0000940400-11-000153.txt : 20110330
0000940400-11-000153.hdr.sgml : 20110330
20110330094031
ACCESSION NUMBER: 0000940400-11-000153
CONFORMED SUBMISSION TYPE: NSAR-A
PUBLIC DOCUMENT COUNT: 5
CONFORMED PERIOD OF REPORT: 20110131
FILED AS OF DATE: 20110330
DATE AS OF CHANGE: 20110330
EFFECTIVENESS DATE: 20110330
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TARGET ASSET ALLOCATION FUNDS
CENTRAL INDEX KEY: 0001067442
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
FILING VALUES:
FORM TYPE: NSAR-A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-08915
FILM NUMBER: 11720548
BUSINESS ADDRESS:
STREET 1: GATEWAY CENTER THREE, 4TH FLOOR
STREET 2: 100 MULBERRY STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026469
MAIL ADDRESS:
STREET 1: GATEWAY CENTER THREE, 4TH FLOOR
STREET 2: 100 MULBERRY STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102
FORMER COMPANY:
FORMER CONFORMED NAME: STRATEGIC PARTNERS ASSET ALLOCATION FUNDS
DATE OF NAME CHANGE: 20010906
FORMER COMPANY:
FORMER CONFORMED NAME: PRUDENTIAL DIVERSIFIED FUNDS
DATE OF NAME CHANGE: 19980930
FORMER COMPANY:
FORMER CONFORMED NAME: PRUDENTIAL DIVERSIFIED SERIES
DATE OF NAME CHANGE: 19980803
0001067442
S000004703
TARGET CONSERVATIVE ALLOCATION FUND
C000012790
Class M
C000012791
Class X
C000012792
Class R
PCLRX
C000012793
Class A
PCGAX
C000012794
Class B
PBCFX
C000012795
Class C
PCCFX
C000012796
Class Z
PDCZX
0001067442
S000004704
TARGET MODERATE ALLOCATION FUND
C000012797
Class M
C000012798
Class X
C000012799
Class R
SPMRX
C000012800
Class A
PAMGX
C000012801
Class B
DMGBX
C000012802
Class C
PIMGX
C000012803
Class Z
PDMZX
0001067442
S000004705
TARGET GROWTH ALLOCATION FUND
C000012804
Class M
C000012805
Class X
C000012806
Class R
PGARX
C000012807
Class A
PHGAX
C000012808
Class B
PIHGX
C000012809
Class C
PHGCX
C000012810
Class Z
PDHZX
NSAR-A
1
target.fil
PAGE 1
000 A000000 01/31/2011
000 C000000 0001067442
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
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000 I000000 6.1
000 J000000 A
001 A000000 TARGET ASSET ALLOCATION FUNDS
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002 B000000 NEWARK
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002 D020000 4077
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004 000000 N
005 000000 N
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010 C04AA01 4077
011 A00AA01 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
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011 C01AA01 NEWARK
011 C02AA01 NJ
011 C03AA01 07102
011 C04AA01 4077
PAGE 2
012 A00AA01 PRUDENTIAL MUTUAL FUND SERVICES LLC
012 B00AA01 84-05681
012 C01AA01 PROVIDENCE
012 C02AA01 RI
012 C03AA01 02940
013 A00AA01 KPMG LLP
013 B01AA01 NEW YORK
013 B02AA01 NY
013 B03AA01 10154
014 A00AA01 PRUDENTIAL BACHE SECURITIES, LLC
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014 A00AA02 PRUCO SECURITIES, LLC
014 B00AA02 8-16402
014 A00AA03 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
014 B00AA03 8-36540
014 A00AA04 PRUDENTIAL BACHE COMMODITIES, LLC
014 B00AA04 8-00000
014 A00AA05 PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
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014 A00AA06 PRUDENTIAL FINANCIAL DERIVATIVES, LLC
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PAGE 3
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015 C01AA07 COPENHAGEN
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015 E04AA07 X
015 A00AA08 EUROCLEAR BANK
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015 A00AA09 NORDEA BANK FINLAND
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PAGE 4
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015 D01AA24 PORTUGAL
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015 A00AA25 CITIBANK N.A. SINGAPORE BRANCH
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PAGE 5
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015 D01AA28 SPAIN
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PAGE 6
020 A000007 BARCLAYS INVESTMENTS, INC.
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020 A000008 DEUTSCHE BANK SECURITIES, INC.
