N-PX 1 f9546d1.htm PIP 16 N-PX

FORM N-PX



ICA File Number:  811-08915

Registrant Name:  Prudential Investment Portfolios 16

Reporting Period:  07/01/2020 - 06/30/2021


PGIM Income Builder Fund - (Asset Allocation sleeve) - Subadviser: QMA LLC

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


PGIM Income Builder Fund - (Jennison Equity Income sleeve) - Subadviser: Jennison Associates LLC

 
ABBVIE INC
Meeting Date:  MAY 07, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL
Ticker:  ABBV
Security ID:  00287Y109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Roxanne S. Austin Management For For
1.2 Elect Richard A. Gonzalez Management For For
1.3 Elect Rebecca B. Roberts Management For For
1.4 Elect Glenn F. Tilton Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Amendment to the 2013 Incentive Stock Program Management For For
5 Amendment to the 2013 Employee Stock Purchase Plan Management For For
6 Elimination of Supermajority Requirement Management For For
7 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
8 Shareholder Proposal Regarding Independent Chair Shareholder Against For
 
ADVANCED MICRO DEVICES INC.
Meeting Date:  APR 07, 2021
Record Date:  FEB 10, 2021
Meeting Type:  SPECIAL
Ticker:  AMD
Security ID:  007903107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Xilinx Transaction Management For For
2 Right to Adjourn Meeting Management For For
 
ADVANCED MICRO DEVICES INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL
Ticker:  AMD
Security ID:  007903107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John E. Caldwell Management For Against
2 Elect Nora M. Denzel Management For For
3 Elect D. Mark Durcan Management For For
4 Elect Michael P. Gregoire Management For For
5 Elect Joseph A. Householder Management For For
6 Elect John W. Marren Management For For
7 Elect Lisa T. Su Management For For
8 Elect Abhijit Y. Talwalkar Management For For
9 Ratification of Auditor Management For For
10 Advisory Vote on Executive Compensation Management For For
 
AKZO NOBEL N.V.
Meeting Date:  APR 22, 2021
Record Date:  MAR 25, 2021
Meeting Type:  ANNUAL
Ticker:  
Security ID:  N01803308
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management None Do Not Vote
2 Non-Voting Meeting Note Management None Do Not Vote
3 Non-Voting Meeting Note Management None Do Not Vote
4 Non-Voting Agenda Item Management None Do Not Vote
5 Non-Voting Agenda Item Management None Do Not Vote
6 Non-Voting Agenda Item Management None Do Not Vote
7 Non-Voting Agenda Item Management None Do Not Vote
8 Accounts and Reports Management For For
9 Non-Voting Agenda Item Management None Do Not Vote
10 Allocation of Profits/Dividends Management For For
11 Remuneration Report Management For For
12 Non-Voting Agenda Item Management None Do Not Vote
13 Ratification of Management Board Acts Management For For
14 Ratification of Supervisory Board Acts Management For For
15 Non-Voting Agenda Item Management None Do Not Vote
16 Management Board Remuneration Policy Management For For
17 Supervisory Board Remuneration Policy Management For For
18 Non-Voting Agenda Item Management None Do Not Vote
19 Elect Thierry Vanlancker to the Management Board Management For For
20 Non-Voting Agenda Item Management None Do Not Vote
21 Elect Patrick W. Thomas to the Supervisory Board Management For For
22 Non-Voting Agenda Item Management None Do Not Vote
23 Authority to Issue Shares w/ Preemptive Rights Management For For
24 Authority to Suppress Preemptive Rights Management For For
25 Authority to Repurchase Shares Management For For
26 Cancellation of Shares Management For For
27 Non-Voting Agenda Item Management None Do Not Vote
 
AMERICAN CAMPUS COMMUNITIES INC.
Meeting Date:  APR 28, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL
Ticker:  ACC
Security ID:  024835100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect William C. Bayless, Jr. Management For For
2 Elect Herman E. Bulls Management For For
3 Elect G. Steven Dawson Management For For
4 Elect Cydney C. Donnell Management For For
5 Elect Mary Egan Management For For
6 Elect Alison M. Hill Management For For
7 Elect Craig A. Leupold Management For For
8 Elect Oliver Luck Management For For
9 Elect C. Patrick Oles Jr. Management For For
10 Elect John T. Rippel Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
 
AMERICAN EXPRESS CO.
Meeting Date:  MAY 04, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL
Ticker:  AXP
Security ID:  025816109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Thomas J. Baltimore, Jr. Management For Against
2 Elect Charlene Barshefsky Management For For
3 Elect John J. Brennan Management For For
4 Elect Peter Chernin Management For For
5 Elect Ralph de la Vega Management For For
6 Elect Michael O. Leavitt Management For For
7 Elect Theodore J. Leonsis Management For For
8 Elect Karen L. Parkhill Management For For
9 Elect Charles E. Phillips, Jr. Management For For
10 Elect Lynn A. Pike Management For For
11 Elect Stephen J. Squeri Management For For
12 Elect Daniel L. Vasella Management For For
13 Elect Lisa W. Wardell Management For For
14 Elect Ronald A. Williams Management For For
15 Elect Christopher D. Young Management For For
16 Ratification of Auditor Management For For
17 Advisory Vote on Executive Compensation Management For For
18 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against For
19 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Against
 
ANGLO AMERICAN PLC
Meeting Date:  MAY 05, 2021
Record Date:  MAY 03, 2021
Meeting Type:  ANNUAL
Ticker:  
Security ID:  G03764134
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Final Dividend Management For For
3 Elect Elisabeth Brinton Management For For
4 Elect Hilary Maxson Management For For
5 Elect Ian R. Ashby Management For For
6 Elect Marcelo H. Bastos Management For For
7 Elect Stuart Chambers Management For For
8 Elect Mark Cutifani Management For For
9 Elect Byron Grote Management For For
10 Elect Hixonia Nyasulu Management For For
11 Elect Nonkululeko M.C. Nyembezi Management For For
12 Elect Tony O'Neill Management For For
13 Elect Stephen T. Pearce Management For For
14 Elect Anne Stevens Management For For
15 Appointment of Auditor Management For For
16 Authority to Set Auditor's Fees Management For For
17 Remuneration Report (Advisory) Management For For
18 Authority to Issue Shares w/ Preemptive Rights Management For For
19 Authority to Issue Shares w/o Preemptive Rights Management For For
20 Authority to Repurchase Shares Management For For
21 Adoption of New Articles Management For For
22 Authority to Set General Meeting Notice Period at 14 Days Management For For
 
ANGLO AMERICAN PLC
Meeting Date:  MAY 05, 2021
Record Date:  MAY 03, 2021
Meeting Type:  COURT
Ticker:  
Security ID:  G03764134
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Scheme of Arrangement (Demerger/Spin-off) Management For For
2 Non-Voting Meeting Note Management None Do Not Vote
 
ANGLO AMERICAN PLC
Meeting Date:  MAY 05, 2021
Record Date:  MAY 03, 2021
Meeting Type:  ORDINARY
Ticker:  
Security ID:  G03764134
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Ancillary Matters Related to the Demerger Management For For
 
