-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C2ynhZm7YjaO/GU1dyJvm1amCrEpo6GQUUmY3Dhsz9vCfk5oqDC000SQPQW/QqjZ ms7D/s/r19AA5lGFy79g/A== 0000355348-02-000331.txt : 20020927 0000355348-02-000331.hdr.sgml : 20020927 20020927141103 ACCESSION NUMBER: 0000355348-02-000331 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 11 CONFORMED PERIOD OF REPORT: 20020731 FILED AS OF DATE: 20020927 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STRATEGIC PARTNERS ASSET ALLOCATION FUNDS CENTRAL INDEX KEY: 0001067442 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-08915 FILM NUMBER: 02774432 BUSINESS ADDRESS: STREET 1: GATEWAY CENTER THREE STREET 2: 100 MULBERRY STREET CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9733671495 FORMER COMPANY: FORMER CONFORMED NAME: PRUDENTIAL DIVERSIFIED SERIES DATE OF NAME CHANGE: 19980803 FORMER COMPANY: FORMER CONFORMED NAME: PRUDENTIAL DIVERSIFIED FUNDS DATE OF NAME CHANGE: 19980930 NSAR-B 1 answer.fil SPAAF BODY PAGE 1 000 B000000 07/31/2002 000 C000000 0001067442 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 STRATEGIC PARTNERS ASSET ALLOCATION FUNDS 001 B000000 811-08915 001 C000000 9733677525 002 A000000 100 MULBERRY STREET 002 B000000 NEWARK 002 C000000 NJ 002 D010000 07102 002 D020000 4077 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 3 007 C010100 1 007 C020100 STRATEGIC PARTNERS CONSERVATIVE GROWTH FUND 007 C030100 N 007 C010200 2 007 C020200 STRATEGIC PARTNERS MODERATE GROWTH FUND 007 C030200 N 007 C010300 3 007 C020300 STRATEGIC PARTNERS HIGH GROWTH FUND 007 C030300 N 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 010 A00AA01 PRUDENTIAL INVESTMENTS LLC 010 B00AA01 31104 010 C01AA01 NEWARK 010 C02AA01 NJ 010 C03AA01 07102 010 C04AA01 4077 011 A00AA01 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES 011 B00AA01 8-36540 011 C01AA01 NEWARK 011 C02AA01 NJ 011 C03AA01 07102 012 A00AA01 PRUDENTIAL MUTUAL FUND SERVICES LLC PAGE 2 012 B00AA01 84-5681 012 C01AA01 ISELIN 012 C02AA01 NJ 012 C03AA01 08830 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10036 014 A00AA01 PRUDENTIAL SECURITIES INCORPORATED 014 B00AA01 8-27154 014 A00AA02 PRUCO SECURITIES CORP. 014 B00AA02 8-16402 014 A00AA03 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC 014 B00AA03 8-36540 014 A00AA04 WEXFORD CLEARING SERVICES CORP. 014 B00AA04 8-00000 014 A00AA05 HOCHMAN & BAKER SECURITIES, INC. 014 B00AA05 8-00000 015 A00AA01 STATE STREET BANK & TRUST CO. 015 B00AA01 C 015 C01AA01 QUINCY 015 C02AA01 MA 015 C03AA01 02171 015 E01AA01 X 015 A00AA02 CITIBANK, N.A. 015 B00AA02 S 015 C01AA02 BUENOS AIRES 015 D01AA02 ARGENTINA 015 E04AA02 X 015 A00AA03 WESTPAC BANKING CORPORATION 015 B00AA03 S 015 C01AA03 SYDNEY 015 D01AA03 AUSTRALIA 015 E04AA03 X 015 A00AA04 ERSTE BANK DER OSTERREICHISCHEN SPARKASSEN AG 015 B00AA04 S 015 C01AA04 VIENNA 015 D01AA04 AUSTRIA 015 E04AA04 X 015 A00AA05 STANDARD CHARTERED BANK 015 B00AA05 S 015 C01AA05 DHAKA 