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PAGE 7
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PAGE 8
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PAGE 9
008 A000101 PRUDENTIAL INVESTMENTS LLC
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008 C000101 801-31104
008 D010101 NEWARK
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008 A000102 HOTCHKIS AND WILEY CAPITAL MANAGEMENT LLC
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PAGE 10
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PAGE 11
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PAGE 12
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PAGE 13
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PAGE 14
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PAGE 15
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008 A000201 PRUDENTIAL INVESTMENTS LLC
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PAGE 16
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008 A000212 NFJ INVESTMENT GROUP LP
008 B000212 S
008 C000212 801-47940
008 D010212 DALLAS
008 D020212 TX
008 D030212 75201
008 A000214 EATON VANCE MANAGEMENT
008 B000214 S
008 C000214 801-15930
008 D010214 BOSTON
008 D020214 MA
008 D030214 02110
008 A000215 MASSACHUSETTS FINANCIAL SERVICES COMPANY
008 B000215 S
008 C000215 801-017352
008 D010215 BOSTON
008 D020215 MA
008 D030215 02116
024 000200 Y
025 A000201 BANC OF AMERICA SECURITIES LLC
025 B000201 56-2058405
025 C000201 D
025 D000201 4818
025 A000202 JPMORGAN CHASE & CO.
025 B000202 13-3224016
025 C000202 D
025 D000202 4779
025 A000203 BARCLAYS INVESTMENTS, INC.
025 B000203 06-1031656
025 C000203 D
025 D000203 1532
025 A000204 GOLDMAN SACHS & CO.
025 B000204 13-5108880
025 C000204 D
025 D000204 715
025 A000205 UBS SECURITIES LLC
PAGE 17
025 B000205 13-3873456
025 C000205 D
025 D000205 503
025 A000206 JPMORGAN CHASE & CO.
025 B000206 13-3224016
025 C000206 E
025 D000206 2785
025 A000207 GOLDMAN SACHS & CO.
025 B000207 13-5108880
025 C000207 E
025 D000207 2308
025 A000208 BANC OF AMERICA SECURITIES LLC
025 B000208 56-2058405
025 C000208 E
025 D000208 1381
025 A000209 CITIGROUP GLOBAL MARKETS, INC.
025 B000209 11-2418191
025 C000209 E
025 D000209 1053
025 A000210 DEUTSCHE BANK SECURITIES, INC.
025 B000210 13-2730828
025 C000210 E
025 D000210 544
025 A000211 CREDIT SUISSE SECURITIES (USA) LLC
025 B000211 13-5659485
025 C000211 E
025 D000211 241
025 A000212 MORGAN STANLEY
025 B000212 13-2655998
025 C000212 E
025 D000212 218
025 A000213 BARCLAYS INVESTMENTS, INC.
025 B000213 06-1031656
025 C000213 E
025 D000213 86
025 D000214 0
025 D000215 0
025 D000216 0
025 D000217 0
025 D000218 0
025 D000219 0
025 D000220 0
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025 D000222 0
025 D000223 0
025 D000224 0
028 A010200 2677
028 A020200 0
028 A030200 0
028 A040200 4153
028 B010200 2746
PAGE 18
028 B020200 0
028 B030200 0
028 B040200 4830
028 C010200 2895
028 C020200 0
028 C030200 0
