0001144204-16-115052.txt : 20160728 0001144204-16-115052.hdr.sgml : 20160728 20160728165039 ACCESSION NUMBER: 0001144204-16-115052 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160728 DATE AS OF CHANGE: 20160728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CROSSROADS CAPITAL, INC. CENTRAL INDEX KEY: 0001444706 IRS NUMBER: 262582882 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 128 N. 13TH STREET, SUITE 1100 CITY: LINCOLN STATE: NE ZIP: 68508 BUSINESS PHONE: 720-889-0139 MAIL ADDRESS: STREET 1: 128 N. 13TH STREET, SUITE 1100 CITY: LINCOLN STATE: NE ZIP: 68508 FORMER COMPANY: FORMER CONFORMED NAME: BDCA VENTURE, INC. DATE OF NAME CHANGE: 20140630 FORMER COMPANY: FORMER CONFORMED NAME: KEATING CAPITAL INC DATE OF NAME CHANGE: 20080908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDSTEIN PHILLIP CENTRAL INDEX KEY: 0001067621 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00778 FILM NUMBER: 161790780 MAIL ADDRESS: STREET 1: 60 HERITAGE DRIVE CITY: PLEASANTVILLE STATE: NY ZIP: 10570 3 1 v445367_3.xml FORM 3 X0206 3 2016-06-30 0 0001444706 CROSSROADS CAPITAL, INC. XRDC 0001067621 GOLDSTEIN PHILLIP 250 PEHLE AVE, SUITE 708 SADDLE BROOK NJ 07663 1 0 1 0 Common Stock 826327 I See Footnote Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of the shares. Mr. Goldstein is an owner of Bulldog Investors, LLC and disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Mr. Goldstein also is a principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. /s/ Phillip Goldstein 2016-07-28