APPLE INC
Meeting Date:  FEB 23, 2021
Record Date:  DEC 28, 2020
Meeting Type:  ANNUAL
Ticker:  AAPL
Security ID:  037833100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect James A. Bell Management For For
2 Elect Timothy D. Cook Management For For
3 Elect Albert A. Gore Management For For
4 Elect Andrea Jung Management For For
5 Elect Arthur D. Levinson Management For For
6 Elect Monica C. Lozano Management For For
7 Elect Ronald D. Sugar Management For For
8 Elect Susan L. Wagner Management For For
9 Ratification of Auditor Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Against
12 Shareholder Proposal Regarding Improvements in Executive Compensation Program Shareholder Against Against
 
APTIV PLC
Meeting Date:  APR 30, 2021
Record Date:  MAR 02, 2021
Meeting Type:  ANNUAL
Ticker:  APTV
Security ID:  G6095L109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Kevin P. Clark Management For For
2 Elect Richard L. Clemmer Management For For
3 Elect Nancy E. Cooper Management For For
4 Elect Nicholas M. Donofrio Management For For
5 Elect Rajiv L. Gupta Management For For
6 Elect Joseph L. Hooley Management For For
7 Elect Merit E. Janow Management For For
8 Elect Sean O. Mahoney Management For For
9 Elect Paul M. Meister Management For For
10 Elect Robert K. Ortberg Management For For
11 Elect Colin J. Parris Management For For
12 Elect Ana G. Pinczuk Management For For
13 Appointment of Auditor and Authority to Set Fees Management For For
14 Advisory Vote on Executive Compensation Management For For
 
ASML HOLDING NV
Meeting Date:  APR 29, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL
Ticker:  ASML
Security ID:  N07059210
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Remuneration Report Management For Against
2 Accounts and Reports Management For For
3 Allocation of Profits/Dividends Management For For
4 Ratification of Management Board Acts Management For For
5 Ratification of Supervisory Board Acts Management For For
6 Long-Term Incentive Plan; Authority to Issue Shares Management For For
7 Management Board Remuneration Policy Management For For
8 Supervisory Board Remuneration Policy Management For For
9 Elect Birgit Conix to the Supervisory Board Management For For
10 Appointment of Auditor Management For For
11 Authority to Issue Shares w/ Preemptive Rights Management For For
12 Authority to Suppress Preemptive Rights Management For For
13 Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers and Acquisitions Management For For
14 Authority to Suppress Preemptive Rights in Connection with Mergers and Acquisitions Management For For
15 Authority to Repurchase Shares Management For For
16 Authority to Repurchase Additional Shares Management For For
17 Authority to Cancel Repurchased Shares Management For For
 
ASTRAZENECA PLC
Meeting Date:  MAY 11, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL
Ticker:  AZN
Security ID:  046353108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Final Dividend Management For For
3 Appointment of Auditor Management For For
4 Authority to Set Auditor's Fees Management For For
5 Elect Leif Johansson Management For For
6 Elect Pascal Soriot Management For For
7 Elect Marc Dunoyer Management For For
8 Elect Philip Broadley Management For For
9 Elect Euan Ashley Management For For
10 Elect Michel Demare Management For For
11 Elect Deborah DiSanzo Management For For
12 Elect Diana Layfield Management For For
13 Elect Sheri McCoy Management For For
14 Elect Tony SK MOK Management For For
15 Elect Nazneen Rahman Management For For
16 Elect Marcus Wallenberg Management For For
17 Remuneration Report (Advisory) Management For For
18 Remuneration Policy (Binding) Management For Against
19 Authorisation of Political Donations Management For For
20 Authority to Issue Shares w/ Preemptive Rights Management For For
21 Authority to Issue Shares w/o Preemptive Rights Management For For
22 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For For
23 Authority to Repurchase Shares Management For For
24 Authority to Set General Meeting Notice Period at 14 Days Management For For
25 AstraZeneca Performance Share Plan 2020 Management For For
 
ASTRAZENECA PLC
Meeting Date:  MAY 11, 2021
Record Date:  APR 20, 2021
Meeting Type:  ANNUAL
Ticker:  AZN
Security ID:  046353108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Alexion Transaction Management For For
 
BRISTOL-MYERS SQUIBB CO.
Meeting Date:  MAY 04, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL
Ticker:  BMY
Security ID:  110122108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Peter J. Arduini Management For For
2 Elect Michael W. Bonney Management For For
3 Elect Giovanni Caforio Management For For
4 Elect Julia A. Haller Management For For
5 Elect Paula A. Price Management For For
6 Elect Derica W. Rice Management For For
7 Elect Theodore R. Samuels, II Management For For
8 Elect Gerald Storch Management For For
9 Elect Karen H. Vousden Management For For
10 Elect Phyllis R. Yale Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Approval of the 2021 Stock Award and Incentive Plan Management For For
13 Ratification of Auditor Management For For
14 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For For
15 Shareholder Proposal Regarding Independent Chair Shareholder Against For
16 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against For
17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Against
 
CAPITAL ONE FINANCIAL CORP.
Meeting Date:  MAY 06, 2021
Record Date:  MAR 10, 2021
Meeting Type:  ANNUAL
Ticker:  COF
Security ID:  14040H105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard D. Fairbank Management For For
2 Elect Ime Archibong Management For For
3 Elect Ann Fritz Hackett Management For For
4 Elect Peter Thomas Killalea Management For For
5 Elect Eli Leenaars Management For For
6 Elect Francois Locoh-Donou Management For For
7 Elect Peter E. Raskind Management For For
8 Elect Eileen Serra Management For For
9 Elect Mayo A. Shattuck III Management For For
10 Elect Bradford H. Warner Management For For
11 Elect Catherine G. West Management For For
12 Elect Craig Anthony Williams Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Amendment to the 2004 Stock Incentive Plan Management For For
 
CATERPILLAR INC.
Meeting Date:  JUN 09, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL
Ticker:  CAT
Security ID:  149123101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Kelly A. Ayotte Management For For
2 Elect David L. Calhoun Management For For
3 Elect Daniel M. Dickinson Management For For
4 Elect Gerald Johnson Management For For
5 Elect David W. MacLennan Management For For
6 Elect Debra L. Reed-Klages Management For For
7 Elect Edward B. Rust, Jr. Management For For
8 Elect Susan C. Schwab Management For For
9 Elect D. James Umpleby III Management For For
10 Elect Miles D. White Management For For
11 Elect Rayford Wilkins Jr. Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Shareholder Proposal Regarding Report on Net Zero Benchmark Shareholder Against For
15 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against For
16 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Against
17 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against For
 
DEERE & CO.
Meeting Date:  FEB 24, 2021
Record Date:  DEC 31, 2020
Meeting Type:  ANNUAL
Ticker:  DE
Security ID:  244199105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Tamra A. Erwin Management For For
2 Elect Alan C. Heuberger Management For For
3 Elect Charles O. Holliday, Jr. Management For For
4 Elect Dipak C. Jain Management For For
5 Elect Michael O. Johanns Management For For
6 Elect Clayton M. Jones Management For For
7 Elect John C. May Management For For
8 Elect Gregory R. Page Management For For
9 Elect Sherry M. Smith Management For For
10 Elect Dmitri L. Stockton Management For For
11 Elect Sheila G. Talton Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
 