028 C040200 4723
028 D010200 3108
028 D020200 0
028 D030200 0
028 D040200 5289
028 E010200 3114
028 E020200 1747
028 E030200 0
028 E040200 5445
028 F010200 3557
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028 G020200 1747
028 G030200 0
028 G040200 30374
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029 000200 Y
030 A000200 52
030 B000200 5.50
030 C000200 0.00
031 A000200 5
031 B000200 0
032 000200 5
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034 000200 Y
035 000200 34
036 A000200 N
036 B000200 0
042 A000200 0
042 B000200 0
042 C000200 0
042 D000200 100
042 E000200 0
042 F000200 0
042 G000200 0
042 H000200 0
043 000200 805
044 000200 0
055 A000200 N
055 B000200 N
056 000200 Y
057 000200 N
062 A000200 Y
PAGE 19
062 B000200 0.0
062 C000200 0.0
062 D000200 6.6
062 E000200 0.0
062 F000200 0.0
062 G000200 0.0
062 H000200 0.0
062 I000200 0.0
062 J000200 0.0
062 K000200 0.0
062 L000200 0.0
062 M000200 2.8
062 N000200 8.7
062 O000200 1.2
062 P000200 9.6
062 Q000200 4.5
062 R000200 69.0
063 A000200 0
063 B000200 0.0
066 A000200 Y
066 B000200 N
066 C000200 N
066 D000200 N
066 E000200 Y
066 F000200 N
066 G000200 N
067 000200 Y
068 A000200 N
068 B000200 N
069 000200 N
070 A010200 Y
070 A020200 Y
070 B010200 Y
070 B020200 N
070 C010200 Y
070 C020200 N
070 D010200 Y
070 D020200 N
070 E010200 Y
070 E020200 Y
070 F010200 Y
070 F020200 N
070 G010200 Y
070 G020200 Y
070 H010200 Y
070 H020200 N
070 I010200 N
070 I020200 N
070 J010200 Y
070 J020200 N
070 K010200 Y
PAGE 20
070 K020200 Y
070 L010200 Y
070 L020200 Y
070 M010200 Y
070 M020200 Y
070 N010200 Y
070 N020200 N
070 O010200 Y
070 O020200 Y
070 P010200 Y
070 P020200 Y
070 Q010200 N
070 Q020200 N
070 R010200 Y
070 R020200 N
071 A000200 249675
071 B000200 259552
071 C000200 280640
071 D000200 89
072 A000200 6
072 B000200 1837
072 C000200 1781
072 D000200 0
072 E000200 0
072 F000200 1125
072 G000200 0
072 H000200 0
072 I000200 221
072 J000200 220
072 K000200 0
072 L000200 41
072 M000200 10
072 N000200 35
072 O000200 0
072 P000200 0
072 Q000200 0
072 R000200 37
072 S000200 12
072 T000200 805
072 U000200 0
072 V000200 0
072 W000200 26
072 X000200 2532
072 Y000200 0
072 Z000200 1086
072AA000200 14136
072BB000200 5507
072CC010200 21033
072CC020200 0
072DD010200 1638
072DD020200 154
PAGE 21
072EE000200 0
073 A010200 0.0000
073 A020200 0.0000
073 B000200 0.0000
073 C000200 0.0000
074 A000200 346
074 B000200 20300
074 C000200 0
074 D000200 82091
074 E000200 218
074 F000200 201985
074 G000200 0
074 H000200 0
074 I000200 8893
074 J000200 9927
074 K000200 0
074 L000200 1396
074 M000200 563
074 N000200 325719
074 O000200 12036
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074 Q000200 0
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074 R020200 4060
074 R030200 161
074 R040200 2972
074 S000200 0
074 T000200 306111
074 U010200 21727
074 U020200 6415
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074 V020200 0.00
