-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IjdG+cgR+bdc+OeX901A2RVTtIPCGsueBHdh1s2+KWweg7eV6oeMX2LATsHUud4y lFAH5p8tLfxDLcZ62XZXpQ== 0000940400-99-000152.txt : 19990427 0000940400-99-000152.hdr.sgml : 19990427 ACCESSION NUMBER: 0000940400-99-000152 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 19990228 FILED AS OF DATE: 19990426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WARBURG PINCUS MUNICIPAL BOND FUND INC CENTRAL INDEX KEY: 0001067475 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-08923 FILM NUMBER: 99600769 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017-3147 BUSINESS PHONE: 2127166081 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017-3147 NSAR-A 1 N-SAR (3.0) PAGE 1 000 A000000 02/28/99 000 C000000 0001067475 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0 000 J000000 A 001 A000000 WARBURG, PINCUS MUNICIPAL BOND FUND 001 B000000 811-08923 001 C000000 3027911640 002 A000000 400 BELLEVUE PKWY. 002 B000000 WILMINGTON 002 C000000 DE 002 D010000 19809 003 000000 Y 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 BEA ASSOCIATES, INC. 008 B000001 A 008 C000001 801-37170 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10022 010 A000001 PFPC INC. 010 B000001 85-1196 010 C010001 WILMINGTON 010 C020001 DE 010 C030001 19809 010 A000002 COUNSELLORS SERVICE 010 B000002 801-28496 010 C010002 NEW YORK 010 C020002 NY 010 C030002 10022 012 A000001 BOSTON FINANCIAL DATA SERVICES, INC. 012 B000001 84-00896 012 C010001 QUINCY PAGE 2 012 C020001 MA 012 C030001 02171 013 A000001 PRICEWATERHOUSECOOPERS LLP 013 B010001 QUINCY 013 B020001 MA 013 B030001 02171 015 A000001 BROWN BROTHERS HARRIMAN & CO. 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02109 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 49 019 C000000 WARBURG PI 020 C000001 0 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 0 022 A000001 BROWN BROTHERS HARRIMAN & CO. 022 B000001 13-4973745 022 C000001 168349 022 D000001 0 022 A000002 MERRILL LYNCH, PIRCE, FENNER & SMITH INC. 022 B000002 13-5674085 022 C000002 1408 022 D000002 319 022 A000003 GABREILE, HULGILINE, CASHMAN 022 B000003 00-0000000 022 C000003 743 022 D000003 754 022 A000004 GOLDMAN, SACHS & CO. 022 B000004 13-5108880 022 C000004 468 022 D000004 594 022 A000005 SALOMON BROTHERS INC. 022 B000005 13-3082694 022 C000005 878 022 D000005 0 022 A000006 GREENWICH CAPITAL MARKETS 022 B000006 13-1372275 022 C000006 561 022 D000006 198 PAGE 3 022 A000007 CANTOR FITZGERALD & CO. 022 B000007 13-3680184 022 C000007 17 022 D000007 415 022 A000008 CHASE MANHATTEN BANK 022 B000008 31-3112953 022 C000008 67 022 D000008 171 022 A000009 MORGAN STANLEY & CO., INC. 022 B000009 13-2655998 022 C000009 199 022 D000009 0 022 A000010 DONALDSON, LUFKIN & JENRETTE SECURITIES CORP. 022 B000010 13-2741729 022 C000010 48 022 D000010 147 023 C000000 173705 023 D000000 3593 024 000000 N 025 D000001 0 025 D000002 0 025 D000003 0 025 D000004 0 025 D000005 0 025 D000006 0 025 D000007 0 025 D000008 0 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A010000 119 028 A020000 81 028 A030000 0 028 A040000 61 028 B010000 756 028 B020000 79 028 B030000 0 028 B040000 133 028 C010000 17 028 C020000 81 028 C030000 0 028 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E010000 N 070 E020000 N 070 F010000 N 070 F020000 N 070 G010000 N 070 G020000 N 070 H010000 N 070 H020000 N 070 I010000 N 070 I020000 N 070 J010000 Y 070 J020000 N 070 K010000 Y 070 K020000 N 070 L010000 Y 070 