-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CyVuqgAGUlS47iRVoesyYyunQ4H92RSHe5tPZocj6rd8BrjlBt8XtwOS3gi+UAv0 bMtHXLytXHR5inxsAuB1+g== 0000355348-03-000229.txt : 20030930 0000355348-03-000229.hdr.sgml : 20030930 20030930163704 ACCESSION NUMBER: 0000355348-03-000229 CONFORMED SUBMISSION TYPE: NSAR-B/A PUBLIC DOCUMENT COUNT: 12 CONFORMED PERIOD OF REPORT: 20030731 FILED AS OF DATE: 20030930 EFFECTIVENESS DATE: 20030930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STRATEGIC PARTNERS ASSET ALLOCATION FUNDS CENTRAL INDEX KEY: 0001067442 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: NSAR-B/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-08915 FILM NUMBER: 03917990 BUSINESS ADDRESS: STREET 1: GATEWAY CENTER THREE STREET 2: 100 MULBERRY STREET CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9733671495 FORMER COMPANY: FORMER CONFORMED NAME: PRUDENTIAL DIVERSIFIED FUNDS DATE OF NAME CHANGE: 19980930 FORMER COMPANY: FORMER CONFORMED NAME: PRUDENTIAL DIVERSIFIED SERIES DATE OF NAME CHANGE: 19980803 NSAR-B/A 1 answer.fil PAGE 1 000 B000000 07/31/2003 000 C000000 0001067442 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 STRATEGIC PARTNERS ASSET ALLOCATION FUNDS 001 B000000 811-08915 001 C000000 9733671495 002 A000000 100 MULBERRY STREET 002 B000000 NEWARK 002 C000000 NJ 002 D010000 07102 002 D020000 4077 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 3 007 C010100 1 007 C020100 STRATEGIC PARTNERS CONSERVATIVE GROWTH FUND 007 C030100 N 007 C010200 2 007 C020200 STRATEGIC PARTNERS MODERATE GROWTH FUND 007 C030200 N 007 C010300 3 007 C020300 STRATEGIC PARTNERS HIGH GROWTH FUND 007 C030300 N 007 C010400 4 007 C010500 5 007 C010600 6 007 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PAGE 22 025 B000206 13-3299429 025 C000206 D 025 D000206 74 025 A000207 SALOMON SMITH BARNEY INC. 025 B000207 11-2418191 025 C000207 D 025 D000207 7 025 A000208 UBS WARBURG 025 B000208 13-3873456 025 C000208 E 025 D000208 697 028 A010200 6169 028 A020200 0 028 A030200 0 028 A040200 4774 028 B010200 8795 028 B020200 0 028 B030200 0 028 B040200 5188 028 C010200 7228 028 C020200 0 028 C030200 0 028 C040200 3796 028 D010200 7960 028 D020200 0 028 D030200 0 028 D040200 3181 028 E010200 7688 028 E020200 0 028 E030200 0 028 E040200 6082 028 F010200 11675 028 F020200 1116 028 F030200 0 028 F040200 4914 028 G010200 49516 028 G020200 1116 028 G030200 0 028 G040200 27935 028 H000200 27590 029 000200 Y 030 A000200 581 030 B000200 5.00 030 C000200 0.00 031 A000200 21 031 B000200 0 032 000200 75 033 000200 485 034 000200 Y 035 000200 332 036 A000200 N PAGE 23 036 B000200 0 037 000200 N 038 000200 0 039 000200 N 040 000200 Y 041 000200 Y 042 A000200 0 042 B000200 0 042 C000200 0 042 D000200 100 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 043 000200 1863 044 000200 0 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 063 A000200 0 063 B000200 0.0 066 A000200 Y 066 B000200 N 066 C000200 N 066 D000200 N 066 E000200 Y 066 F000200 N 066 G000200 N 067 000200 Y 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 Y PAGE 24 070 C010200 Y 070 C020200 Y 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 Y 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 Y 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 Y 070 Q010200 N 070 Q020200 N 070 R010200 Y 070 R020200 Y 071 A000200 361603 071 B000200 335982 071 C000200 213102 071 D000200 158 072 A000200 12 072 B000200 4935 072 C000200 2249 072 D000200 0 072 E000200 0 072 F000200 1715 072 G000200 0 072 H000200 0 072 I000200 400 072 J000200 355 072 K000200 0 072 L000200 205 072 M000200 17 072 N000200 60 072 O000200 0 PAGE 25 072 P000200 0 072 Q000200 0 072 R000200 27 072 S000200 43 072 T000200 1863 072 U000200 0 072 V000200 0 072 W000200 11 072 X000200 4696 072 Y000200 0 072 Z000200 2488 072AA000200 10676 072BB000200 26270 072CC010200 26982 072CC020200 0 072DD010200 0 072DD020200 0 072EE000200 0 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 074 A000200 10099 074 B000200 0 074 C000200 26573 074 D000200 80125 074 E000200 2453 074 F000200 170536 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 9942 074 K000200 0 