015 D01AA05 BANGLEDASH 015 E04AA05 X 015 E05AA05 \ 015 A00AA06 FORTIS BANK NV - SA 015 B00AA06 S 015 C01AA06 BRUSSELS 015 D01AA06 BELGIUM 015 E04AA06 X 015 A00AA07 CITIBANK, N.A. PAGE 3 015 B00AA07 S 015 C01AA07 SAO PAULO 015 D01AA07 BRAZIL 015 E04AA07 X 015 A00AA08 STATE STREET TRUST COMPANY CANADA 015 B00AA08 S 015 C01AA08 TORONTO 015 D01AA08 CANADA 015 E04AA08 X 015 A00AA09 BANK BOSTON, N.A. 015 B00AA09 S 015 C01AA09 SANTIAGO 015 D01AA09 CHILE 015 E04AA09 X 015 A00AA10 HONGKONG AND SHANGHAI BANKING CORPORATION LTD 015 B00AA10 S 015 C01AA10 SHANGHAI 015 D01AA10 CHINA 015 E04AA10 X 015 A00AA11 CITITRUST COLUMBIA S.A. SOCIEDAD FIDUCIARIA 015 B00AA11 S 015 C01AA11 BOGOTA 015 D01AA11 COLUMBIA 015 E04AA11 X 015 A00AA12 THE CYPRUS POPULAR BANK LTD 015 B00AA12 S 015 C01AA12 NICOSIA 015 D01AA12 CYPRUS 015 E04AA12 X 015 A00AA13 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA13 S 015 C01AA13 PRAGUE 015 D01AA13 CZECH REPUBLIC 015 E04AA13 X 015 A00AA14 DANSKE BANK A.S. 015 B00AA14 S 015 C01AA14 COPENHAGEN 015 D01AA14 DENMARK 015 E04AA14 X 015 A00AA15 CITIBANK, N.A. 015 B00AA15 S 015 C01AA15 QUITO 015 D01AA15 ECUADOR 015 E04AA15 X 015 A00AA16 HSBC BANK EGYPT S.A.E. 015 B00AA16 S 015 C01AA16 CAIRO 015 D01AA16 EGYPT 015 E04AA16 X 015 A00AA17 MERITA BANK PLC 015 B00AA17 S PAGE 4 015 C01AA17 HELSINKI 015 D01AA17 FINLAND 015 E04AA17 X 015 A00AA18 BNP PARIBAS SECURITIES SERVICES, S.A. 015 B00AA18 S 015 C01AA18 PARIS 015 D01AA18 FRANCE 015 E04AA18 X 015 A00AA19 DRESDNER BANK AG 015 B00AA19 S 015 C01AA19 FRANKFURT 015 D01AA19 GERMANY 015 E04AA19 X 015 A00AA20 BARCLAYS BANK OF GHANA LIMITED 015 B00AA20 S 015 C01AA20 ACCRA 015 D01AA20 GHANA 015 E04AA20 X 015 A00AA21 NATIONAL BANK OF GREECE S.A. 015 B00AA21 S 015 C01AA21 ATHENS 015 D01AA21 GREECE 015 E04AA21 X 015 A00AA22 STANDARD CHARTERED BANK 015 B00AA22 S 015 C01AA22 HONG KONG 015 D01AA22 CHINA 015 E04AA22 X 015 A00AA23 BANK AUSTRIA CREDITANSTALT RT 015 B00AA23 S 015 C01AA23 BUDPAEST 015 D01AA23 HUNGARY 015 E04AA23 X 015 A00AA24 DEUTSCHE BANK AG 015 B00AA24 S 015 C01AA24 MUMBAI 015 D01AA24 INDIA 015 E04AA24 X 015 A00AA25 STANDARD CHARTERED BANK 015 B00AA25 S 015 C01AA25 JAKARTA 015 D01AA25 INDONESIA 015 E04AA25 X 015 A00AA26 BANK OF IRELAND 015 B00AA26 S 015 C01AA26 DUBLIN 015 D01AA26 IRELAND 015 E04AA26 X 015 A00AA27 BANK HAPOALIM B.M. 015 B00AA27 S 015 C01AA27 TEL AVIV PAGE 5 015 D01AA27 ISRAEL 015 E04AA27 X 015 A00AA28 BNP PARIBAS ITALIAN BRANCH 015 B00AA28 S 015 C01AA28 MILAN 015 D01AA28 ITALY 015 E04AA28 X 015 A00AA29 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE 015 B00AA29 S 015 C01AA29 ABIDJAN 015 D01AA29 IVORY COAST 015 E04AA29 X 015 A00AA30 THE FUJI BANK, LIMITED 015 B00AA30 S 015 C01AA30 TOYKO 015 D01AA30 JAPAN 015 E04AA30 X 015 A00AA31 HSBC BANK MIDDLE EAST 015 B00AA31 S 015 C01AA31 AMMAN 015 D01AA31 JORDAN 015 E04AA31 X 015 A00AA32 BARCLAYS BANK OF KENYA LIMITED 015 B00AA32 S 015 C01AA32 NAIROBI 015 D01AA32 KENYA 015 E04AA32 