0001567619-18-003096.txt : 20180925
0001567619-18-003096.hdr.sgml : 20180925
20180925163210
ACCESSION NUMBER: 0001567619-18-003096
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180921
FILED AS OF DATE: 20180925
DATE AS OF CHANGE: 20180925
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDSTEIN PHILLIP
CENTRAL INDEX KEY: 0001067621
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00201
FILM NUMBER: 181085949
MAIL ADDRESS:
STREET 1: 60 HERITAGE DRIVE
CITY: PLEASANTVILLE
STATE: NY
ZIP: 10570
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MVC CAPITAL, INC.
CENTRAL INDEX KEY: 0001099941
IRS NUMBER: 943346760
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: RIVERVIEW AT PURCHASE
STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR
CITY: PURCHASE
STATE: NY
ZIP: 10577
BUSINESS PHONE: 914-701-0310
MAIL ADDRESS:
STREET 1: RIVERVIEW AT PURCHASE
STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR
CITY: PURCHASE
STATE: NY
ZIP: 10577
FORMER COMPANY:
FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC
DATE OF NAME CHANGE: 19991207
FORMER COMPANY:
FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC
DATE OF NAME CHANGE: 19991207
4
1
doc1.xml
FORM 4
X0306
4
2018-09-21
0
0001099941
MVC CAPITAL, INC.
MVC
0001067621
GOLDSTEIN PHILLIP
C/O MVC CAPITAL, INC.
287 BOWMAN AVE., 2ND FLOOR
PURCHASE
NY
10577
1
0
0
0
Common Stock, .01 par value
2018-09-21
4
S
0
5291
9.75
D
554504
I
Footnote
Common Stock, .01 par value
2018-09-24
4
S
0
3511
9.78
D
550993
I
Footnote
Certain of the shares are held by certain private investment funds. The Reporting Person is a Principal of the general partner and/or investment adviser of each fund, and is a limited partner in certain of the funds. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
/s/ Phillip F Goldstein
2018-09-25