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074 X000200 17337
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075 A000200 0
075 B000200 296123
076 000200 0.00
008 A000301 PRUDENTIAL INVESTMENTS LLC
008 B000301 A
008 C000301 801-31104
008 D010301 NEWARK
008 D020301 NJ
008 D030301 07102
008 D040301 4077
008 A000302 EARNEST PARTNERS, LLC
008 B000302 S
008 C000302 801-56189
008 D010302 ATLANTA
008 D020302 GA
008 D030302 30309
PAGE 22
008 A000304 LSV ASSET MANAGEMENT
008 B000304 S
008 C000304 801-47689
008 D010304 CHICAGO
008 D020304 IL
008 D030304 60606
008 A000305 HOTCHKIS AND WILEY CAPITAL MANAGEMENT LLC
008 B000305 S
008 C000305 801-60512
008 D010305 LOS ANGELES
008 D020305 CA
008 D030305 90017
008 D040305 5439
008 A000307 EAGLE ASSET MANAGEMENT
008 B000307 S
008 C000307 801-21343
008 D010307 ST. PETERSBURG
008 D020307 FL
008 D030307 33716
008 A000308 THORNBURG INVESTMENT MANAGEMENT, INC.
008 B000308 S
008 C000308 801-17853
008 D010308 SANTA FE
008 D020308 NM
008 D030308 87501
008 A000309 VAUGHN NELSON INVESTMENT MANAGEMENT, L.P.
008 B000309 S
008 C000309 801-51795
008 D010309 HOUSTON
008 D020309 TX
008 D030309 77002
008 D040309 3071
008 A000310 MARSICO CAPITAL MANAGEMENT, LLC
008 B000310 S
008 C000310 801-54914
008 D010310 DENVER
008 D020310 CO
008 D030310 80202
008 D040310 5824
008 A000311 NFJ INVESTMENT GROUP LP
008 B000311 S
008 C000311 801-47940
008 D010311 DALLAS
008 D020311 TX
008 D030311 75201
008 A000313 EATON VANCE MANAGEMENT
008 B000313 S
008 C000313 801-15930
008 D010313 BOSTON
008 D020313 MA
008 D030313 02110
PAGE 23
008 A000314 MASSACHUSETTS FINANCIAL SERVICES COMPANY
008 B000314 S
008 C000314 801-017352
008 D010314 BOSTON
008 D020314 MA
008 D030314 02116
024 000300 Y
025 A000301 JPMORGAN CHASE & CO.
025 B000301 13-3224016
025 C000301 E
025 D000301 2895
025 A000302 GOLDMAN SACHS & CO.
025 B000302 13-5108880
025 C000302 E
025 D000302 2001
025 A000303 CITIGROUP GLOBAL MARKETS, INC.
025 B000303 11-2418191
025 C000303 E
025 D000303 1659
025 A000304 BANC OF AMERICA SECURITIES LLC
025 B000304 56-2058405
025 C000304 E
025 D000304 1557
025 A000305 DEUTSCHE BANK SECURITIES, INC.
025 B000305 13-2730828
025 C000305 E
025 D000305 426
025 A000306 CREDIT SUISSE SECURITIES (USA) LLC
025 B000306 13-5659485
025 C000306 E
025 D000306 210
025 A000307 MORGAN STANLEY
025 B000307 13-2655998
025 C000307 E
025 D000307 176
025 A000308 BARCLAYS INVESTMENTS, INC.
025 B000308 06-1031656
025 C000308 E
025 D000308 122
025 D000309 0
025 D000310 0
025 D000311 0
025 D000312 0
025 D000313 0
025 D000314 0
025 D000315 0
025 D000316 0
028 A010300 1336
028 A020300 0
028 A030300 0
028 A040300 3152
PAGE 24
028 B010300 1523
028 B020300 0
028 B030300 0
028 B040300 3377
028 C010300 1157
028 C020300 0
028 C030300 0
028 C040300 3039
028 D010300 1505
028 D020300 0
028 D030300 0
028 D040300 2767
028 E010300 1550
028 E020300 0
028 E030300 0
028 E040300 2845
028 F010300 1710
028 F020300 0
028 F030300 0
028 F040300 3439
028 G010300 8783