X 015 A00AA33 HONGKONG AND SHANGHAI BANKING CORPORATION LTD 015 B00AA33 S 015 C01AA33 SEOUL 015 D01AA33 KOREA 015 E04AA33 X 015 A00AA34 HSBC BANK MIDDLE EAST 015 B00AA34 S 015 C01AA34 BEIRUT 015 D01AA34 LEBANON 015 E04AA34 X 015 A00AA35 STANDARD CHARTERED BANK MALAYSIA BERHAD 015 B00AA35 S 015 C01AA35 KUALA LUMPUR 015 D01AA35 MALAYSIA 015 E04AA35 X 015 A00AA36 CITIBANK MEXICO, S.A. 015 B00AA36 S 015 C01AA36 MEXICO CITY 015 D01AA36 MEXICO 015 E04AA36 X 015 A00AA37 BANQUE COMMERCIALE DU MAROC 015 B00AA37 S 015 C01AA37 CASABLANCA 015 D01AA37 MOROCCO PAGE 6 015 E04AA37 X 015 A00AA38 FORTIS BANK (NEDERLAND) N.V. 015 B00AA38 S 015 C01AA38 AMSTERDAM 015 D01AA38 NETHERLANDS 015 E04AA38 X 015 A00AA39 WESTPAC BANKING CORPORATION 015 B00AA39 S 015 C01AA39 WELLINGTON 015 D01AA39 NEW ZEALAND 015 E04AA39 X 015 A00AA40 CHRISTIANIA BANK OG KREDITKASSE ASA 015 B00AA40 S 015 C01AA40 OSLO 015 D01AA40 NORWAY 015 E04AA40 X 015 A00AA41 DEUTSCHE BANK AG 015 B00AA41 S 015 C01AA41 KARACHI 015 D01AA41 PAKISTAN 015 E04AA41 X 015 A00AA42 CITIBANK, N.A. 015 B00AA42 S 015 C01AA42 LIMA 015 D01AA42 PERU 015 E04AA42 X 015 A00AA43 STANDARD CHARTERED BANK 015 B00AA43 S 015 C01AA43 MANILA 015 D01AA43 PHILIPPINES 015 E04AA43 X 015 A00AA44 BANK HANDLOWY W WARSZAWIE S.A. 015 B00AA44 S 015 C01AA44 WARSAW 015 D01AA44 POLAND 015 E04AA44 X 015 A00AA45 BANCO COMERCIAL PORTUGUES 015 B00AA45 S 015 C01AA45 LISBON 015 D01AA45 PORTUGAL 015 E04AA45 X 015 A00AA46 CREDIT SUISSE FIRST BOSTON, MOSCOW 015 B00AA46 S 015 C01AA46 MOSCOW 015 D01AA46 RUSSIA 015 E04AA46 X 015 A00AA47 THE DEVELOPMENT BANK OF SINGAPORE LTD 015 B00AA47 S 015 C01AA47 SINGAPORE 015 D01AA47 SINGAPORE 015 E04AA47 X PAGE 7 015 A00AA48 CEKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA48 S 015 C01AA48 BRATISLAVA 015 D01AA48 SLOVAK REPUBLIC 015 E04AA48 X 015 A00AA49 STANDARD BANK OF SOUTH AFRICA LTD 015 B00AA49 S 015 C01AA49 JOHANNESBURG 015 D01AA49 SOUTH AFRICA 015 E04AA49 X 015 A00AA50 BANCO SANTANDER CENTRAL HISPANO S.A. 015 B00AA50 S 015 C01AA50 MADRID 015 D01AA50 SPAIN 015 E04AA50 X 015 A00AA51 HONGKONG AND SHANGHAI BANKING CORPORATION LTD 015 B00AA51 S 015 C01AA51 COLOMBO 015 D01AA51 SRI LANKA 015 E04AA51 X 015 A00AA52 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA52 S 015 C01AA52 STOCKHOLM 015 D01AA52 SWEDEN 015 E04AA52 X 015 A00AA53 UBS AG 015 B00AA53 S 015 C01AA53 ZURICH 015 D01AA53 SWITZERLAND 015 E04AA53 X 015 A00AA54 CENTRAL TRUST OF CHINA 015 B00AA54 S 015 C01AA54 TAPEI 015 D01AA54 TAIWAN - R.O.C. 015 E04AA54 X 015 A00AA55 STANDARD CHARTERED BANK 015 B00AA55 S 015 C01AA55 BANGKOK 015 D01AA55 THAILAND 015 E04AA55 X 015 A00AA56 CITIBANK, N.A. 015 B00AA56 S 015 C01AA56 ISTANBUL 015 D01AA56 TURKEY 015 E04AA56 X 015 A00AA57 STATE STREET BANK AND TRUST COMPANY, LONDON 015 B00AA57 S 015 C01AA57 LONDON 015 D01AA57 UNITED KINGDOM 015 E04AA57 X 015 A00AA58 BANK BOSTON, N.A. PAGE 8 015 B00AA58 S 015 C01AA58 MONTEVIDEO 015 D01AA58 URUGUAY 015 E04AA58 X 015 