DOVER CORP.
Meeting Date:  MAY 07, 2021
Record Date:  MAR 10, 2021
Meeting Type:  ANNUAL
Ticker:  DOV
Security ID:  260003108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Deborah L. DeHaas Management For For
2 Elect H. John Gilbertson, Jr. Management For For
3 Elect Kristiane C. Graham Management For For
4 Elect Michael F. Johnston Management For For
5 Elect Eric A. Spiegel Management For For
6 Elect Richard J. Tobin Management For For
7 Elect Stephen M. Todd Management For For
8 Elect Stephen K. Wagner Management For For
9 Elect Keith E. Wandell Management For For
10 Elect Mary A. Winston Management For For
11 Approval of the 2021 Omnibus Incentive Plan Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
 
DOW INC
Meeting Date:  APR 15, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL
Ticker:  DOW
Security ID:  260557103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Samuel R. Allen Management For For
2 Elect Gaurdie E. Banister, Jr. Management For For
3 Elect Wesley G. Bush Management For For
4 Elect Richard K. Davis Management For For
5 Elect Debra L. Dial Management For For
6 Elect Jeff M. Fettig Management For For
7 Elect Jim Fitterling Management For For
8 Elect Jacqueline C. Hinman Management For For
9 Elect Luis A. Moreno Management For For
10 Elect Jill S. Wyant Management For For
11 Elect Daniel W. Yohannes Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Amendment to the 2019 Stock Incentive Plan Management For For
14 Approval of the 2021 Employee Stock Purchase Plan Management For For
15 Ratification of Auditor Management For For
16 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against For
 
EXXON MOBIL CORP.
Meeting Date:  MAY 26, 2021
Record Date:  MAR 29, 2021
Meeting Type:  ANNUAL
Ticker:  XOM
Security ID:  30231G102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Michael J. Angelakis Management For For
1.2 Elect Susan K. Avery Management For For
1.3 Elect Angela F. Braly Management For For
1.4 Elect Ursula M. Burns Management For For
1.5 Elect Kenneth C. Frazier Management For For
1.6 Elect Joseph L. Hooley Management For For
1.7 Elect Steven A. Kandarian Management For For
1.8 Elect Douglas R. Oberhelman Management For For
1.9 Elect Samuel J. Palmisano Management For For
1.10 Elect Jeffrey W. Ubben Management For For
1.11 Elect Darren W. Woods Management For For
1.12 Elect Wan Zulkiflee Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Shareholder Proposal Regarding Independent Chair Shareholder Against For
5 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Against
6 Shareholder Proposal Regarding Audited Report on Net Zero Emissions 2050 Scenario Analysis Shareholder Against Against
7 Shareholder Proposal Regarding Report on Climate-related Activities Shareholder Against Against
8 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Against
9 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
10 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against Against
1.1 Elect Gregory J. Goff (Dissident Nominee) Shareholder Do Not Vote Do Not Vote
1.2 Elect Kaisa Hietala (Dissident Nominee) Shareholder Do Not Vote Do Not Vote
1.3 Elect Alexander A. Karsner (Dissident Nominee) Shareholder Do Not Vote Do Not Vote
1.4 Elect Anders Runevad (Dissident Nominee) Shareholder Do Not Vote Do Not Vote
1.5 Elect Michael J. Angelakis Shareholder Do Not Vote Do Not Vote
1.6 Elect Susan K. Avery Shareholder Do Not Vote Do Not Vote
1.7 Elect Angela F. Braly Shareholder Do Not Vote Do Not Vote
1.8 Elect Ursula M. Burns Shareholder Do Not Vote Do Not Vote
1.9 Elect Kenneth C. Frazier Shareholder Do Not Vote Do Not Vote
1.10 Elect Joseph L. Hooley Shareholder Do Not Vote Do Not Vote
1.11 Elect Jeffrey W. Ubben Shareholder Do Not Vote Do Not Vote
1.12 Elect Darren W. Woods Shareholder Do Not Vote Do Not Vote
2 Ratification of Auditor Management Do Not Vote Do Not Vote
3 Advisory Vote on Executive Compensation Management Do Not Vote Do Not Vote
4 Shareholder Proposal Regarding Independent Chair Shareholder Do Not Vote Do Not Vote
5 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Do Not Vote Do Not Vote
6 Shareholder Proposal Regarding Audited Report on Net Zero Emissions 2050 Scenario Analysis Shareholder Do Not Vote Do Not Vote
7 Shareholder Proposal Regarding Report on Climate-related Activities Shareholder Do Not Vote Do Not Vote
8 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Do Not Vote Do Not Vote
9 Shareholder Proposal Regarding Lobbying Report Shareholder Do Not Vote Do Not Vote
10 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Do Not Vote Do Not Vote
 
FIRSTENERGY CORP.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL
Ticker:  FE
Security ID:  337932107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael J. Anderson, Sr. Management For For
2 Elect Steven J. Demetriou Management For For
3 Elect Julia L. Johnson Management For For
4 Elect Jesse A. Lynn Management For For
5 Elect Donald T. Misheff Management For For
6 Elect Thomas N. Mitchell Management For For
7 Elect James F. O'Neil III Management For For
8 Elect Christopher D. Pappas Management For For
9 Elect Luis A. Reyes Management For For
10 Elect John W. Somerhalder II Management For For
11 Elect Steven E. Strah Management For For
12 Elect Andrew Teno Management For For
13 Elect Leslie M. Turner Management For For
14 Elect Melvin Williams Management For For
15 Ratification of Auditor Management For For
16 Advisory Vote on Executive Compensation Management For For
 
GOLDMAN SACHS GROUP, INC.
Meeting Date:  APR 29, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL
Ticker:  GS
Security ID:  38141G104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect M. Michele Burns Management For For
2 Elect Drew G. Faust Management For For
3 Elect Mark Flaherty Management For For
4 Elect Ellen J. Kullman Management For For
5 Elect Lakshmi N. Mittal Management For For
6 Elect Adebayo O. Ogunlesi Management For For
7 Elect Peter Oppenheimer Management For For
8 Elect David M. Solomon Management For For
9 Elect Jan E. Tighe Management For For
10 Elect Jessica Uhl Management For For
11 Elect David A. Viniar Management For For
12 Elect Mark O. Winkelman Management For For
13 Advisory Vote on Executive Compensation Management For Against
14 Amendment to the Stock Incentive Plan Management For Against
15 Ratification of Auditor Management For For
16 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against For
17 Shareholder Proposal Regarding Report on The Impact of Mandatory Arbitration Policies Shareholder Against For
18 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Against
19 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Against
 
JOHNSON CONTROLS INTERNATIONAL PLC
Meeting Date:  MAR 10, 2021
Record Date:  JAN 07, 2021
Meeting Type:  ANNUAL
Ticker:  JCI
Security ID:  G51502105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jean S. Blackwell Management For For
2 Elect Pierre E. Cohade Management For For
3 Elect Michael E. Daniels Management For For
4 Elect Juan Pablo del Valle Perochena Management For For
5 Elect W. Roy Dunbar Management For For
6 Elect Gretchen R. Haggerty Management For For
7 Elect Simone Menne Management For For
8 Elect George R. Oliver Management For For
9 Elect Carl Jurgen Tinggren Management For For
10 Elect Mark P. Vergnano Management For For
11 Elect R. David Yost Management For For
12 Elect John D. Young Management For For
13 Appointment of Auditor Management For For
14 Authority to Set Auditor's Fees Management For For
15 Authority to Repurchase Shares Management For For
16 Authorize Price Range at which the Company Can Re-Allot Treasury Shares Management For For
17 Advisory Vote on Executive Compensation Management For For
18 Approval of 2021 Equity and Incentive Plan Management For For
19 Authority to Issue Shares w/ Preemptive Rights Management For For
20 Authority to Issue Shares w/o Preemptive Rights Management For For
 