074 L000200 1169 074 M000200 1678 074 N000200 302575 074 O000200 25018 074 P000200 368 074 Q000200 0 074 R010200 0 074 R020200 1566 074 R030200 166 074 R040200 1149 074 S000200 0 074 T000200 274308 074 U010200 19119 074 U020200 8690 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 29816 PAGE 26 074 Y000200 0 075 A000200 0 075 B000200 228624 076 000200 0.00 008 A000301 PRUDENTIAL INVESTMENTS LLC 008 B000301 A 008 C000301 801-31104 008 D010301 NEWARK 008 D020301 NJ 008 D030301 07102 008 D040301 4077 008 A000302 DELETE 008 A000303 JENNISON ASSOCIATES LLC 008 B000303 S 008 C000303 801-5608 008 D010303 NEW YORK 008 D020303 NY 008 D030303 10017 008 A000304 LAZARD ASSET MANAGEMENT 008 B000304 S 008 C000304 801-50349 008 D010304 NEW YORK 008 D020304 NY 008 D030304 10112 008 D040304 6300 008 A000305 RS INVESTMENT MANAGEMENT, LP 008 B000305 S 008 C000305 801-44125 008 D010305 SAN FRANCISCO 008 D020305 CA 008 D030305 94111 008 A000306 EARNEST PARTNERS, LLC 008 B000306 S 008 C000306 801-56189 008 D010306 ATLANTA 008 D020306 GA 008 D030306 30309 024 000300 Y 025 A000301 MERRILL LYNCH & CO. 025 B000301 13-5674085 025 C000301 E 025 D000301 1484 025 A000302 GOLDMAN, SACHS & CO. 025 B000302 13-5108880 025 C000302 E 025 D000302 1203 025 A000303 LEHMAN BROTHERS INC. 025 B000303 13-2518466 025 C000303 E 025 D000303 709 025 A000304 CREDIT SUISSE FIRST BOSTON CORP. PAGE 27 025 B000304 13-5659485 025 C000304 E 025 D000304 673 025 A000305 CITIGROUP INC. 025 C000305 E 025 D000305 2262 025 A000306 JPMORGAN 025 B000306 13-3224016 025 C000306 E 025 D000306 315 025 A000307 DELETE 025 D000307 0 025 A000308 DELETE 025 D000308 0 028 A010300 1998 028 A020300 0 028 A030300 0 028 A040300 2444 028 B010300 2640 028 B020300 0 028 B030300 0 028 B040300 3197 028 C010300 4789 028 C020300 0 028 C030300 0 028 C040300 2026 028 D010300 4854 028 D020300 0 028 D030300 0 028 D040300 4344 028 E010300 5129 028 E020300 0 028 E030300 0 028 E040300 2960 028 F010300 3751 028 F020300 0 028 F030300 0 028 F040300 6527 028 G010300 23160 028 G020300 0 028 G030300 0 028 G040300 21497 028 H000300 11871 029 000300 Y 030 A000300 266 030 B000300 5.00 030 C000300 0.00 031 A000300 9 031 B000300 0 032 000300 25 033 000300 232 PAGE 28 034 000300 Y 035 000300 204 036 A000300 N 036 B000300 0 037 000300 N 038 000300 0 039 000300 N 040 000300 Y 041 000300 Y 042 A000300 0 042 B000300 0 042 C000300 0 042 D000300 100 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 043 000300 1155 044 000300 0 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 063 A000300 0 063 B000300 0.0 066 A000300 Y 066 B000300 N 066 C000300 Y 066 D000300 N 066 E000300 N 066 F000300 N 066 G000300 N 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y PAGE 29 070 A020300 Y 070 B010300 Y 070 B020300 Y 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 118512 071 B000300 122968 071 C000300 132936 071 D000300 89 072 A000300 12 072 B000300 78 072 C000300 1903 072 D000300 0 072 E000300 0 072 F000300 1063 072 G000300 0 072 H000300 0 072 I000300 420 072 J000300 223 072 K000300 0 072 L000300 203 PAGE 30 072 M000300 14 072 N000300 70 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 27 072 S000300 39 072 T000300 1155 072 U000300 0 072 V000300 0 072 W000300 12 072 X000300 3226 072 Y000300 0 072 Z000300 -1245 072AA000300 6983 072BB000300 23638 072CC010300 36341 072CC020300 0 072DD010300 0 072DD020300 0 072EE000300 0 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 074 A000300 4055 074 B000300 0 074 C000300 0 074 D000300 0 074 E000300 869 074 F000300 149535 074 G000300 0 074 H000300 0 074 I000300 8498 074 J000300 1485 074 K000300 0 074 L000300 718 074 M000300 2 074 N000300 165162 074 O000300 1820 074 P000300 216 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 594 074 S000300 0 074 T000300 162532 074 U010300 12030 074 U020300 5416 074 V010300 0.00 PAGE 31 074 V020300 0.00 074 W000300 0.0000 074 X000300 29005 074 Y000300 0 075 A000300 0 075 B000300 141706 076 000300 0.00 SIGNATURE GRACE C. TORRES TITLE TREASURER EX-99 3 spaaf_rider.txt Strategic Partners Asset Allocation Funds For the fiscal year ended 7/31/2003 File number 811-08915 List of Broker/Dealer (Rider to