A00AA59 CITIBANK, N.A. 015 B00AA59 S 015 C01AA59 CARACAS 015 D01AA59 VENEZUELA 015 E04AA59 X 015 A00AA60 THE EUROCLEAR SYSTEM 015 B00AA60 S 015 C01AA60 TRANSNATIONAL 015 D01AA60 TRANSNATIONAL 015 E04AA60 X 015 A00AA61 CEDEL 015 B00AA61 S 015 C01AA61 TRANSNATIONAL 015 D01AA61 TRANSNATIONAL 015 E04AA61 X 015 A00AA62 CLEARSTREAM 015 B00AA62 S 015 C01AA62 TRANSNATIONAL 015 D01AA62 TRANSNATIONAL 015 E04AA62 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 116 019 C00AA00 PRUDENTIAL 020 A000001 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 020 B000001 13-5674085 020 C000001 165 020 A000002 DEUTSCHE BANC ALEX BROWN 020 B000002 13-2730828 020 C000002 164 020 A000003 SALOMON SMITH BARNEY INC. 020 B000003 11-2418191 020 C000003 105 020 A000004 GOLDMAN SACHS & CO. 020 B000004 13-5108880 020 C000004 101 020 A000005 MORGAN STANLEY DEAN WITTER & CO. 020 B000005 13-2655998 020 C000005 99 020 A000006 LEHMAN BROTEHRS INC. 020 B000006 13-2518466 020 C000006 87 020 A000007 CREDIT SUISSE FIRST BOSTON CORP. 020 B000007 13-5659485 020 C000007 81 020 A000008 JP MORGAN 020 B000008 13-3224016 PAGE 9 020 C000008 57 020 A000009 UBS WARBURG 020 B000009 13-3340045 020 C000009 31 020 A000010 BEAR, STEARNS & CO. INC. 020 B000010 13-3299429 020 C000010 24 021 000000 1184 022 A000001 GREENWICH CAPITAL MARKETS, INC. 022 B000001 06-1415808 022 C000001 1756851 022 D000001 0 022 A000002 CREDIT SUISSE FIRST BOSTON CORP. 022 B000002 13-5659485 022 C000002 1311553 022 D000002 111854 022 A000003 BA SECURITIES, INC. 022 B000003 36-0947856 022 C000003 925665 022 D000003 6621 022 A000004 STATE STREET BANK & TRUST 022 B000004 04-1867445 022 C000004 666169 022 D000004 230326 022 A000005 BEAR, STEARNS & CO. INC. 022 B000005 13-3299429 022 C000005 733635 022 D000005 55663 022 A000006 UBS WARBURG 022 B000006 13-3340045 022 C000006 680659 022 D000006 74357 022 A000007 JP MORGAN 022 B000007 13-3224016 022 C000007 564668 022 D000007 57870 022 A000008 GOLDMAN SACHS & CO. 022 B000008 13-5108880 022 C000008 498969 022 D000008 62063 022 A000009 SALOMON SMITH BARNEY INC. 022 B000009 11-2418191 022 C000009 455907 022 D000009 70937 022 A000010 MORGAN STANLEY DEAN WITTER & CO. 022 B000010 13-2655998 022 C000010 371727 022 D000010 58082 023 C000000 8657067 023 D000000 897486 026 A000000 N PAGE 10 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 045 00AA00 Y 046 00AA00 Y 047 00AA00 Y 048 00AA00 0.750 048 A01AA00 0 048 A02AA00 0.000 048 B01AA00 0 048 B02AA00 0.000 048 C01AA00 0 048 C02AA00 0.000 048 D01AA00 0 048 D02AA00 0.000 048 E01AA00 0 048 E02AA00 0.000 048 F01AA00 0 048 F02AA00 0.000 048 G01AA00 0 048 G02AA00 0.000 048 H01AA00 0 048 H02AA00 0.000 048 I01AA00 0 048 I02AA00 0.000 048 J01AA00 0 048 J02AA00 0.000 048 K01AA00 0 048 K02AA00 0.000 049 00AA00 N 050 00AA00 N 051 00AA00 N 052 00AA00 N 053 A00AA00 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 N 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N PAGE 11 