JPMORGAN CHASE & CO.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL
Ticker:  JPM
Security ID:  46625H100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Linda B. Bammann Management For For
2 Elect Stephen B. Burke Management For For
3 Elect Todd A. Combs Management For For
4 Elect James S. Crown Management For For
5 Elect James Dimon Management For For
6 Elect Timothy P. Flynn Management For For
7 Elect Mellody Hobson Management For For
8 Elect Michael A. Neal Management For For
9 Elect Phebe N. Novakovic Management For For
10 Elect Virginia M. Rometty Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Amendment to the Long-Term Incentive Plan Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent Shareholder Against For
15 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Against
16 Shareholder Proposal Regarding Independent Chair Shareholder Against For
17 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against Against
 
KB HOME
Meeting Date:  APR 08, 2021
Record Date:  FEB 05, 2021
Meeting Type:  ANNUAL
Ticker:  KBH
Security ID:  48666K109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Arthur R. Collins Management For For
2 Elect Dorene C. Dominguez Management For For
3 Elect Kevin P. Eltife Management For For
4 Elect Timothy W. Finchem Management For For
5 Elect Stuart A. Gabriel Management For For
6 Elect Thomas W. Gilligan Management For For
7 Elect Jodeen A. Kozlak Management For For
8 Elect Robert L. Johnson Management For For
9 Elect Melissa B. Lora Management For For
10 Elect Jeffrey T. Mezger Management For For
11 Elect James C. Weaver Management For For
12 Elect Michael M. Wood Management For For
13 Advisory Vote on Executive Compensation Management For Against
14 Ratification of Auditor Management For For
15 Amendment to the Rights Agreement Management For For
 
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC
Meeting Date:  MAY 18, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL
Ticker:  KNX
Security ID:  499049104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Gary J. Knight Management For For
1.2 Elect Kathryn L. Munro Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
4 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against For
 
KRAFT HEINZ CO
Meeting Date:  MAY 06, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL
Ticker:  KHC
Security ID:  500754106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Gregory E. Abel Management For For
2 Elect Alexandre Behring Management For For
3 Elect John T. Cahill Management For For
4 Elect Joao M. Castro-Neves Management For For
5 Elect Lori Dickerson Fouche Management For For
6 Elect Timothy Kenesey Management For For
7 Elect Elio Leoni Sceti Management For For
8 Elect Susan R. Mulder Management For For
9 Elect Miguel Patricio Management For For
10 Elect John C. Pope Management For For
11 Elect Alexandre Van Damme Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
 
LAM RESEARCH CORP.
Meeting Date:  NOV 03, 2020
Record Date:  SEP 04, 2020
Meeting Type:  ANNUAL
Ticker:  LRCX
Security ID:  512807108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Sohail U. Ahmed Management For For
1.2 Elect Timothy M. Archer Management For For
1.3 Elect Eric K. Brandt Management For For
1.4 Elect Michael R. Cannon Management For For
1.5 Elect Catherine P. Lego Management For For
1.6 Elect Bethany J. Mayer Management For For
1.7 Elect Abhijit Y. Talwalkar Management For For
1.8 Elect Lih-Shyng (Rick L.) Tsai Management For For
1.9 Elect Leslie F. Varon Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
LAS VEGAS SANDS CORP
Meeting Date:  MAY 13, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL
Ticker:  LVS
Security ID:  517834107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Irwin Chafetz Management For For
1.2 Elect Micheline Chau Management For For
1.3 Elect Patrick Dumont Management For For
1.4 Elect Charles D. Forman Management For For
1.5 Elect Robert Glen Goldstein Management For For
1.6 Elect George Jamieson Management For For
1.7 Elect Nora M. Jordan Management For For
1.8 Elect Charles A. Koppelman Management For For
1.9 Elect Lewis Kramer Management For For
1.10 Elect David F. Levi Management For Withhold
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
 
LINDE PLC
Meeting Date:  JUL 27, 2020
Record Date:  APR 27, 2020
Meeting Type:  ANNUAL
Ticker:  LIN
Security ID:  G5494J103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Wolfgang Reitzle Management For For
2 Elect Stephen F. Angel Management For For
3 Elect Ann-Kristin Achleitner Management For For
4 Elect Clemens A.H. Borsig Management For For
5 Elect Nance K. Dicciani Management For For
6 Elect Thomas Enders Management For For
7 Elect Franz Fehrenbach Management For For
8 Elect Edward G. Galante Management For For
9 Elect Larry D. McVay Management For For
10 Elect Victoria Ossadnik Management For For
11 Elect Martin H. Richenhagen Management For Against
12 Elect Robert L. Wood Management For For
13 Ratification of PricewaterhouseCoopers Management For For
14 Authority to Set Auditor's Fees Management For For
15 Authority to Set Price Range for Re-Issuance of Treasury Shares Management For For
16 Advisory Vote on Executive Compensation Management For For
 
LOWE`S COS., INC.
Meeting Date:  MAY 28, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL
Ticker:  LOW
Security ID:  548661107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Raul Alvarez Management For For
1.2 Elect David H. Batchelder Management For For
1.3 Elect Angela F. Braly Management For For
1.4 Elect Sandra B. Cochran Management For For
1.5 Elect Laurie Z. Douglas Management For For
1.6 Elect Richard W. Dreiling Management For For
1.7 Elect Marvin R. Ellison Management For For
1.8 Elect Daniel J. Heinrich Management For For
1.9 Elect Brian C. Rogers Management For For
1.10 Elect Bertram L. Scott Management For For
1.11 Elect Mary Beth West Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
4 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Against
 
LYONDELLBASELL INDUSTRIES NV
Meeting Date:  MAY 28, 2021
Record Date:  APR 30, 2021
Meeting Type:  ANNUAL
Ticker:  LYB
Security ID:  N53745100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jacques Aigrain Management For For
2 Elect Lincoln Benet Management For For
3 Elect Jagjeet S. Bindra Management For For
4 Elect Robin Buchanan Management For For
5 Elect Anthony R. Chase Management For For
6 Elect Stephen F. Cooper Management For For
7 Elect Nance K. Dicciani Management For For
8 Elect Robert W. Dudley Management For For
9 Elect Claire S. Farley Management For For
10 Elect Michael S. Hanley Management For For
11 Elect Albert Manifold Management For For
12 Elect Bhavesh V. Patel Management For For
13 Ratification of Board Acts Management For For
14 Accounts and Reports Management For For
15 Appointment of Dutch Statutory Auditor Management For For
16 Ratification of Auditor Management For For
17 Advisory Vote on Executive Compensation Management For For
18 Authority to Repurchase Shares Management For For
19 Cancellation of Shares Management For For
20 Amendment to the Long Term Incentive Plan Management For For
21 Amendment to the Employee Stock Purchase Plan Management For For
 