Screen Number 8 Item 14A) Lazard Freres & Co. LLC Bayer. HypoVereinsbank AG Contemporary Financial Solutions Credit Lyonnais SA DDC Securities Inc. Desdner Bank AG Dresdner Kleinwort Benson Dresdner Kleinwort Wasserstein Dresdner Kleinwort Wasserstein Grantchester, Inc. Dresdner Kleinwort Wasserstein Securities LLC Freeman Securities Grantchester Securities, Inc. HPV HVB Capital Markets HVB Corporate Markets HypoVereinsbank Munchener Ruckversicherungs-Gesellschaft AG Munich Re Gesellschaft AG NALAC Financial Plans LLC National Discount Brokers Group, Inc. NDB Capital Markets NicholasApplegate Securities OCC Distributors Pacific Select Distributors PIMCO Advisors Distributors LLC Pryor, Counts & Co. Inc. UBM UniCredit Banca Mobiliare S.p.A. USAllianz Investor Services, LLC USAllianz Securities, Inc. Wasserstein Perella & Co. Waterstone Financial Group EX-99.77D POLICIES 4 spaaf_77d.txt Strategic Partners Asset Allocation Funds For the annual period ended 7/31/03 File number 811-08915 SUB-ITEM 77D Policies With Respect to Security Investment Strategic Partners Asset Allocation Funds Prospectus dated September 27, 2002 Supplement dated November 25, 2002 Effective November 20, 2002, RS Investment Management, LP replaced Franklin Advisers, Inc. as subadviser for a portion of the assets of the Conservative Growth Fund, Moderate Growth Fund, and High Growth Fund of Strategic Partners Asset Allocation Funds. The following replaces the discussion of Franklin Advisers, Inc. in the section of the prospectus titled "How the Trust is Managed Advisers and Portfolio Managers": RS Investment Management, LP (RS Investments) RS Investments is an independent, privately held money management firm that specializes in domestic small and mid-cap stocks. As of September 30, 2002, the firm had approximately $4 billion in assets under management, which include a family of no-load mutual funds and institutional separate accounts. The principal office of RS Investments is at 388 Market St., Suite 1700, San Francisco, California 94111. Bill Wolfenden, a principal of RS Investments and lead portfolio manager of its small-cap growth separate accounts, manages the RS Investments portion of the Funds. Prior to joining RS in April 2001, he was at Dresdner RCM Global Investors from 1994 until March 2001 where he served on the micro-cap and small-cap growth investment management teams. He holds a B.A. in economics from Southern Methodist University and an M.B.A. with a dual concentration in finance and accounting from Vanderbilt University. EX-99.C6 OTHER OPIN 5 cg_ex99.txt Strategic Partners Asset Allocation Funds Strategic Partners Conservative Growth Fund Supplemental Proxy Information (Unaudited) A meeting of the Fund's shareholders was held on July 17, 2003, in conjunction with shareholder meetings for certain other funds within the Strategic Partners Mutual Fund complex. The meeting was held for the following purpose: To elect the following ten individuals to serve on the Fund's Board of Trustees to a term until the earlier to occur (a) the next meeting of shareholders at which Board Members are elected and until their successors are elected and qualified or (b) until their terms expire in accordance with each Fund's retirement policy which generally calls for the retirement of Trustees on December 31 of the year in which they reach the age of 75. o David E.A. Carson o Robert E. La Blanc o Douglas H. McCorkindale o Stephen P. Munn o Richard A. Redeker o Robin B. Smith o Stephen Stoneburn o Clay T. Whitehead o Judy A. Rice o Robert F. Gunia The results of the proxy solicitation on the above matters were: Director/Manager/ Investment Restriction Votes For Votes Against Abstentions David E.A. Carson 10,434,610 -- -- Robert E. La Blanc 10,433,826 -- -- Douglas H. McCorkindale 10,431,339 -- -- Stephen P. Munn 10,434,630 -- -- Richard A. Redeker 10,434,610 -- -- Robin B. Smith 10,427,779 -- -- Stephen Stoneburn 10,433,826 -- -- Clay T. Whitehead 10,434,630 -- -- Judy A. Rice 10,430,440 -- -- Robert F. Gunia 10,433,826 -- -- EX-99.C6 OTHER OPIN 6 hg_ex99.txt Strategic Partners Asset Allocation Funds Strategic Partners