054 L00AA00 N 054 M00AA00 N 054 N00AA00 N 054 O00AA00 N 055 A00AA00 Y 055 B00AA00 N 056 00AA00 Y 057 00AA00 N 058 A00AA00 N 059 00AA00 Y 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 1000 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 Y 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 Y 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 Y 078 000000 N 080 A00AA00 ICI MUTUAL INSURANCE COMPANY 080 C00AA00 70000 081 A00AA00 Y 081 B00AA00 116 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 PAGE 12 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 008 A000101 PRUDENTIAL INVESTMENTS LLC 008 B000101 A 008 C000101 801-31104 008 D010101 NEWARK 008 D020101 NJ 008 D030101 07102 008 D040101 4077 008 A000102 PRUDENTIAL INVESTMENT MANAGEMENT, INC. 008 B000102 S 008 C000102 801-22808 008 D010102 NEWARK 008 D020102 NJ 008 D030102 07102 008 D040102 4077 008 A000103 JENNISON ASSOCIATES LLC 008 B000103 S 008 C000103 801-5608 008 D010103 NEW YORK 008 D020103 NY 008 D030103 10017 008 A000104 PACIFIC INVESTMENT MANAGEMENT COMPANY 008 B000104 S 008 C000104 801-48187 008 D010104 NEWPORT BEACH 008 D020104 CA 008 D030104 92660 008 A000105 FRANKLIN ADVISERS, INC. 008 B000105 S 008 C000105 801-26292 008 D010105 SAN MATEO 008 D020105 CA 008 D030105 94404 008 A000106 EARNEST PARTNERS, LLC 008 B000106 S 008 C000106 801-56189 008 D010106 ATLANTA 008 D020106 GA 008 D030106 30309 024 000100 Y 025 A000101 LEHMAN BROTHERS 025 B000101 13-2518466 025 C000101 E 025 D000101 499 025 A000102 MERRILL LYNCH & CO. 025 B000102 13-5674085 PAGE 13 025 C000102 E 025 D000102 207 025 A000103 GOLDMAN SACHS & CO. 025 B000103 13-5108880 025 C000103 E 025 D000103 658 025 A000104 ABN-AMRO INCORPORATED 025 B000104 13-3227945 025 C000104 D 025 D000104 698 025 A000105 STATE STREET BANK & TRUST 025 B000105 04-1867445 025 C000105 D 025 D000105 139 025 A000106 GREENWICH CAPITAL MARKETS, INC. 025 B000106 13-3172275 025 C000106 D 025 D000106 3366 025 A000107 UBS WARBURG 025 B000107 13-3873456 025 C000107 D 025 D000107 3740 025 A000108 JP MORGAN 025 B000108 13-3224016 025 C000108 D 025 D000108 3366 028 A010100 4542 028 A020100 0 028 A030100 0 028 A040100 1311 028 B010100 7445 028 B020100 0 028 B030100 0 028 B040100 2048 028 C010100 7702 028 C020100 637 028 C030100 0 028 C040100 1736 028 D010100 6228 028 D020100 0 028 D030100 0 028 D040100 2085 028 E010100 5850 028 E020100 0 028 E030100 0 028 E040100 2921 028 F010100 7694 028 F020100 613 028 F030100 0 028 F040100 4876 028 G010100 39461 PAGE 14 028 G020100 1250 028 G030100 0 028 G040100 14977 028 H000100 21813 029 000100 Y 030 A000100 267 030 B000100 5.00 030 C000100 1.00 031 A000100 12 031 B000100 0 032 000100 0 033 000100 255 034 000100 Y 035 000100 177 036 A000100 Y 036 B000100 0 037 000100 N 038 000100 0 039 000100 N 040 000100 Y 041 000100 Y 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 100 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 043 000100 