MCDONALD`S CORP
Meeting Date:  MAY 20, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL
Ticker:  MCD
Security ID:  580135101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Lloyd H. Dean Management For For
2 Elect Robert A. Eckert Management For For
3 Elect Catherine Engelbert Management For For
4 Elect Margaret H. Georgiadis Management For For
5 Elect Enrique Hernandez, Jr. Management For For
6 Elect Christopher Kempczinski Management For For
7 Elect Richard H. Lenny Management For For
8 Elect John Mulligan Management For For
9 Elect Sheila A. Penrose Management For For
10 Elect John W. Rogers, Jr. Management For For
11 Elect Paul S. Walsh Management For For
12 Elect Miles D. White Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Report on Sugar and Public Health Shareholder Against Against
16 Shareholder Proposal Regarding Use of Antibiotics and Study on Effects on Market Shareholder Against Against
17 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against For
 
METLIFE INC
Meeting Date:  JUN 15, 2021
Record Date:  APR 22, 2021
Meeting Type:  ANNUAL
Ticker:  MET
Security ID:  59156R108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Cheryl W. Grise Management For For
2 Elect Carlos M. Gutierrez Management For For
3 Elect Gerald L. Hassell Management For For
4 Elect David L. Herzog Management For For
5 Elect R. Glenn Hubbard Management For For
6 Elect Edward J. Kelly, III Management For For
7 Elect William E. Kennard Management For For
8 Elect Michel A. Khalaf Management For For
9 Elect Catherine R. Kinney Management For For
10 Elect Diana L. McKenzie Management For For
11 Elect Denise M. Morrison Management For For
12 Elect Mark A. Weinberger Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
 
MICROSOFT CORPORATION
Meeting Date:  DEC 02, 2020
Record Date:  OCT 08, 2020
Meeting Type:  ANNUAL
Ticker:  MSFT
Security ID:  594918104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Reid G. Hoffman Management For For
2 Elect Hugh F. Johnston Management For For
3 Elect Teri L. List-Stoll Management For For
4 Elect Satya Nadella Management For For
5 Elect Sandra E. Peterson Management For For
6 Elect Penny S. Pritzker Management For For
7 Elect Charles W. Scharf Management For For
8 Elect Arne M. Sorenson Management For For
9 Elect John W. Stanton Management For For
10 Elect John W. Thompson Management For For
11 Elect Emma N. Walmsley Management For For
12 Elect Padmasree Warrior Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board Shareholder Against Against
 
NORFOLK SOUTHERN CORP.
Meeting Date:  MAY 13, 2021
Record Date:  MAR 05, 2021
Meeting Type:  ANNUAL
Ticker:  NSC
Security ID:  655844108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Thomas D. Bell Jr. Management For For
2 Elect Mitchell E. Daniels, Jr. Management For For
3 Elect Marcela E. Donadio Management For For
4 Elect John C. Huffard, Jr. Management For For
5 Elect Christopher T. Jones Management For For
6 Elect Thomas C. Kelleher Management For For
7 Elect Steven F. Leer Management For For
8 Elect Michael D. Lockhart Management For For
9 Elect Amy E. Miles Management For For
10 Elect Claude Mongeau Management For For
11 Elect Jennifer F. Scanlon Management For For
12 Elect James A. Squires Management For For
13 Elect John R. Thompson Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Against
17 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against For
 
PHILIP MORRIS INTERNATIONAL INC
Meeting Date:  MAY 05, 2021
Record Date:  MAR 12, 2021
Meeting Type:  ANNUAL
Ticker:  PM
Security ID:  718172109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Brant (Bonin) Bough Management For For
2 Elect Andre Calantzopoulos Management For For
3 Elect Michel Combes Management For For
4 Elect Juan Jose Daboub Management For For
5 Elect Werner Geissler Management For For
6 Elect Lisa A. Hook Management For For
7 Elect Jun Makihara Management For For
8 Elect Kalpana Morparia Management For Against
9 Elect Lucio A. Noto Management For For
10 Elect Jacek Olczak Management For For
11 Elect Frederik Paulsen Management For Against
12 Elect Robert B. Polet Management For For
13 Elect Shlomo Yanai Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Ratification of Auditor Management For For
 
PROCTER & GAMBLE CO.
Meeting Date:  OCT 13, 2020
Record Date:  AUG 14, 2020
Meeting Type:  ANNUAL
Ticker:  PG
Security ID:  742718109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Francis S. Blake Management For For
2 Elect Angela F. Braly Management For For
3 Elect Amy L. Chang Management For For
4 Elect Joseph Jimenez Management For For
5 Elect Debra L. Lee Management For For
6 Elect Terry J. Lundgren Management For For
7 Elect Christine M. McCarthy Management For For
8 Elect W. James McNerney, Jr. Management For For
9 Elect Nelson Peltz Management For For
10 Elect David. S. Taylor Management For For
11 Elect Margaret C. Whitman Management For For
12 Elect Patricia A. Woertz Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Amendment to the Stock Ownership Plan Management For For
16 Shareholder Proposal Regarding Deforestation Report Shareholder Against Against
17 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against Against
 
PROLOGIS
Meeting Date:  APR 29, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL
Ticker:  PLD
Security ID:  74340W103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Hamid R. Moghadam Management For For
2 Elect Cristina G. Bita Management For For
3 Elect George L. Fotiades Management For For
4 Elect Lydia H. Kennard Management For For
5 Elect Irving F. Lyons, III Management For For
6 Elect Avid Modjtabai Management For For
7 Elect David P. O'Connor Management For For
8 Elect Olivier Piani Management For For
9 Elect Jeffrey L. Skelton Management For For
10 Elect Carl B. Webb Management For For
11 Elect William D. Zollars Management For For
12 Advisory Vote on Executive Compensation Management For Against
13 Ratification of Auditor Management For For
 
QUALCOMM, INC.
Meeting Date:  MAR 10, 2021
Record Date:  JAN 11, 2021
Meeting Type:  ANNUAL
Ticker:  QCOM
Security ID:  747525103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Sylvia Acevedo Management For For
2 Elect Mark Fields Management For For
3 Elect Jeffrey W. Henderson Management For For
4 Elect Gregory N. Johnson Management For For
5 Elect Ann M. Livermore Management For For
6 Elect Harish Manwani Management For For
7 Elect Mark D. McLaughlin Management For For
8 Elect Jamie S. Miller Management For For
9 Elect Steven M. Mollenkopf Management For For
10 Elect Clark T. Randt, Jr. Management For For
11 Elect Irene B. Rosenfeld Management For For
12 Elect Neil Smit Management For For
13 Elect Jean-Pascal Tricoire Management For Against
14 Elect Anthony J. Vinciquerra Management For For
15 Ratification of Auditor Management For For
16 Advisory Vote on Executive Compensation Management For For
 
SEMPRA ENERGY
Meeting Date:  MAY 14, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL
Ticker:  SRE
Security ID:  816851109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Alan L. Boeckmann Management For For
2 Elect Andres Conesa Labastida Management For For
3 Elect Maria Contreras-Sweet Management For For
4 Elect Pablo A. Ferrero Management For For
5 Elect William D. Jones Management For For
6 Elect Jeffrey W. Martin Management For For
7 Elect Bethany J. Mayer Management For For
8 Elect Michael N. Mears Management For For
9 Elect Jack T. Taylor Management For For
10 Elect Cynthia L. Walker Management For For
11 Elect Cynthia J. Warner Management For For
12 Elect James C. Yardley Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Against
16 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against For
 
