-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LGcKK1FN6dttvgaB6tXM+5jZiqkjDmY8mieAasX8kp7c6Tq8CsLDveWrkuYGdVFb fdg3s4sjzcgrA1u3uBlpsg== /in/edgar/work/0000950123-00-009075/0000950123-00-009075.txt : 20001004 0000950123-00-009075.hdr.sgml : 20001004 ACCESSION NUMBER: 0000950123-00-009075 CONFORMED SUBMISSION TYPE: 485BXT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001003 EFFECTIVENESS DATE: 20001006 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL DIVERSIFIED FUNDS CENTRAL INDEX KEY: 0001067442 STANDARD INDUSTRIAL CLASSIFICATION: [ ] STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 485BXT SEC ACT: SEC FILE NUMBER: 333-60561 FILM NUMBER: 734067 FILING VALUES: FORM TYPE: 485BXT SEC ACT: SEC FILE NUMBER: 811-08915 FILM NUMBER: 734068 BUSINESS ADDRESS: STREET 1: GATEWAY CENTER THREE STREET 2: 100 MULBERRY STREET CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9733671495 FORMER COMPANY: FORMER CONFORMED NAME: PRUDENTIAL DIVERSIFIED SERIES DATE OF NAME CHANGE: 19980803 485BXT 1 j37935ae485bxt.txt PRUDENTIAL DIVERSIFIED FUNDS 1 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON OCTOBER 3, 2000 SECURITIES ACT REGISTRATION NOS. 333-60561 INVESTMENT COMPANY ACT REGISTRATION NO. 811-08915 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------ FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] POST-EFFECTIVE AMENDMENT NO. 8 [X] AND/OR REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X] AMENDMENT NO. 8 [X] (CHECK APPROPRIATE BOX OR BOXES) ------------------------ PRUDENTIAL DIVERSIFIED FUNDS (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) GATEWAY CENTER THREE 100 MULBERRY STREET NEWARK, NEW JERSEY 07102-4077 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE) REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (973) 367-1495 JONATHAN D. SHAIN, ESQ. 100 MULBERRY STREET GATEWAY CENTER THREE NEWARK, NEW JERSEY 07102-4077 (NAME AND ADDRESS OF AGENT FOR SERVICE) ------------------------ COPIES TO: ARTHUR J. BROWN, ESQ. KIRKPATRICK & LOCKHART LLP 1800 MASSACHUSETTS AVE., N.W. WASHINGTON, D.C. 20036 ------------------------ It is proposed that this filing will become effective (check appropriate box): [ ] immediately upon filing pursuant to paragraph (b) [X] on October 6, 2000 pursuant to paragraph (b) [ ] 60 days after filing pursuant to paragraph (a)(1) [ ] on (date) pursuant to paragraph (a)(1) [ ] 75 days after filing pursuant to paragraph (a)(2) [ ] on (date) pursuant to paragraph (a)(2) of Rule 485 If appropriate, check the following box: [X] this post-effective amendment designates a new effective date for a previously filed post-effective amendment. Title of Securities Being Registered.......... Shares of Beneficial Interest, $.001 par value per share
- -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 2 Parts A, B and C of Form N-1A are hereby incorporated by reference to Parts A, B and C, respectively, of Registrant's Post-Effective Amendment No. 6 to its Registration Statement on Form N-1A (File No. 333-60561) filed on August 1, 2000. 3 SIGNATURES Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment to the Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Newark and State of New Jersey, on the 29th day of September, 2000. PRUDENTIAL DIVERSIFIED FUNDS /s/ JOHN R. STRANGFELD -------------------------------------- John R. Strangfeld, President Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
SIGNATURE TITLE DATE --------- ----- ---- /s/ EUGENE C. DORSEY Trustee October 3, 2000 - --------------------------------------------------- Eugene C. Dorsey /s/ ROBERT GUNIA Vice President and Trustee October 3, 2000 - --------------------------------------------------- Robert Gunia /s/ MAURICE HOLMES Trustee October 3, 2000 - --------------------------------------------------- Maurice Holmes /s/ ROBERT E. LABLANC Trustee October 3, 2000 - --------------------------------------------------- Robert E. LaBlanc /s/ DOUGLAS H. MCCORKINDALE Trustee October 3, 2000 - --------------------------------------------------- Douglas H. McCorkindale /s/ THOMAS T. MOONEY Trustee October 3, 2000 - --------------------------------------------------- Thomas T. Mooney /s/ DAVID R. ODENATH, JR. Vice President and Trustee October 3, 2000 - --------------------------------------------------- David R. Odenath, Jr. /s/ STEPHEN STONEBURN Trustee October 3, 2000 - --------------------------------------------------- Stephen Stoneburn /s/ W. SCOTT MCDONALD, JR. Trustee October 3, 2000 - --------------------------------------------------- W. Scott McDonald, Jr.