907 044 000100 0 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 0 063 B000100 0.0 PAGE 15 066 A000100 Y 066 B000100 N 066 C000100 N 066 D000100 N 066 E000100 Y 066 F000100 N 066 G000100 N 067 000100 Y 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 Y 070 C010100 Y 070 C020100 Y 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 Y 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 Y 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 Y 070 R020100 N 071 A000100 382888 071 B000100 359473 071 C000100 106342 071 D000100 338 PAGE 16 072 A000100 12 072 B000100 4194 072 C000100 419 072 D000100 0 072 E000100 0 072 F000100 797 072 G000100 0 072 H000100 0 072 I000100 113 072 J000100 355 072 K000100 0 072 L000100 70 072 M000100 15 072 N000100 73 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 27 072 S000100 8 072 T000100 907 072 U000100 0 072 V000100 0 072 W000100 3 072 X000100 2368 072 Y000100 0 072 Z000100 2245 072AA000100 7815 072BB000100 13530 072CC010100 0 072CC020100 8612 072DD010100 1273 072DD020100 903 072EE000100 0 073 A010100 0.1800 073 A020100 0.2500 073 B000100 0.0000 073 C000100 0.0000 074 A000100 173 074 B000100 15247 074 C000100 5252 074 D000100 69126 074 E000100 190 074 F000100 44795 074 G000100 0 074 H000100 0 074 I000100 1 074 J000100 10507 074 K000100 0 074 L000100 1923 074 M000100 106 074 N000100 147320 PAGE 17 074 O000100 29866 074 P000100 158 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 551 074 S000100 0 074 T000100 116745 074 U010100 7833 074 U020100 5445 074 V010100 8.79 074 V020100 8.81 074 W000100 0.0000 074 X000100 9416 074 Y000100 0 075 A000100 0 075 B000100 106274 076 000100 0.00 008 A000201 PRUDENTIAL INVESTMENTS LLC 008 B000201 A 008 C000201 801-31104 008 D010201 NEWARK 008 D020201 NJ 008 D030201 07102 008 D040201 4077 008 A000202 PRUDENTIAL INVESTMENT MANAGEMENT, INC. 008 B000202 S 008 C000202 801-22808 008 D010202 NEWARK 008 D020202 NJ 008 D030202 07102 008 A000203 JENNISON ASSOCIATES LLC 008 B000203 S 008 C000203 801-5608 008 D010203 NEW YORK 008 D020203 NY 008 D030203 10017 008 A000204 LAZARD ASSET MANAGEMENT 008 B000204 S 008 C000204 801-50349 008 D010204 NEW YORK 008 D020204 NY 008 D030204 10112 008 D040204 6300 008 A000205 PACIFIC INVESTMENT MANAGEMENT COMPANY 008 B000205 S 008 C000205 801-48187 008 D010205 NEWPORT BEACH 008 D020205 CA 008 D030205 92660 PAGE 18 008 A000206 FRANKLIN ADVISERS, INC. 008 B000206 S 008 C000206 801-26292 008 D010206 SAN MATEO 008 D020206 CA 008 D030206 94404 008 A000207 EARNEST PARTNERS, LLC 008 B000207 S 008 C000207 801-56189 008 D010207 ATLANTA 008 D020207 GA 008 D030207 30309 024 000200 Y 025 A000201 GREENWICH CAPITAL MARKETS, INC. 025 B000201 06-1415808 025 C000201 D 025 D000201 90 025 A000202 UBS WARBURG 025 B000202 13-3340045 025 C000202 D 025 D000202 100 025 A000203 BANK OF AMERICA SECURITIES 025 B000203 36-0947896 025 C000203 D 025 D000203 123 025 A000204 JP MORGAN 025 B000204 13-3224016 