High Growth Fund Supplemental Proxy Information (Unaudited) A meeting of the Fund's shareholders was held on July 17, 2003, in conjunction with shareholder meetings for certain other funds within the Strategic Partners Mutual Fund complex. The meeting was held for the following purpose: To elect the following ten individuals to serve on the Fund's Board of Trustees to a term until the earlier to occur (a) the next meeting of shareholders at which Board Members are elected and until their successors are elected and qualified or (b) until their terms expire in accordance with each Fund's retirement policy which generally calls for the retirement of Trustees on December 31 of the year in which they reach the age of 75. o David E.A. Carson o Robert E. La Blanc o Douglas H. McCorkindale o Stephen P. Munn o Richard A. Redeker o Robin B. Smith o Stephen Stoneburn o Clay T. Whitehead o Judy A. Rice o Robert F. Gunia The results of the proxy solicitation on the above matters were: Director/Manager/ Investment Restriction Votes For Votes Against Abstentions David E.A. Carson 10,885,484 -- -- Robert E. La Blanc 10,885,320 -- -- Douglas H. McCorkindale 10,884,040 -- -- Stephen P. Munn 10,885,164 -- -- Richard A. Redeker 10,885,257 -- -- Robin B. Smith 10,885,147 -- -- Stephen Stoneburn 10,885,287 -- -- Clay T. Whitehead 10,886,434 -- -- Judy A. Rice 10,885,880 -- -- Robert F. Gunia 10,886,095 -- -- EX-99.C6 OTHER OPIN 7 mg_ex99.txt Strategic Partners Asset Allocation Funds Strategic Partners Moderate Growth Fund Supplemental Proxy Information (Unaudited) A meeting of the Fund's shareholders was held on July 17, 2003, in conjunction with shareholder meetings for certain other funds within the Strategic Partners Mutual Fund complex. The meeting was held for the following purpose: To elect the following ten individuals to serve on the Fund's Board of Trustees to a term until the earlier to occur (a) the next meeting of shareholders at which Board Members are elected and until their successors are elected and qualified or (b) until their terms expire in accordance with each Fund's retirement policy which generally calls for the retirement of Trustees on December 31 of the year in which they reach the age of 75. o David E.A. Carson o Robert E. La Blanc o Douglas H. McCorkindale o Stephen P. Munn o Richard A. Redeker o Robin B. Smith o Stephen Stoneburn o Clay T. Whitehead o Judy A. Rice o Robert F. Gunia The results of the proxy solicitation on the above matters were: Director/Manager/ Investment Restriction Votes For Votes Against Abstentions David E.A. Carson 16,770,724 -- -- Robert E. La Blanc 16,768,921 -- -- Douglas H. McCorkindale 16,773,886 -- -- Stephen P. Munn 16,774,725 -- -- Richard A. Redeker 16,775,435 -- -- Robin B. Smith 16,774,022 -- -- Stephen Stoneburn 16,774,994 -- -- Clay T. Whitehead 16,773,536 -- -- Judy A. Rice 16,777,390 -- -- Robert F. Gunia 16,771,099 -- -- EX-99.C6 OTHER OPIN 8 spaaf_77j.txt Attachment 77J Strategic Partners Asset Allocation Funds Series 1, 2 & 3 Strategic Partners Conservative Growth Fund (Series 1) In order to present undistributed net investment income (loss) and accumulated net realized gains (losses) on the Statement of Assets and Liabilities that more closely represent their tax character, certain adjustments have been made to paid-in-capital in excess of par, undistributed net investment income (loss) and accumulated net realized gains (loss) on investments. For the year ended July 31, 2003, the adjustments were to increase undistributed net investment income by $325,917, increase accumulated net realized loss by $323,966 and decrease paid-in capital by $1,951 due to the federal income tax treatment of net foreign exchange losses and certain other differences between financial reporting and tax reporting. Net investment income, net realized losses and net assets were not affected by this change. Strategic Partners Moderate Growth Fund (Series 2) Distributions to shareholders, which are determined in accordance with federal income tax regulations, which may differ from generally accepted accounting principles, are recorded on the ex-dividend date. In