-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qnt1mb6nnZGcU9ut02SeYA/68vl0NUM0kN2z8iK+5x5SqZNqNt/nhB9KGlN8DCyY 5466+MVBz9FDk6iepNiGXQ== 0001181431-04-009458.txt : 20040213 0001181431-04-009458.hdr.sgml : 20040213 20040213191333 ACCESSION NUMBER: 0001181431-04-009458 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUFFETT WARREN E CENTRAL INDEX KEY: 0000315090 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14905 FILM NUMBER: 04601654 BUSINESS ADDRESS: STREET 1: 1440 KIEWIT PLZ 3555 FARNAM ST STREET 2: STE 1440 CITY: OMAHA STATE: NE ZIP: 68131 MAIL ADDRESS: STREET 1: 1400 KIEWIT PLZ 3555 FARNAM ST STREET 2: STE 1440 CITY: OMAHA STATE: NE ZIP: 68131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BERKSHIRE HATHAWAY INC CENTRAL INDEX KEY: 0001067983 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 470813844 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1440 KIEWIT PLZ CITY: OMAHA STATE: NE ZIP: 68131 BUSINESS PHONE: 4023461400 MAIL ADDRESS: STREET 1: 1440 KIEWIT PLAZA CITY: OMAHA STATE: NE ZIP: 68131 FORMER COMPANY: FORMER CONFORMED NAME: NBH INC DATE OF NAME CHANGE: 19980810 5 1 rrd32675.xml FORM 5 FOR WARREN BUFFETT X0201 5 2003-12-31 0 0 0 0001067983 BERKSHIRE HATHAWAY INC BRK.A 0000315090 BUFFETT WARREN E 1440 KIEWIT PLAZA OMAHA NE 68131 1 1 1 0 Chairman of the Board Class B Common Stock 2003-01-21 5 G 0 60 A 60 D Class B Common Stock 2003-05-05 5 G 0 60 D 0 D Class B Common Stock 2003-01-15 5 C 0 60 A 69 I By spouse Class B Common Stock 2003-01-21 5 G 0 60 D 9 I By spouse Class B Common Stock 2003-05-05 5 G 0 60 A 69 I By spouse Class B Common Stock 2003-07-25 5 C 0 300 A 369 I By spouse Class B Common Stock 2003-07-28 5 G 0 63 D 306 I By spouse Class B Common Stock 2003-07-29 5 G 0 44 D 262 I By spouse Class B Common Stock 2003-08-12 5 G 0 21 D 241 I By spouse Class B Common Stock 2003-08-22 5 G 0 14 D 227 I By spouse Class B Common Stock 2003-08-26 5 G 0 20 D 207 I By spouse Class B Common Stock 2003-08-27 5 G 0 18 D 189 I By spouse Class B Common Stock 2003-08-29 5 G 0 10 D 179 I By spouse Class B Common Stock 2003-09-03 5 C 0 60 A 239 I By spouse Class B Common Stock 2003-09-09 5 G 0 27 D 212 I By spouse Class B Common Stock 2003-09-17 5 G 0 6 D 206 I By spouse Class B Common Stock 2003-09-26 5 G 0 20 D 186 I By spouse Class B Common Stock 2003-09-29 5 G 0 36 D 150 I By spouse Class A Common Stock 2003-01-21 5 G 0 118 A Class B Common Stock 475116 D Class A Common Stock 2003-01-21 5 G 0 22 D Class B Common Stock 475094 D Class A Common Stock 2003-01-21 5 G 0 96 D Class B Common Stock 474998 D Class A Common Stock Class B Common Stock 40 I By trust Class A Common Stock Class B Common Stock 532 I By trust Class A Common Stock Class B Common Stock 532 I By trust Class A Common Stock 2003-01-15 5 C 0 2 D Class B Common Stock 60 34317 I By spouse Class A Common Stock 2003-01-21 5 G 0 118 D Class B Common Stock 34199 I By spouse Class A Common Stock 2003-05-05 5 G 0 96 A Class B Common Stock 34295 I By spouse Class A Common Stock 2003-07-25 5 C 0 10 D Class B Common Stock 300 34285 I By spouse Class A Common Stock 2003-07-28 5 G 0 43 D Class B Common Stock 34242 I By spouse Class A Common Stock 2003-07-29 5 G 0 5 D Class B Common Stock 34237 I By spouse Class A Common Stock 2003-08-12 5 G 0 7 D Class B Common Stock 34230 I By spouse Class A Common Stock 2003-08-21 5 G 0 14 D Class B Common Stock 34216 I By spouse Class A Common Stock 2003-08-22 5 G 0 6 D Class B Common Stock 34210 I By spouse Class A Common Stock 2003-08-25 5 G 0 4 D Class B Common Stock 34206 I By spouse Class A Common Stock 2003-08-26 5 G 0 13 D Class B Common Stock 34193 I By spouse Class A Common Stock 2003-08-29 5 G 0 3 D Class B Common Stock 34190 I By spouse Class A Common Stock 2003-09-03 5 C 0 2 D Class B Common Stock 60 34188 I By spouse Class A Common Stock 2003-09-09 5 G 0 8 D Class B Common Stock 34180 I By spouse Class A Common Stock 2003-09-17 5 G 0 18 D Class B Common Stock 34162 I By spouse Class A Common Stock 2003-09-25 5 G 0 10 D Class B Common Stock 34152 I By spouse Class A Common Stock 2003-09-26 5 G 0 4 D Class B Common Stock 34148 I By spouse Class A Common Stock 2003-09-29 5 G 0 1 D Class B Common Stock 34147 I By spouse Each share of Class A Common Stock is convertible at any time at the option of the holder into 30 shares of Class B Common Stock. Not applicable. 2 shares of Class A Common Stock were converted into 60 shares of Class B Common Stock. 10 shares of Class A Common Stock were converted into 300 shares of Class B Common Stock. These shares are owned by trusts for which the reporting person is trustee. The reporting person does not have a pecuniary interest in these shares and disclaims beneficial ownership of these trust shares for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended. In accordance with the instructions to Form 5, the reporting person's holdings of, and transactions in, shares of Class A Common Stock are reported in Table II instead of Table I. Due to software limitations on the number of transactions that can be displayed, the reporting person is bifurcating his Form 5 filing into two separate filings. This filing reflects transactions reportable on Form 5 which occurred in 2003 with respect to Class A Common Stock and Class B Common Stock that are (i) directly held by the reporting person or (ii) held by trusts for which the reporting person is trustee. In addition, this filing reflects transactions reportable on Form 5 which occurred between January 1, 2003 and September 30, 2003 with respect to Class A Common Stock and Class B Common Stock that are held by the reporting person's spouse, Susan T. Buffett. Transactions reportable on Form 5 which occurred between October 1, 2003 and December 31, 2003 with respect to Class A Common Stock and Class B Common Stock that are held by the reporting person's spouse, Susan T. Buffett, will be reported in a separate amendment to this Form 5. Warren E. Buffett 2004-02-13 -----END PRIVACY-ENHANCED MESSAGE-----