SIX FLAGS INC
Meeting Date:  MAY 05, 2021
Record Date:  MAR 10, 2021
Meeting Type:  ANNUAL
Ticker:  SIX
Security ID:  83001A102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect B. Ben Baldanza Management For For
1.2 Elect Selim A. Bassoul Management For For
1.3 Elect Esi Eggleston Bracey Management For For
1.4 Elect Denise M. Clark Management For For
1.5 Elect Enrique Ramirez Mena Management For For
1.6 Elect Arik W. Ruchim Management For For
1.7 Elect Michael Spanos Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Elimination of Supermajority Requirement Management For For
4 Permit Stockholders to Act by Written Consent Management For For
5 Ratification of Auditor Management For For
 
SOUTHWEST AIRLINES CO
Meeting Date:  MAY 19, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL
Ticker:  LUV
Security ID:  844741108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect David W. Biegler Management For For
2 Elect J. Veronica Biggins Management For For
3 Elect Douglas H. Brooks Management For For
4 Elect William H. Cunningham Management For For
5 Elect John G. Denison Management For For
6 Elect Thomas W. Gilligan Management For For
7 Elect Gary C. Kelly Management For For
8 Elect Grace D. Lieblein Management For For
9 Elect Nancy B. Loeffler Management For For
10 Elect John T. Montford Management For For
11 Elect Ron Ricks Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
15 Shareholder Proposal Regarding Shareholder Ability to Remove Directors Shareholder Against For
 
STARWOOD PROPERTY TRUST INC
Meeting Date:  APR 27, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL
Ticker:  STWD
Security ID:  85571B105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Richard D. Bronson Management For For
1.2 Elect Jeffrey G. Dishner Management For For
1.3 Elect Camille Douglas Management For For
1.4 Elect Solomon J. Kumin Management For For
1.5 Elect Frederick P. Perpall Management For For
1.6 Elect Fred S. Ridley Management For For
1.7 Elect Barry S. Sternlicht Management For For
1.8 Elect Strauss Zelnick Management For For
2 Advisory Vote on Executive Compensation Management For Against
3 Ratification of Auditor Management For For
 
TAIWAN SEMICONDUCTOR MANUFACTURING
Meeting Date:  JUN 08, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL
Ticker:  TSM
Security ID:  874039100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Amendments to Procedural Rules: Election of Directors Management For For
3 Adoption of Employee Restricted Stock Plan Management For For
4.1 Elect Mark LIU Management For For
4.1 Elect L. Rafael Reif Management For For
4.2 Elect Che-Chia WEI Management For For
4.3 Elect Fan-Cheng TSENG Management For For
4.4 Elect Ming-Hsin KUNG Management For For
4.5 Elect Peter L. Bonfield Management For For
4.6 Elect Kok-Choo CHEN Management For For
4.7 Elect Michael R. Splinter Management For For
4.8 Elect Moshe N.Gavrielov Management For For
4.9 Elect Yancey HAI Management For For
 
TELE2 AB
Meeting Date:  SEP 11, 2020
Record Date:  SEP 03, 2020
Meeting Type:  SPECIAL
Ticker:  
Security ID:  W95878166
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management None Do Not Vote
2 Non-Voting Meeting Note Management None Do Not Vote
3 Non-Voting Meeting Note Management None Do Not Vote
4 Non-Voting Agenda Item Management None Do Not Vote
5 Non-Voting Agenda Item Management None Do Not Vote
6 Non-Voting Agenda Item Management None Do Not Vote
7 Non-Voting Agenda Item Management None Do Not Vote
8 Non-Voting Agenda Item Management None Do Not Vote
9 Authority to Distribute Extraordinary Dividend Management For For
10 Transfer of Class B Shares Pursuant to LTIP Management For For
11 Equity Swap Agreement Management For For
12 Transfer of Shares Pursuant to LTI 2020 Management For For
 
TELEFONICA DEUTSCHLAND HOLDING AG
Meeting Date:  MAY 20, 2021
Record Date:  MAY 13, 2021
Meeting Type:  ANNUAL
Ticker:  
Security ID:  D8T9CK101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management None Do Not Vote
2 Non-Voting Meeting Note Management None Do Not Vote
3 Non-Voting Meeting Note Management None Do Not Vote
4 Non-Voting Meeting Note Management None Do Not Vote
5 Non-Voting Meeting Note Management None Do Not Vote
6 Non-Voting Meeting Note Management None Do Not Vote
7 Non-Voting Agenda Item Management None Do Not Vote
8 Allocation of Profits/Dividends Management For For
9 Ratification of Management Board Acts Management For For
10 Ratification of Supervisory Board Acts Management For For
11 Appointment of Auditor Management For For
12 Appointment of Auditor for Interim Statements in 2022 Management For For
13 Management Board Remuneration Policy Management For For
14 Supervisory Board Remuneration Policy Management For For
15 Elect Stefanie Oeschger Management For For
16 Elect Ernesto Gardelliano Management For For
17 Increase in Authorised Capital Management For For
18 Non-Voting Meeting Note Management None Do Not Vote
19 Non-Voting Meeting Note Management None Do Not Vote
 
TEXAS INSTRUMENTS INC.
Meeting Date:  APR 22, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL
Ticker:  TXN
Security ID:  882508104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Mark A. Blinn Management For For
2 Elect Todd M. Bluedorn Management For For
3 Elect Janet F. Clark Management For For
4 Elect Carrie S. Cox Management For For
5 Elect Martin S. Craighead Management For For
6 Elect Jean M. Hobby Management For For
7 Elect Michael D. Hsu Management For For
8 Elect Ronald Kirk Management For For
9 Elect Pamela H. Patsley Management For For
10 Elect Robert E. Sanchez Management For For
11 Elect Richard K. Templeton Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against For
 
TIMKEN CO.
Meeting Date:  MAY 07, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL
Ticker:  TKR
Security ID:  887389104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Maria A. Crowe Management For For
1.2 Elect Elizabeth A. Harrell Management For For
1.3 Elect Richard G. Kyle Management For For
1.4 Elect Sarah C. Lauber Management For For
1.5 Elect John A. Luke Management For For
1.6 Elect Christopher L. Mapes Management For For
1.7 Elect James F. Palmer Management For For
1.8 Elect Ajita G. Rajendra Management For For
1.9 Elect Frank C. Sullivan Management For For
1.10 Elect John M. Timken, Jr. Management For For
1.11 Elect Ward J. Timken, Jr. Management For For
1.12 Elect Jacqueline F. Woods Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Against
 
TJX COMPANIES, INC.
Meeting Date:  JUN 08, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL
Ticker:  TJX
Security ID:  872540109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Zein Abdalla Management For For
2 Elect Jose B Alvarez Management For For
3 Elect Alan M. Bennett Management For For
4 Elect Rosemary T. Berkery Management For For
5 Elect David T. Ching Management For For
6 Elect C. Kim Goodwin Management For For
7 Elect Ernie Herrman Management For For
8 Elect Michael F. Hines Management For For
9 Elect Amy B. Lane Management For For
10 Elect Carol Meyrowitz Management For For
11 Elect Jackwyn L. Nemerov Management For For
12 Elect John F. O'Brien Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Shareholder Proposal Regarding Report on Animal Welfare Shareholder Against Against
16 Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation Shareholder Against Against
 