order to present undistributed net investment income and accumulated net losses on the Statement of Assets and Liabilities that more closely represent their tax character, certain adjustments have been made to paid-in capital, overdistribution of net investment income and accumulated net realized loss on investments. For the year ended July 31, 2003, the adjustments were to increase undistributed net investment income by $517,980, decrease accumulated net realized loss on investments by $510,488 and decrease paid-in capital by $7,492 due to differences in the treatment for books and tax purposed of certain transactions involving foreign securities and currencies, certain tax adjustments pertaining to the investments in Passive Foreign Investment Companies, and differences between financial reporting and tax accounting. Net investment income, net realized losses and net assets were not affected by this change. Strategic Partners High Growth Fund (Series 3) Distributions to shareholders, which are determined in accordance with federal income tax regulations, which may differ from generally accepted accounting principles, are recorded on the ex-dividend date. In order to present undistributed net investment income and accumulated net realized gains (losses) on the Statement of Assets and Liabilities that more closely represent their tax character, certain adjustments have been made to paid-in-capital in excess of par, undistributed net investment income and accumulated net realized gain (loss) on investments. For the year ended July 31, 2003, the adjustments were to decrease distributions in excess of net investment income by $1,273,175, increase accumulated realized loss on investments by $347,275 and decrease paid-in-capital by $925,900, due to certain tax adjustments pertaining to the investment in Passive Foreign Investment Companies and differences between financial reporting and tax accounting. Net investment income, net realized losses and net assets were not affected by this change. EX-99.C6 OTHER OPIN 9 spaaf_77q3.txt Because the electronic format for filing Form N-SAR does not provide adequate space for responding to the below items, the answers are as follows: This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 1. 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ----Cl A&B- $0.2300,0.1600 2. Dividends for a second class of open-end company shares --------------------------Cl C&Z- $0.1600,0.2500 SCREEN NUMBER: 34 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 2. 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ----Cl A&B- $0.1400,0.0770 2. Dividends for a second class of open-end company shares --------------------------Cl C&Z- $0.0770,0.1620 SCREEN NUMBER: 34 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 3. 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ----Cl A&B- $0.0000,0.0000 2. Dividends for a second class of open-end company shares --------------------------Cl C&Z- $0.0000,0.0000 SCREEN NUMBER: 34 This page being (Continued from Screen 35) filed for series 1. 74. V) 1. Net asset value per share (to nearest cent)Cl A&B- $10.22,9.69 2. Net asset value per share of a second class of open-end company shares (to nearest cent) ------------Cl C&Z- $9.79,9.72 SCREEN NUMBER: 36 This page being (Continued from Screen 35) filed for series 2. 74. V) 1. Net asset value per share (to nearest cent) Cl A&B- $9.89,9.86 2. Net asset value per share of a second class of open-end company shares (to nearest cent) ------------Cl C&Z- $9.86,9.90 SCREEN NUMBER: 36 This page being (Continued from Screen 35) filed for series 3. 