8-K/A 1 f8ka2colorprelude.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Second Amendment) Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2001 AKI HOLDING CORP. (Exact name of registrant as specified in its charter) Commission File Number: 333-60991 Delaware 74-2883163 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) AKI, INC. (Exact name of registrant as specified in its charter) Commission File Number: 333-60989 Delaware 13-3785856 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 1815 East Main Street Chattanooga, TN 37404 (Address of principal executive offices) (Zip Code) (423) 624-3301 (Registrant's telephone number, including area code) ------------------------------------------------- (Former name or former address, if changed since last report) The Registrants hereby amends Item 7 of their Current Report on Form 8-K dated December 26, 2001 to read in its entirety as follows: ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (a) Financial Statements of Business Acquired. Audited financial statements of Color Prelude for the year ended December 31, 2000. Unaudited financial statements of Color Prelude for the nine months ended September 30, 2001. Unaudited statements of operations and cash flows of Color Prelude for the nine months ended September 30, 2000. (b) Pro Forma Financial Information. AKI Holding Corp. Unaudited pro forma condensed consolidated balance sheet as of September 30, 2001. Unaudited pro forma condensed consolidated statement of operations for the three months ended September 30, 2001. Unaudited pro forma condensed consolidated statement of operations for the year ended June 30, 2001. AKI, Inc. Unaudited pro forma condensed consolidated balance sheet as of September 30, 2001. Unaudited pro forma condensed consolidated statement of operations for the three months ended September 30, 2001. Unaudited pro forma condensed consolidated statement of operations for the year ended June 30, 2001. (c) Exhibits 2.1 Asset Purchase Agreement dated as of December 18, 2001 by and among Heritage Marketing Corporation, Color Prelude, Inc. and IST, Corp. (filed with the Registrants' Form 8-K dated December 26, 2001). 10.1 Amended and Restated Credit Agreement dated as of December 18, 2001 by and among AKI, Inc. and Heller Financial, Inc. and Other Financial Institutions Party hereto (filed with the Registrants' Form 8-K dated December 26, 2001). 23.1 Consent of Independent Accountants. 23.2 Consent of Independent Accountants. 99.1 Press release issued on December 20, 2001 by AKI, Inc. (filed with the Registrants' Form 8-K dated December 26, 2001). SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. AKI HOLDING CORP. Date: March 5, 2002 By: /s/ Kenneth A. Budde ------------------------------ Kenneth A. Budde Senior Vice President & Chief Financial Officer (Principal Financial and Accounting Officer) AKI, INC. Date: March 5, 2002 By: /s/ Kenneth A. Budde ------------------------------ Kenneth A. Budde Senior Vice President & Chief Financial Officer (Principal Financial and Accounting Officer) EXHIBIT INDEX Exhibit Description ------- ----------- 2.1 Asset Purchase Agreement dated as of December 18, 2001 by and among Heritage Marketing Corporation, Color Prelude, Inc. and IST, Corp. (filed with the Registrants' Form 8-K dated December 26, 2001). 10.1 Amended and Restated Credit Agreement dated as of December 18, 2001 by and among AKI, Inc. and Heller Financial, Inc. and Other Financial Institutions Party hereto (filed with the Registrants' Form 8-K dated December 26, 2001). 23.1 Consent of Independent Accountants. 23.2 Consent of Independent Accountants. 99.1 Press release issued on December 20, 2001 by AKI, Inc. (filed with the Registrants' Form 8-K dated December 26, 2001).