TOTAL SE
Meeting Date:  MAY 28, 2021
Record Date:  APR 16, 2021
Meeting Type:  ANNUAL
Ticker:  TOT
Security ID:  89151E109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Consolidated Accounts and Reports Management For For
3 Allocation of Profits/Dividends Management For For
4 Authority to Repurchase and Reissue Shares Management For For
5 Special Auditors Report on Regulated Agreements Management For For
6 Elect Patrick Pouyanne Management For For
7 Elect Anne-Marie Idrac Management For For
8 Elect Jacques Aschenbroich Management For For
9 Elect R. Glenn Hubbard Management For For
10 2020 Remuneration Report Management For For
11 2021 Remuneration Policy (Board of Directors) Management For For
12 2020 Remuneration of Patrick Pouyanne, Chair and CEO Management For For
13 2021 Remuneration Policy (Chair and CEO) Management For For
14 Shareholder Approval of Decarbonisation Ambition Management For For
15 Change of Company Name Management For For
16 Authority to Issue Performance Shares Management For For
17 Employee Stock Purchase Plan Management For For
 
TRUIST FINANCIAL CORPORATION
Meeting Date:  APR 27, 2021
Record Date:  FEB 18, 2021
Meeting Type:  ANNUAL
Ticker:  TFC
Security ID:  89832Q109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jennifer S. Banner Management For For
2 Elect K. David Boyer, Jr. Management For For
3 Elect Agnes Bundy Scanlan Management For For
4 Elect Anna R. Cablik Management For For
5 Elect Dallas S. Clement Management For For
6 Elect Paul D. Donahue Management For For
7 Elect Paul R. Garcia Management For For
8 Elect Patrick C. Graney III Management For For
9 Elect Linnie M. Haynesworth Management For For
10 Elect Kelly S. King Management For For
11 Elect Easter Maynard Management For For
12 Elect Donna S. Morea Management For For
13 Elect Charles A. Patton Management For For
14 Elect Nido R. Qubein Management For For
15 Elect David M. Ratcliffe Management For For
16 Elect William H. Rogers, Jr. Management For For
17 Elect Frank P. Scruggs, Jr. Management For For
18 Elect Christine Sears Management For For
19 Elect Thomas E. Skains Management For For
20 Elect Bruce L. Tanner Management For For
21 Elect Thomas N. Thompson Management For For
22 Elect Steven C. Voorhees Management For For
23 Ratification of Auditor Management For For
24 Advisory Vote on Executive Compensation Management For For
 
UNION PACIFIC CORP.
Meeting Date:  MAY 13, 2021
Record Date:  MAR 16, 2021
Meeting Type:  ANNUAL
Ticker:  UNP
Security ID:  907818108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Andrew H. Card, Jr. Management For For
2 Elect William J. DeLaney Management For For
3 Elect David B. Dillon Management For For
4 Elect Lance M. Fritz Management For For
5 Elect Deborah C. Hopkins Management For For
6 Elect Jane H. Lute Management For For
7 Elect Michael R. McCarthy Management For For
8 Elect Thomas F. McLarty III Management For For
9 Elect Jose H. Villarreal Management For For
10 Elect Christopher J. Williams Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Approval of the 2021 Stock Incentive Plan Management For For
14 Approval of the 2021 Employee Stock Purchase Plan Management For For
15 Shareholder Proposal Regarding EEO-1 Reporting Shareholder Against For
16 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against For
17 Shareholder Proposal Regarding Annual Shareholder Vote on Emissions Reduction Plan Shareholder Against Against
 
UNITED PARCEL SERVICE, INC.
Meeting Date:  MAY 13, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL
Ticker:  UPS
Security ID:  911312106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Carol B. Tome Management For For
2 Elect Rodney C. Adkins Management For For
3 Elect Eva C. Boratto Management For For
4 Elect Michael J. Burns Management For For
5 Elect Wayne M. Hewett Management For For
6 Elect Angela Hwang Management For For
7 Elect Kate E. Johnson Management For For
8 Elect William R. Johnson Management For For
9 Elect Ann M. Livermore Management For For
10 Elect Franck J. Moison Management For For
11 Elect Christiana Smith Shi Management For For
12 Elect Russell Stokes Management For For
13 Elect Kevin M. Warsh Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Approval of the 2021 Omnibus Incentive Compensation Plan Management For For
16 Ratification of Auditor Management For For
17 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
18 Shareholder Proposal Regarding Recapitalization Shareholder Against For
19 Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change Shareholder Against For
20 Shareholder Proposal Regarding Becoming a Public Benefit Corporation Shareholder Against Against
21 Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against For
 
VODAFONE GROUP PLC
Meeting Date:  JUL 28, 2020
Record Date:  MAY 29, 2020
Meeting Type:  ANNUAL
Ticker:  VOD
Security ID:  92857W308
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Elect Jean-Francois van Boxmeer Management For For
3 Elect Gerard Kleisterlee Management For For
4 Elect Nicholas J. Read Management For For
5 Elect Margherita Della Valle Management For For
6 Elect Sir Crispin H. Davis Management For For
7 Elect Michel Demare Management For For
8 Elect Clara Furse Management For For
9 Elect Valerie F. Gooding Management For For
10 Elect Renee J. James Management For Against
11 Elect Maria Amparo Moraleda Martinez Management For For
12 Elect Sanjiv Ahuja Management For For
13 Elect David I. Thodey Management For For
14 Elect David T. Nish Management For For
15 Final Dividend Management For For
16 Remuneration Policy (Binding) Management For For
17 Remuneration Report (Advisory) Management For For
18 Appointment of Auditor Management For For
19 Authority to Set Auditor's Fees Management For For
20 Authority to Issue Shares w/ Preemptive Rights Management For For
21 Authority to Issue Shares w/o Preemptive Rights Management For For
22 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For For
23 Authority to Repurchase Shares Management For For
24 Authorisation of Political Donations Management For For
25 Authority to Set General Meeting Notice Period at 14 Days Management For For
26 Share Incentive Plan Management For For
 
WALMART INC
Meeting Date:  JUN 02, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL
Ticker:  WMT
Security ID:  931142103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Cesar Conde Management For For
2 Elect Timothy P. Flynn Management For For
3 Elect Sarah Friar Management For For
4 Elect Carla A. Harris Management For For
5 Elect Thomas Horton Management For For
6 Elect Marissa A. Mayer Management For For
7 Elect C. Douglas McMillon Management For For
8 Elect Gregory B. Penner Management For For
9 Elect Steven S Reinemund Management For For
10 Elect Randall L. Stephenson Management For For
11 Elect S. Robson Walton Management For For
12 Elect Steuart Walton Management For For
13 Advisory Vote on Executive Compensation Management For Against
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Refrigerants Report Shareholder Against Against
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against For
17 Shareholder Proposal Regarding Report on Alignment of Racial Justice Goals with Starting Pay Shareholder Against Against
18 Shareholder Proposal Regarding Creation of a Pandemic Workforce Advisory Council Shareholder Against Against
19 Shareholder Proposal Regarding Purpose of Corporation Shareholder Against Against
 