L020000 Y 070 M010000 Y 070 M020000 N 070 N010000 Y 070 N020000 N 070 O010000 Y PAGE 7 070 O020000 N 070 P010000 Y 070 P020000 N 070 Q010000 N 070 Q020000 N 070 R010000 N 070 R020000 N 071 A000000 5540 071 B000000 3592 071 C000000 21737 071 D000000 17 072 A000000 6 072 B000000 603 072 C000000 3 072 D000000 0 072 E000000 0 072 F000000 80 072 G000000 23 072 H000000 0 072 I000000 4 072 J000000 15 072 K000000 0 072 L000000 5 072 M000000 6 072 N000000 8 072 O000000 0 072 P000000 0 072 Q000000 0 072 R000000 1 072 S000000 13 072 T000000 0 072 U000000 -6 072 V000000 0 072 W000000 8 072 X000000 157 072 Y000000 43 072 Z000000 492 072AA000000 116 072BB000000 0 072CC010000 0 072CC020000 92 072DD010000 502 072DD020000 0 072EE000000 320 073 A010000 0.3295 073 A020000 0.2000 073 B000000 0.2087 073 C000000 0.0000 074 A000000 0 074 B000000 0 074 C000000 21450 PAGE 8 074 D000000 0 074 E000000 1244 074 F000000 0 074 G000000 0 074 H000000 0 074 I000000 1024 074 J000000 0 074 K000000 0 074 L000000 309 074 M000000 0 074 N000000 24027 074 O000000 37 074 P000000 0 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 22 074 S000000 0 074 T000000 23968 074 U010000 1606 074 U020000 403 074 V010000 14.92 074 V020000 14.92 074 W000000 0.0000 074 X000000 9 074 Y000000 0 075 A000000 0 075 B000000 23148 076 000000 0.00 077 A000000 Y 077 B000000 N 077 C000000 Y 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 Y 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N PAGE 9 SIGNATURE MARY JANE MALONEY TITLE MANAGER EX-27 2
6 0001067475 WARBURG, PINCUS MUNICIPAL BOND FUND 001 INSTITUTIONAL CLASS 6-MOS AUG-31-1999 FEB-28-1999 22430561 23717987 309294 0 0 24027281 37077 0 22651 59728 0 22545247 1606026 1470225 37988 0 22218 0 1362100 23967553 2716 603314 0 (113634) 492396 115625 (91859) 516162 0 (502165) (320024) 0 1594893 (344926) 789139 1738921 979325 235346 0 0 80355 0 157379 23148920 15.12 .05 .017 (.059) (.209) 0 14.92 .99 0 0

EX-27 3
6 0001067475 WARBURG, PINCUS MUNICIPAL BOND FUND 002 COMMON CLASS 6-MOS AUG-31-1999 FEB-28-1999 22430561 23717987 309294 0 0 24027281 37077 0 22651 59728 0 22545247 403 0 37988 0 22218 0 1362100 23967553 2716 603314 0 (113634) 492396 115625 (91859) 516162 0 (87) (14) 0 21022 (15125) 46 1738921 979325 235346 0 0 80355 0 157379 23148920 15.14 .18 0 (.196) (.209) 0 14.92 1.27 0 0

EX-99 4 EXHIBIT INDEX EXHIBIT A: Attachment to item 77C: Submission of matters to a vote of security holders. EXHIBIT B: Attachment to item 77M: Mergers EXHIBIT C: Attachment to item 77Q1: Form of Plan of Reorganization - --------------------------------------------------------------- EXHIBIT A: Warburg, Pincus Municipal Bond Fund, Inc. Registration No. 333-60685 Sub-Item 77C: Submission of matter to a vote of security holders (a) A special meeting was held on September 28, 1998. (b) Not applicable (c) At the special meeting held on September 28, 1998, shareholders of the Fund were asked to approve a Plan of Reorganization dated as of September 1, 1998 providing (i) that each of BEA International Equity Fund, BEA Emerging Markets Equity Fund, BEA U.S. Core Equity Fund, BEA U.S. Core Fixed Income Fund, BEA Strategic Global Fixed Income Fund, BEA High Yield Fund, BEA Municipal Bond Fund, BEA Global Telecommunications Fund, BEA Long-Short Market Neutral Fund, BEA Long-Short Equity Fund and BEA Select Economic Value Equity Fund (each, a "BEA Fund" and collectively, the "BEA Funds") would be reorganized from a series of the RBB Fund into Warburg, Pincus