028 G020300 0
028 G030300 0
028 G040300 18619
028 H000300 6373
029 000300 Y
030 A000300 51
030 B000300 5.50
030 C000300 0.00
031 A000300 6
031 B000300 0
032 000300 6
033 000300 39
034 000300 Y
035 000300 30
036 A000300 N
036 B000300 0
042 A000300 0
042 B000300 0
042 C000300 0
042 D000300 100
042 E000300 0
042 F000300 0
042 G000300 0
042 H000300 0
043 000300 515
044 000300 0
055 A000300 N
055 B000300 N
056 000300 Y
057 000300 N
PAGE 25
062 A000300 N
062 B000300 0.0
062 C000300 0.0
062 D000300 0.0
062 E000300 0.0
062 F000300 0.0
062 G000300 0.0
062 H000300 0.0
062 I000300 0.0
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062 O000300 0.0
062 P000300 0.0
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062 R000300 0.0
063 A000300 0
063 B000300 0.0
066 A000300 Y
066 B000300 N
066 C000300 Y
066 D000300 N
066 E000300 N
066 F000300 N
066 G000300 N
067 000300 N
068 A000300 N
068 B000300 N
069 000300 N
070 A010300 Y
070 A020300 N
070 B010300 Y
070 B020300 N
070 C010300 Y
070 C020300 N
070 D010300 Y
070 D020300 N
070 E010300 Y
070 E020300 N
070 F010300 Y
070 F020300 N
070 G010300 Y
070 G020300 N
070 H010300 Y
070 H020300 N
070 I010300 N
070 I020300 N
070 J010300 Y
070 J020300 N
PAGE 26
070 K010300 Y
070 K020300 Y
070 L010300 Y
070 L020300 Y
070 M010300 Y
070 M020300 Y
070 N010300 Y
070 N020300 N
070 O010300 Y
070 O020300 Y
070 P010300 Y
070 P020300 N
070 Q010300 N
070 Q020300 N
070 R010300 Y
070 R020300 N
071 A000300 69495
071 B000300 79631
071 C000300 176258
071 D000300 39
072 A000300 6
072 B000300 0
072 C000300 1676
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PAGE 27
072DD020300 0
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SIGNATURE MAUREEN E POWER
TITLE MANAGER
EX-99.77O RULE 10F-3
2
target77o.txt
For the fiscal period ended January 31, 2011
File number 811-08915
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
I. Name of Fund:
Target Asset Allocation Funds - Target Conservative Allocation Fund
Target Asset Allocation Funds - Target Moderate Allocation Fund
Target Asset Allocation Funds - Target Growth Allocation Fund
1. Name of Issuer: Cloud Peak Energy, Inc.
2. Date of Purchase: December 16, 2010
3. Number of Securities Purchased: -----
4. Dollar Amount of Purchase:
Target Asset Allocation Funds - Target Conservative
Allocation Fund: $18,661.50
Target Asset Allocation Funds - Target Moderate
Allocation Fund: $52,903.50
Target Asset Allocation Funds - Target Growth
Allocation Fund: $571,135.50
5. Price Per Unit: $19.50
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased: Morgan Stanley
7. Other Members of the Underwriting Syndicate
See Exhibit A
EXHIBIT A
UNDERWRITER
Credit Suisse Securities (USA) LLC
Morgan Stanley & Co. Inc.
RBC Capital Markets, LLC
J.P. Morgan Securities LLC
BMO Capital Markets Corp.
Citigroup Capital Markets Inc.
Credit Agricole Securities (USA) Inc.
Natixis Bleichroeder Inc.
Raymond James & Associates, Inc.
Scotia Capital (USA) Inc.