74. V) 1. Net asset value per share (to nearest cent) Cl A&B- $9.53,9.25 2. Net asset value per share of a second class of open-end company shares (to nearest cent) ------------Cl C&Z- $9.25,9.64 SCREEN NUMBER: 36 EX-99.77K CHNG ACCNT 10 spaaf_77k.txt The following information responds to Item 304 (a)(1) of Regulation S-K (i) On September 2, 2003, the Board of Trustees of the Strategic Partners Asset Allocation Funds (the "Fund") voted not to re-appoint PricewaterhouseCoopers LLP, as independent auditors for the year ending July 31, 2004. (ii) PricewaterhouseCoopers LLP's report on the financial statements for the past two fiscal years did not contain an adverse opinion or a disclaimer of opinion, nor was it qualified or modified as to uncertainty, audit scope, or accounting principles. (iii) During the Fund's two most recent fiscal years ended July 31, 2003, there have been no disagreements with PricewaterhouseCoopers LLP on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedure which would have caused PricewaterhouseCoopers LLP to make a reference to the subject matter of the disagreement(s) in connection with its reports. (iv) Pursuant to Item 304(a)(3) of Regulation S-K, the Fund requested PricewaterhouseCoopers LLP to furnish it with a letter addressed to the Securities and Exchange Commission stating whether or not PricewaterhouseCoopers LLP agrees with the above statements. PricewaterhouseCoopers LLP has provided the letter that is attached as Exhibit 77Q1(b). (v) On September 2, 2003, the Fund engaged KPMG LLP as its new independent accountants. During the Fund's two most recent fiscal years ended July 31, 2003 and the subsequent interim period through the date of their appointment, the Fund did not consult with KPMG LLP with respect to the application of accounting principles to a specified transaction, either completed or proposed, or the type of audit opinion that might be rendered on the Fund's financial statements, or any other matters or reportable events as set forth in Items 304(a)(1)(iv) and (v) of Regulation S-K. EX-99.77B ACCT LTTR 11 con-aud.txt Report of Independent Auditors To the Shareholders and Board of Trustees of Strategic Partners Asset Allocation Funds - Strategic Partners Conservative Growth Fund In planning and performing our audit of the financial statements of the Strategic Partners Asset Allocation Funds - Strategic Partners Conservative Growth Fund (the "Fund"), for the year ended July 31, 2003, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Funds is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that controls may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of July 31, 2003. This report is intended solely for the information and use of the Board of Trustees, management and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP September 29, 2003 To the Shareholders and Board of Directors of Prudential Europe Growth Fund, Inc. (2) EX-99.77B ACCT LTTR 12 mod_aud.txt Report of Independent Auditors To the Shareholders and Board of Trustees of Strategic Partners Asset Allocation Funds - Strategic Partners Moderate Growth Fund In planning and performing our audit of the financial statements of the Strategic Partners Asset Allocation Funds - Strategic Partners Moderate Growth Fund (the "Fund"), for the year ended July 31, 2003, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Fund is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that controls may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of July 31, 2003. This report is intended solely for the information and use of the Board of Trustees, management and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP September 29, 2003 To the Shareholders and Board of Directors of Prudential Europe Growth Fund, Inc. (2) EX-99.77B ACCT LTTR 13 hg_aud.txt Report of Independent Auditors To the Shareholders and Board of Trustees of Strategic Partners Asset Allocation Funds - Strategic Partners High Growth Fund In planning and performing our audit of the financial statements of the Strategic Partners Asset Allocation Funds - Strategic Partners High Growth Fund (the "Fund"), for the year ended July 31, 2003, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Fund is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that controls may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of July 31, 2003. This report is intended solely for the information and use of the Board of Trustees, management and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP September 29, 2003 To the Shareholders and Board of Directors of Prudential Europe Growth Fund, Inc. 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