WALT DISNEY CO (THE)
Meeting Date:  MAR 09, 2021
Record Date:  JAN 11, 2021
Meeting Type:  ANNUAL
Ticker:  DIS
Security ID:  254687106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Susan E. Arnold Management For For
2 Elect Mary T. Barra Management For For
3 Elect Safra A. Catz Management For For
4 Elect Robert A. Chapek Management For For
5 Elect Francis A. deSouza Management For For
6 Elect Michael B.G. Froman Management For For
7 Elect Robert A. Iger Management For For
8 Elect Maria Elena Lagomasino Management For For
9 Elect Mark G. Parker Management For For
10 Elect Derica W. Rice Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
14 Shareholder Proposal Regarding Non-Management Employee Representation on the Board Shareholder Against Against
 
WILLIAMS COS INC
Meeting Date:  APR 27, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL
Ticker:  WMB
Security ID:  969457100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Alan S. Armstrong Management For For
2 Elect Stephen W. Bergstrom Management For For
3 Elect Nancy K. Buese Management For For
4 Elect Stephen I. Chazen Management For For
5 Elect Charles I. Cogut Management For For
6 Elect Michael A. Creel Management For For
7 Elect Stacey H. Dore Management For For
8 Elect Vicki L. Fuller Management For For
9 Elect Peter A. Ragauss Management For For
10 Elect Rose M. Robeson Management For For
11 Elect Scott D. Sheffield Management For For
12 Elect Murray D. Smith Management For For
13 Elect William H. Spence Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Ratification of Auditor Management For For
 
ZIMMER BIOMET HOLDINGS INC
Meeting Date:  MAY 14, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL
Ticker:  ZBH
Security ID:  98956P102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Christopher B. Begley Management For For
2 Elect Betsy J. Bernard Management For For
3 Elect Michael J. Farrell Management For For
4 Elect Robert A. Hagemann Management For For
5 Elect Bryan C. Hanson Management For For
6 Elect Arthur J. Higgins Management For For
7 Elect Maria Teresa Hilado Management For For
8 Elect Syed Jafry Management For For
9 Elect Sreelakshmi Kolli Management For For
10 Elect Michael W. Michelson Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Amendment to the 2009 Stock Incentive Plan Management For For
14 Amendment to the Stock Plan for Non-Employee Directors Management For For
15 Amendment to the Directors' Deferred Compensation Plan Management For For
16 Permit Shareholders to Call a Special Meeting Management For For

PGIM Real Estate Income Fund (FKA PGIM Income Builder- Real Estate sleeve) - Subadviser: PGIM Real Estate, a business unit of PGIM Inc.

 
ALSTRIA OFFICE REIT-AG
Meeting Date:  SEP 29, 2020
Record Date:  SEP 07, 2020
Meeting Type:  ANNUAL
Ticker:  AOX GR
Security ID:  D0378R100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Agenda Item Management None Do Not Vote
2 Allocation of Profits/Dividends Management For For
3 Green Dividend Management For For
4 Ratification of Management Board Acts Management For For
5 Ratification of Supervisory Board Acts Management For For
6 Appointment of Auditor Management For For
7 Elect Johannes Conradi Management For For
8 Elect Marianne Voigt Management For For
9 Increase in Authorised Capital (with Preemptive Rights) Management For For
10 Authority to Issue Shares without Preemptive Rights Pursuant to Authorised Capital Pool Management For For
11 Authority to Issue Shares without Preemptive Rights Pursuant to Authorised Capital Pool Management For For
12 Increase in Authorised Capital II 2020 Management For For
13 Increase in Authorised Capital III 2020 Management For For
14 Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital Management For For
15 Increase in Conditional Capital for Employee Participation Plan Management For For
16 Authority to Repurchase and Reissue Shares Management For For
17 Amendments to Articles Management For For
18 Non-Voting Meeting Note Management None Do Not Vote
19 Non-Voting Meeting Note Management None Do Not Vote
20 Non-Voting Meeting Note Management None Do Not Vote
 
GLOBAL MEDICAL REIT INC.
Meeting Date:  SEP 02, 2020
Record Date:  JUL 13, 2020
Meeting Type:  ANNUAL
Ticker:  GMRE
Security ID:  37954A204
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jeffrey Busch Management For For
2 Elect Matthew L. Cypher Management For For
3 Elect Zhang Jingguo Management For For
4 Elect Ronald Marston Management For For
5 Elect Roscoe Moore, Jr. Management For For
6 Elect Henry Cole Management For For
7 Elect Zhang Huiqi Management For For
8 Elect Paula Crowley Management For For
9 Elect Lori Beth Wittman Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Ratification of Auditor Management For For
 
JAPAN RETAIL FUND INVESTMENT CORP
Meeting Date:  OCT 23, 2020
Record Date:  AUG 31, 2020
Meeting Type:  SPECIAL
Ticker:  8953 JP
Security ID:  J27544105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger Agreement with MCUBS MidCity Investment Corporation Management For For
2 Amendments to Articles Management For For
 
LINK REAL ESTATE INVESTMENT TRUST
Meeting Date:  JUL 22, 2020
Record Date:  JUL 16, 2020
Meeting Type:  ANNUAL
Ticker:  823 HK
Security ID:  Y5281M111
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management None Do Not Vote
2 Non-Voting Meeting Note Management None Do Not Vote
3 Elect Peter TSE Pak Wing Management For For
4 Elect Nancy TSE Sau Ling Management For For
5 Elect Elaine C. YOUNG Management For For
6 Elect NG Kok Siong Management For For
7 Authority to Repurchase Units Management For For
8 Amendments to Scope of Permitted Investments and Investment Scope Trust Deed Management For For
 
MAPLETREE INDUSTRIAL TRUST LIMITED
Meeting Date:  JUL 15, 2020
Record Date:  
Meeting Type:  ANNUAL
Ticker:  MINT SP
Security ID:  Y5759S103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Appointment of Auditor and Authority to Set Fees Management For For
3 Authority to Issue Units w/ or w/o Preemptive Rights Management For For
 
MAPLETREE INDUSTRIAL TRUST LIMITED
Meeting Date:  AUG 27, 2020
Record Date:  
Meeting Type:  SPECIAL
Ticker:  MINT SP
Security ID:  Y5759S103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Property Purchase Management For For
 
MAPLETREE LOGISTICS TRUST
Meeting Date:  JUL 14, 2020
Record Date:  
Meeting Type:  ANNUAL
Ticker:  MLT SP
Security ID:  Y5759Q107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Appointment of Auditor and Authority to Set Fees Management For For
3 Authority to Issue Units w/ or w/o Preemptive Rights Management For For
 
STOCKLAND
Meeting Date:  OCT 20, 2020
Record Date:  OCT 16, 2020
Meeting Type:  ANNUAL
Ticker:  SGP AU
Security ID:  Q8773B105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management None Do Not Vote
2 Elect Kate McKenzie Management For For
3 Re-elect Thomas (Tom) W. Pockett Management For For
4 Re-elect Andrew C. Stevens Management For For
5 Remuneration Report Management For For
6 Approve Termination Payments Management For For
 
SUPERMARKET INCOME REIT PLC
Meeting Date:  OCT 05, 2020
Record Date:  
Meeting Type:  ORDINARY
Ticker:  SUPR LN
Security ID:  G8586X105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Placing and Placing Programme Management For For
2 Disapplication of Preemptive Rights (Placing and Placing Programme) Management For For
3 Non-Voting Meeting Note Management None Do Not Vote

END NPX REPORT