SG Americas Securities, LLC
UBS Securities LLC
EX-99
3
target77q31.txt
This page being
FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 1.
EXPENSES (Negative answers are allowed
For the period covered by this form
on this screen for 72Z only)
($000's omitted)
72.Y) Expense reimbursements -------------------- $ 0
Z) Net investment income ----------------------- $ 0
AA) Realized capital gains ---------------------- $ 0
BB) Realized capital losses ---------------------- $ 0
CC) 1. Net unrealized appreciation during the period -- $ 0
2. Net unrealized depreciation during the period -- $ 0
DD) 1. Total income dividends for which record date
passed during the period ------------------- $ 0
2. Dividends for a second class of open-end
company shares -----------------------------$ 0
EE) Total capital gains distributions for which
record date passed during the period ------- $ 0
73. Distributions per share for which record date passed during
the period:
NOTE: Show in fractions of a cent if so declared.
" A) 1. Dividends from net investment income $ 0.1779,$0.1206
" 2. Dividends for a second class of open-end
company shares ------------$
0.1206,$0.1206,$0.1586,$0.1206,$0.1973
B) Distribution of capital gains ---------------$ 0.00
C) Other distributions ----------------------- $ 0.0000
SCREEN NUMBER: 34
This page being
(Continued from Screen 35) filed for series 1.
Condensed balance sheet data: As of the end of
current reporting period (000's omitted except for per
share amounts and number of accounts)
74.O) Payables for portfolio instruments purchased --$ 0
P) Amounts owed to affiliated persons --------$ 0
Q) Senior long-term debt ------------------$ 0
R) Other liabilities:1. Reverse repurchase agreements - $ 0
2. Short sales ----------------------- $ 0
3. Written options ----------------------- $ 0
4. All other liabilities ----------------- $ 0
S) Senior equity -----------------------------$ 0
T) Net assets of common shareholders -------$ 0
U) 1. Number of shares outstanding ----------$ 0
2. Number of shares outstanding of a second class of
shares
of open-end company -------------- 0
" V) 1. Net asset value per share(to nearest cent)$10.03,$9.93
" 2. Net asset value per share of a second class of open-end
company shares (to nearest cent)
$9.93,$9.93,$10.02,$9.93,$10.07
W) Mark-to-market net asset value per share
for money market funds only (to 4 decimals) --$ 0.0000
X) Total number of shareholder accounts ------$ 0
Y) Total value of assets in segregated accounts --$ 0
SCREEN NUMBER: 36
Because the electronic format for filing Form N-SAR
does not provide "adequate space for responding to
Items 73A 1&2 and 74V1&2 correctly, "
the correct answers are as above.
EX-99
4
target77q32.txt
This page being
FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 2.
EXPENSES (Negative answers are allowed
For the period covered by this form
on this screen for 72Z only) ($000's omitted)
72.Y) Expense reimbursements ---------------- $ 0
Z) Net investment income ----------------- $ 0
AA) Realized capital gains ---------------- $ 0
BB) Realized capital losses -------------- $ 0
CC) 1. Net unrealized appreciation during the period -- $ 0
2. Net unrealized depreciation during the period - $ 0
DD) 1. Total income dividends for which record date
passed during the period ------------- $ 0
2. Dividends for a second class of open-end
company shares ----------------------$ 0
EE) Total capital gains distributions for which
record date passed during the period ---- $ 0
73. Distributions per share for which record date passed during
the period:
NOTE: Show in fractions of a cent if so declared.
" A) 1. Dividends from net investment income $ 0.0909,$0.0162
" 2. Dividends for a second class of open-end
company shares ------------$
0.0162,$0.0162,$0.0660,$0.0909,$0.1160
B) Distribution of capital gains ---------------$ 0.00
C) Other distributions -------------------- $ 0.0000
SCREEN NUMBER: 34
This page being
(Continued from Screen 35) filed for series 2.
