAZA OMAHA NE 68131 1 0 0 0 Class B Common Stock 2003-10-03 5 G 0 80 D 70 D Class B Common Stock 2003-10-07 5 G 0 8 D 62 D Class B Common Stock 2003-10-08 5 C 0 300 A 362 D Class B Common Stock 2003-10-14 5 G 0 25 D 337 D Class B Common Stock 2003-10-24 5 G 0 10 D 327 D Class B Common Stock 2003-11-06 5 G 0 4 D 323 D Class B Common Stock 2003-11-12 5 G 0 12 D 311 D Class B Common Stock 2003-12-03 5 G 0 23 D 288 D Class B Common Stock 2003-12-05 5 G 0 10 D 278 D Class B Common Stock 2003-12-08 5 G 0 3 D 275 D Class B Common Stock 2003-12-15 5 G 0 33 D 242 D Class B Common Stock 2003-12-16 5 G 0 12 D 230 D Class B Common Stock 2003-12-19 5 G 0 26 D 204 D Class B Common Stock 2003-01-21 5 G 0 60 A 60 I By spouse Class B Common Stock 2003-05-05 5 G 0 60 D 0 I By spouse Class A Common Stock 2003-10-03 5 G 0 73 D Class B Common Stock 34074 D Class A Common Stock 2003-10-06 5 G 0 4 D Class B Common Stock 34070 D Class A Common Stock 2003-10-08 5 C 0 10 D Class B Common Stock 300 34060 D Class A Common Stock 2003-10-14 5 G 0 10 D Class B Common Stock 34050 D Class A Common Stock 2003-10-24 5 G 0 1 D Class B Common Stock 34049 D Class A Common Stock 2003-10-31 5 G 0 10 D Class B Common Stock 34039 D Class A Common Stock 2003-11-05 5 G 0 1 D Class B Common Stock 34038 D Class A Common Stock 2003-11-06 5 G 0 3 D Class B Common Stock 34035 D Class A Common Stock 2003-11-12 5 G 0 6 D Class B Common Stock 34029 D Class A Common Stock 2003-12-03 5 G 0 16 D Class B Common Stock 34013 D Class A Common Stock 2003-12-05 5 G 0 8 D Class B Common Stock 34005 D Class A Common Stock 2003-12-08 5 G 0 3 D Class B Common Stock 34002 D Class A Common Stock 2003-12-16 5 G 0 2 D Class B Common Stock 34000 D Class A Common Stock 2003-01-21 5 G 0 118 A Class B Common Stock 475116 I By spouse Class A Common Stock 2003-01-21 5 G 0 22 D Class B Common Stock 475094 I By spouse Class A Common Stock 2003-05-05 5 G 0 96 D Class B Common Stock 474998 I By spouse Class A Common Stock Class B Common Stock 40 I By trust Class A Common Stock Class B Common Stock 532 I By trust Class A Common Stock Class B Common Stock 532 I By trust Each share of Class A Common Stock is convertible at any time at the option of the holder into 30 shares of Class B Common Stock. Not applicable. 10 shares of Class A Common Stock were converted into 300 shares of Class B Common Stock. The reporting person disclaims beneficial ownership for the purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Act"), of securities held by her spouse, Warren E. Buffett. These shares are owned by trusts for which Warren E. Buffett, the spouse of the reporting person, is trustee. The reporting person disclaims beneficial ownership of these trust shares for the purposes of both Section 13(d) of the Act and Section 16 of the Act. In accordance with the instructions to Form 5, the reporting person's holdings of, and transactions in, shares of Class A Common Stock are reported in Table II instead of Table I. Due to software limitations on the number of transactions that can be displayed, the reporting person has bifurcated her Form 5 filing into two separate filings. On February 13, 2004, the reporting person filed a Form 5 (the "Original Form 5") to reflect transactions reportable on Form 5 which occurred between January 1, 2003 and September 30, 2003 with respect to Class A Common Stock and Class B Common stock directly held by the reporting person. Transactions reportable on Form 5 which occurred between October 1, 2003 and December 31, 2003 with respect to Class A Common Stock and Class B Common Stock directly held by the reporting person, and transactions reportable on Form 5 which occurred in 2003 with respect to Class A Common Stock and Class B Common Stock that may be deemed to be beneficially owned indirectly by the reporting person (including shares for which the reporting person disclaims beneficial ownership), are reported in this amendment to the Original Form 5. After giving effect to the transactions reported in the Original Form 5 and this amendment thereto, the reporting person may be deemed to beneficially own, in the aggregate, as of December 31, 2003, (i) 34,000 shares of Class A Common Stock and 204 shares of Class B Common Stock that are directly held by her, (ii) 474,998 shares of Class A Common Stock that are held by her spouse, Warren E. Buffett, and of which she disclaims beneficial ownership for the purposes of Section 13(d) of the Act, and (iii) 1,104 shares of Class A Common Stock that are held by trusts for which her spouse, Warren E. Buffett, is trustee and of which trust shares she disclaims beneficial ownership for the purposes of Section 13(d) of the Act and Section 16 of the Act. Susan T. Buffett 2004-02-13 -----END PRIVACY-ENHANCED MESSAGE-----