EX-99.77O RULE 10F-3 5 target77o.txt For the fiscal period ended July 31, 2010 File number 811-08915 SUB-ITEM 77-0 EXHIBITS Transactions Effected Pursuant to Rule 10f-3 I. Name of Fund: Target Asset Allocation Funds - Target Conservative Allocation Fund 1. Name of Issuer: SS&C Technologies, Inc. 2. Date of Purchase: March 30, 2010 3. Number of Securities Purchased: 43 4. Dollar Amount of Purchase: $ 645.00 5. Price Per Unit: $15.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased: JP Morgan Securities Inc. 7. Other Members of the Underwriting Syndicate See Exhibit A EXHIBIT A UNDERWRITER Credit Suisse Securities (USA) LLC Morgan Stanley & Co. Inc. Deutsche Bank Securities Inc. Jefferies & Company, Inc. Raymond James & Associates, Inc. Wells Fargo Securities, LLC Blaylock Robert Van, LLC Loop Capital Markets LLC The Williams Capital Group, L.P. For the fiscal period ended July 31, 2010 File number 811-08915 SUB-ITEM 77-0 EXHIBITS Transactions Effected Pursuant to Rule 10f-3 I. Name of Fund: Target Asset Allocation Funds - Target Moderate Allocation Fund 1. Name of Issuer: SS&C Technologies, Inc. 2. Date of Purchase: March 30, 2010 3. Number of Securities Purchased: 133 4. Dollar Amount of Purchase: $1,995.00 5. Price Per Unit: $15.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased: JP Morgan Securities Inc. 7. Other Members of the Underwriting Syndicate See Exhibit A EXHIBIT A UNDERWRITER Credit Suisse Securities (USA) LLC Morgan Stanley & Co. Inc. Deutsche Bank Securities Inc. Jefferies & Company, Inc. Raymond James & Associates, Inc. Wells Fargo Securities, LLC Blaylock Robert Van, LLC Loop Capital Markets LLC The Williams Capital Group, L.P. For the fiscal period ended July 31, 2010 File number 811-08915 SUB-ITEM 77-0 EXHIBITS Transactions Effected Pursuant to Rule 10f-3 I. Name of Fund: Target Asset Allocation Funds - Target Growth Allocation Fund 1. Name of Issuer: SS&C Technologies, Inc. 2. Date of Purchase: March 30, 2010 3. Number of Securities Purchased: 126 4. Dollar Amount of Purchase: $1,890.00 5. Price Per Unit: $15.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased: JP Morgan Securities Inc. 7. Other Members of the Underwriting Syndicate See Exhibit A EXHIBIT A UNDERWRITER Credit Suisse Securities (USA) LLC Morgan Stanley & Co. Inc. Deutsche Bank Securities Inc. Jefferies & Company, Inc. Raymond James & Associates, Inc. Wells Fargo Securities, LLC Blaylock Robert Van, LLC Loop Capital Markets LLC The Williams Capital Group, L.P. For the fiscal period ended July 31, 2010 File number 811-08915 SUB-ITEM 77-0 EXHIBITS Transactions Effected Pursuant to Rule 10f-3 I. Name of Fund: Target Asset Allocation Funds - Target Conservative Allocation Fund 1. Name of Issuer: Oasis Petroleum 2. Date of Purchase: June 16, 2010 3. Number of Securities Purchased: 1040 4. Dollar Amount of Purchase: $ 14,560.00 5. Price Per Unit: $14.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased: JP Morgan Securities Inc. 7. Other Members of the Underwriting Syndicate See Exhibit A EXHIBIT A UNDERWRITER Credit Suisse Securities (USA) LLC Morgan Stanley & Co. Inc. Deutsche Bank Securities Inc. Jefferies & Company, Inc. Raymond James & Associates, Inc. Wells Fargo Securities, LLC Blaylock Robert Van, LLC Loop Capital Markets LLC The Williams Capital Group, L.P. For the fiscal period ended July 31, 2010 File number 811-08915 SUB-ITEM 77-0 EXHIBITS Transactions Effected Pursuant to Rule 10f-3 I. Name of Fund: Target Asset Allocation Funds - Target Moderate Allocation Fund 1. Name of Issuer: Oasis Petroleum 2. Date of Purchase: June 16, 2010 3. Number of Securities Purchased: 3262 4. Dollar Amount of Purchase: $45,668.00 5. Price Per Unit: $14.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased: JP Morgan Securities Inc. 7. Other Members of the Underwriting Syndicate See Exhibit A EXHIBIT A UNDERWRITER Credit Suisse Securities (USA) LLC Morgan Stanley & Co. Inc. Deutsche Bank Securities Inc. Jefferies & Company, Inc. Raymond James & Associates, Inc. Wells Fargo Securities, LLC Blaylock Robert Van, LLC Loop Capital Markets LLC The Williams Capital Group, L.P. For the fiscal period ended July 31, 2010 File number 811-08915 SUB-ITEM 77-0 EXHIBITS Transactions Effected Pursuant to Rule 10f-3 I. Name of Fund: Target Asset Allocation Funds - Target Growth Allocation Fund 1. Name of Issuer: Oasis Petroleum 2. Date of Purchase: June 16, 2010 3. Number of Securities Purchased: 3023 4. Dollar Amount of Purchase: $42,322.00 5. Price Per Unit: $14.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased: JP Morgan Securities Inc. 7. Other Members of the Underwriting Syndicate See Exhibit A EXHIBIT A UNDERWRITER Credit Suisse Securities (USA) LLC Morgan Stanley & Co. Inc. Deutsche Bank Securities Inc. Jefferies & Company, Inc. Raymond James & Associates, Inc. Wells Fargo Securities, LLC Blaylock Robert Van, LLC Loop Capital Markets LLC The Williams Capital Group, L.P.