Condensed balance sheet data: As of the end of
current reporting period (000's
omitted except for per share amounts
and number of accounts)
74.O) Payables for portfolio instruments purchased -- $ 0
P) Amounts owed to affiliated persons -----------$ 0
Q) Senior long-term debt -----------------------$ 0
R) Other liabilities:
1. Reverse repurchase agreements - $ 0
2. Short sales ----------------------- $ 0
3. Written options ----------------------- $ 0
4. All other liabilities ----------------- $ 0
S) Senior equity ----------------------------$ 0
T) Net assets of common shareholders -------$ 0
U) 1. Number of shares outstanding -----------$ 0
2. Number of shares outstanding of a second class of
shares
of open-end company ------------ 0
" V) 1. Net asset value per share(to nearest
cent)$10.88,$10.87
" 2. Net asset value per share of a second class of open-end
company shares (to nearest cent)
$10.87,$10.84,$10.88,$10.88,$10.89
W) Mark-to-market net asset value per share
for money market funds only (to 4 decimals) ---$ 0.0000
X) Total number of shareholder accounts ------$ 0
Y) Total value of assets in segregated accounts ----$ 0
SCREEN NUMBER: 36
Because the electronic format for filing Form N-SAR
does not provide "adequate space for responding to
Items 73A 1&2 and 74V1&2 correctly, "
the correct answers are as above.
EX-99
5
target77q33.txt
This page being
FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 3.
EXPENSES (Negative answers are allowed
For the period covered by this form
on this screen for 72Z only) ($000's omitted)
72.Y) Expense reimbursements --------------------- $ 0
Z) Net investment income ----------------- $ 0
AA) Realized capital gains ----------------------- $ 0
BB) Realized capital losses ---------------------- $ 0
CC) 1. Net unrealized appreciation during the period - $ 0
2. Net unrealized depreciation during the period -- $ 0
DD) 1. Total income dividends for which record date
passed during the period ----------------- $ 0
2. Dividends for a second class of open-end
company shares ----------------------------$ 0
EE) Total capital gains distributions for which
record date passed during the period ----------$ 0
73. Distributions per share for which record date passed during
the period:
NOTE: Show in fractions of a cent if so declared.
" A) 1. Dividends from net investment income $ 0.0000, 0.0000
" 2. Dividends for a second class of open-end
company shares ------------$
0.0000,$0.0000,$.0000,$0.0000,$0.0000
B) Distribution of capital gains ---------------$ 0.00
C) Other distributions --------------------------------- $
0.0000
SCREEN NUMBER: 34
This page being
(Continued from Screen 35) filed for series 1.
Condensed balance sheet data: As of the end of
current reporting period (000's omitted except for per
share amounts
and number of accounts)
74.O) Payables for portfolio instruments purchased ---- $ 0
P) Amounts owed to affiliated persons -----------$ 0
Q) Senior long-term debt ----------------------$ 0
R) Other liabilities:1. Reverse repurchase agreements - $ 0
2. Short sales ------------ $ 0
3. Written options ------$ 0
4. All other liabilities $ 0
S) Senior equity ------------------------------$ 0
T) Net assets of common shareholders ---------$ 0
U) 1. Number of shares outstanding -----------$ 0
2. Number of shares outstanding of a second class of
shares
of open-end company ---------- 0
" V) 1. Net asset value per share(to nearest
cent)$11.36,$10.46
" 2. Net asset value per share of a second class of open-end
company shares (to nearest cent)
$10.47,$10.49,$11.26,$10.59,$11.66
W) Mark-to-market net asset value per share
for money market funds only (to 4 decimals) ---$ 0.0000
X) Total number of shareholder accounts ---------$ 0
Y) Total value of assets in segregated accounts ----$ 0
SCREEN NUMBER: 36
Because the electronic format for filing Form N-SAR
does not provide "adequate space for responding to
Items 73A 1&2 and 74V1&2 correctly, "
the correct answers are as above.