0001140361-13-034727.txt : 20130903
0001140361-13-034727.hdr.sgml : 20130902
20130903082908
ACCESSION NUMBER: 0001140361-13-034727
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130830
FILED AS OF DATE: 20130903
DATE AS OF CHANGE: 20130903
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Imperial Holdings, Inc.
CENTRAL INDEX KEY: 0001494448
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 300663473
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 701 PARK OF COMMERCE BOULEVARD
STREET 2: SUITE 301
CITY: BOCA RATON
STATE: FL
ZIP: 33487
BUSINESS PHONE: 561-995-4200
MAIL ADDRESS:
STREET 1: 701 PARK OF COMMERCE BOULEVARD
STREET 2: SUITE 301
CITY: BOCA RATON
STATE: FL
ZIP: 33487
FORMER COMPANY:
FORMER CONFORMED NAME: Imperial Holdings, LLC
DATE OF NAME CHANGE: 20100617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDSTEIN PHILLIP
CENTRAL INDEX KEY: 0001067621
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35064
FILM NUMBER: 131073927
MAIL ADDRESS:
STREET 1: 60 HERITAGE DRIVE
CITY: PLEASANTVILLE
STATE: NY
ZIP: 10570
4
1
doc1.xml
FORM 4
X0306
4
2013-08-30
0
0001494448
Imperial Holdings, Inc.
IFT
0001067621
GOLDSTEIN PHILLIP
C/O IMPERIAL HOLDINGS, INC.
701 PARK OF COMMERCE BLVD., SUITE 301
BOCA RATON
FL
33487
1
0
1
0
Common Stock
2013-08-30
4
J
0
25000
0
D
1149912
I
See Footnote
Common Stock
4721
D
Common Stock
1253581
I
See Footnote
Shares formerly managed by Bulldog Investors, LLC (f/k/a Brooklyn Capital Management, LLC) ("BI") have been transferred to unaffiliated former client.
The shares are held by various entities and individuals. BI has sole voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
The shares are held by certain private investment funds. BI has sole voting and investment power with respect to such shares. The reporting person is a principal of BI and of the general partners of each such investment fund, and is a limited partner in certain of such funds. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
/s/ Michael B. Kirwan, Attorney-in-Fact for Phillip Goldstein
2013-09-03