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SIGNATURE TITLE DATE --------- ----- ---- /s/ JOSEPH WEBER PH.D Trustee October 3, 2000 - --------------------------------------------------- Joseph Weber Ph.D /s/ SAUL K. FENSTER Trustee October 3, 2000 - --------------------------------------------------- Saul K. Fenster /s/ CLAY T. WHITEHEAD Trustee October 3, 2000 - --------------------------------------------------- Clay T. Whitehead /s/ JOHN R. STRANGFELD President and Trustee October 3, 2000 - --------------------------------------------------- John R. Strangfeld /s/ GRACE C. TORRES Treasurer and Principal October 3, 2000 - --------------------------------------------------- Financial and Accounting Grace C. Torres Officer
5 EXHIBIT INDEX (a)(1) Certificate of Trust.** (2) Agreement and Declaration of Trust.** (3) Amendment No. 1 to Agreement and Declaration of Trust.*** (b) By-Laws.** (c) In response to this item, Registrant incorporates by reference the following provisions from its Agreement and Declaration of Trust and By-Laws, filed herewith as Exhibit a(1) and Exhibit (b), defining rights of the Trust's shareholders: Articles III and V of Agreement and Declaration of Trust; Article III of By-Laws. (d)(1) Management Agreement between the Registrant and Prudential Investments Fund Management LLC.**** (2) Subadvisory Agreement between Prudential Investments Fund Management LLC and Pacific Investment Management Company with respect to the Conservative Growth Fund.**** (3) Subadvisory Agreement between Prudential Investments Fund Management LLC and Pacific Investment Management Company with respect to the Moderate Growth Fund.**** (4) Subadvisory Agreement between Prudential Investments Fund Management LLC and Lazard Asset Management with respect to the Moderate Growth Fund.**** (5) Subadvisory Agreement between Prudential Investments Fund Management LLC and Lazard Asset Management with respect to the High Growth Fund.**** (6) Subadvisory Agreement between Prudential Investments Fund Management LLC and The Dreyfus Corporation with respect to the Conservative Growth Fund.**** (7) Subadvisory Agreement between Prudential Investments Fund Management LLC and The Dreyfus Corporation with respect to the Moderate Growth Fund.**** (8) Subadvisory Agreement between Prudential Investments Fund Management LLC and The Dreyfus Corporation with respect to the High Growth Fund.**** (9) Subadvisory Agreement between Prudential Investments Fund Management LLC and Franklin Advisers, Inc with respect to the Conservative Growth Fund.**** (10) Subadvisory Agreement between Prudential Investments Fund Management LLC and Franklin Advisers, Inc with respect to the Moderate Growth Fund.**** (11) Subadvisory Agreement between Prudential Investments Fund Management LLC and Franklin Advisers, Inc with respect to the High Growth Fund.**** (12) Subadvisory Agreement between Prudential Investments Fund Management LLC and The Prudential Investment Corporation with respect to the Conservative Growth Fund.**** (13) Subadvisory Agreement between Prudential Investments Fund Management LLC and The Prudential Investment Corporation with respect to the Moderate Growth Fund.**** (14) Subadvisory Agreement between Prudential Investments Fund Management LLC and The Prudential Investment Corporation with respect to the High Growth Fund.**** (15) Subadvisory Agreement between Prudential Investments Fund Management LLC and Jennison Associates LLC with respect to the Conservative Growth Fund.**** (16) Subadvisory Agreement between Prudential Investments Fund Management LLC and Jennison Associates LLC with respect to the Moderate Growth Fund.**** (17) Subadvisory Agreement between Prudential Investments Fund Management LLC and Jennison Associates LLC with respect to the High Growth Fund.**** (18) Amendment to Subadvisory Agreement between Prudential Investments Fund Management LLC and The Prudential Investment Corporation with respect to Conservative Growth Fund.** (19) Amendment to Subadvisory Agreement between Prudential Investments Fund Management LLC and The Prudential Investment Corporation with respect to Moderate Growth Fund.** (20) Form of Amendment to Subadvisory Agreement between Prudential Investments Fund Management LLC and The Prudential Investment Corporation with respect to High Growth Fund.** (e)(1) Distribution Agreement between the Registrant and Prudential Investment Management Services LLC.**** (2) Form of Selected Dealer Agreement****
6 (g)(1) Custodian Contract between the Registrant and State Street Bank and Trust Company.**** (2) Amendment to Appendix A to Custodian Contract dated October 5, 1998.**** (3) Amendment to Custodian Contract dated February 22, 1999.**** (h)(1) Transfer Agency and Service Agreement between the Registrant and Prudential Mutual Fund Services, Inc.**** (2) Form of Amendment to Transfer Agency and Services Agreement between the Registrant and Prudential Mutual Fund Services LLC.** (i)(1) Opinion of Morris, Nichols, Arsht & Tunnell dated August 3, 1998.** (2) Consent of Counsel.** (j) Consent of Independent Accountants.** (l) Purchase Agreement.**** (m)(1) Distribution and Service Plan for Class A shares.** (2) Distribution and Service Plan for Class B shares.** (3) Distribution and Service Plan for Class C shares.** (n) Rule 18f-3 Plan.**
- --------------- * Filed herewith. ** Incorporated by reference to the Registrant's initial Registration Statement on Form N-1A, filed with the Commission on August 4, 1998 (File No. 333-60561). *** Incorporated by reference to the Registrant's Pre-Effective Amendment No. 1 filed with the Commission on September 17, 1998 (File No. 333-60561). **** Incorporated by reference to the Registrant's Post-Effective Amendment No. 4 filed with the Commission on October 7, 1999 (File No. 333-60561). -----END PRIVACY-ENHANCED MESSAGE-----