International Growth Fund, Inc., Warburg, Pincus Emerging Markets II Fund, Inc., Warburg, Pincus U.S. Core Equity Fund, Inc., Warburg, Pincus U.S. Core Fixed Income Fund, Inc., Warburg, Pincus Strategic Global Fixed Income Fund, Inc., Warburg, Pincus High Yield Fund, Inc., Warburg, Pincus Municipal Bond Fund, Inc., Warburg, Pincus Global Telecommunications Fund, Inc., Warburg, Pincus Long-Short Market Neutral Fund, Inc., Warburg, Pincus Long-Short Equity Fund, Inc. and Warburg, Pincus Select Economic Value Equity Fund, Inc., respectively, (each, a "Warburg Fund" and collectively, the "Warburg Funds"), (ii) that each BEA Fund would transfer to the corresponding Warburg Fund all or substantially all of its assets in exchange for shares of the Warburg Fund and the assumption of liabilities, (iii) that such shares of the Warburg Funds would be distributed to shareholders of the BEA Funds in liquidation of the BEA Funds, and (iv) that the BEA Funds would subsequently be terminated. The Plan of Reorganization was approved by shareholders and the shareholder vote was as follows: Total Number of Votes Percentage of total number of shares outstanding Approve 882,361.204 59.98% Disapprove 0 0% Abstain 0 0% (d) Not applicable EXHIBIT B: Sub-Item 77M: Mergers (a) As described in Sub-Item 77C above, substantially all of the assets of each BEA Fund were acquired by a newly-formed Warburg Fund pursuant to a Plan of Reorganization. While not structured as a merger or a consolidation for state law purposes, the practical effect of the transaction is that the relevant BEA Fund's business was continued through the corresponding Warburg Fund. The name of the other registered company involved in the transaction with the Fund was The RBB Fund, Inc. (b) The Plan of Reorganization was unanimously approved by the Board of Directors of The RBB Fund, Inc. on July 20, 1998 and garnered the requisite shareholder vote for its approval on September 28, 1998 from the corresponding BEA Fund's shareholders. The Closing Date was October 23, 1998. The transaction was designed such that the Fund would be a continuation of its corresponding BEA Fund, and therefore, did not result in any change in the investment philosophy of the corresponding BEA Fund. The investment objectives and policies of the Fund are in all material respects the same as those of the corresponding BEA Fund. The investment adviser, custodian, transfer agent and accountant for the Fund are the same as those of the corresponding BEA Fund. The distributor of shares of the Fund is Counsellors Securities Inc., which until May 29, 1998 had been the distributor for the corresponding BEA Fund. All expenses of the transaction were borne by Credit Suisse Asset Management (then named "BEA Associates"). No sales charge was imposed on the shares of the Fund received by the shareholders of the corresponding BEA Fund. The transaction was structured to be tax-free for federal income tax purposes to shareholders and to both the Fund and the corresponding BEA Fund. Although the corresponding BEA Fund, a series portfolio of The RBB Fund, Inc. has ceased operations, The RBB Fund, Inc. has not ceased to be an investment company as defined in the Investment Company Act of 1940, as amended. EXHIBIT C: Sub-Item 77Q1: Exhibits (a) Not applicable (b) Not applicable (c) Not applicable (d) Not applicable (e) Not applicable (f) Not applicable (g) Form of Plan of Reorganization ~~-----END PRIVACY-ENHANCED MESSAGE-----~~