025 C000204 D 025 D000204 90 025 A000205 MORGAN STANLEY 025 B000205 13-2655998 025 C000205 E 025 D000205 178 025 D000206 0 025 D000207 0 025 D000208 0 028 A010200 7207 028 A020200 0 028 A030200 0 028 A040200 4464 028 B010200 13243 028 B020200 0 028 B030200 0 028 B040200 4608 028 C010200 13279 028 C020200 0 028 C030200 0 028 C040200 4155 028 D010200 7385 028 D020200 0 028 D030200 0 PAGE 19 028 D040200 3251 028 E010200 6812 028 E020200 0 028 E030200 0 028 E040200 5633 028 F010200 5538 028 F020200 1192 028 F030200 0 028 F040200 5292 028 G010200 53464 028 G020200 1192 028 G030200 0 028 G040200 27403 028 H000200 28132 029 000200 Y 030 A000200 449 030 B000200 5.00 030 C000200 1.00 031 A000200 33 031 B000200 0 032 000200 0 033 000200 416 034 000200 Y 035 000200 333 036 A000200 Y 036 B000200 0 037 000200 N 038 000200 0 039 000200 N 040 000200 Y 041 000200 Y 042 A000200 0 042 B000200 0 042 C000200 0 042 D000200 100 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 043 000200 1717 044 000200 0 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 PAGE 20 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 063 A000200 0 063 B000200 0.0 066 A000200 Y 066 B000200 N 066 C000200 N 066 D000200 N 066 E000200 Y 066 F000200 N 066 G000200 N 067 000200 Y 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 Y 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N PAGE 21 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 Y 070 R020200 N 071 A000200 491467 071 B000200 457746 071 C000200 210882 071 D000200 217 072 A000200 12 072 B000200 5402 072 C000200 1591 072 D000200 0 072 E000200 0 072 F000200 1642 072 G000200 0 072 H000200 0 072 I000200 295 072 J000200 441 072 K000200 0 072 L000200 168 072 M000200 17 072 N000200 63 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 27 072 S000200 26 072 T000200 1717 072 U000200 0 072 V000200 0 072 W000200 7 072 X000200 4403 072 Y000200 0 072 Z000200 2590 072AA000200 15406 072BB000200 36397 072CC010200 0 072CC020200 19645 072DD010200 1488 072DD020200 2632 072EE000200 0 073 A010200 0.2700 073 A020200 0.1600 073 B000200 0.0000 073 C000200 0.0000 074 A000200 652 074 B000200 7829 074 C000200 14756 074 D000200 68655 PAGE 22 074 E000200 764 074 F000200 131663 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 23330 074 K000200 0 074 L000200 0 074 M000200 2260 074 N000200 249909 074 O000200 40636 074 P000200 282 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 73 074 R040200 671 074 S000200 0 074 T000200 208247 074 U010200 5712 074 U020200 17856 074 V010200 8.86 074 V020200 8.83 074 W000200 0.0000 074 X000200 25225 074 Y000200 0 075 A000200 0 075 B000200 218921 076 000200 0.00 008 A000301 PRUDENTIAL INVESTMENTS LLC 008 B000301 A 008 C000301 801-31104 008 D010301 NEWARK 008 D020301 NJ 008 D030301 07102 008 D040301 4077 008 A000302 DELETE 008 A000303 JENNISON ASSOCIATES LLC 008 B000303 S 008 C000303 801-5608 008 D010303 NEW YORK 008 D020303 NY 008 D030303 10017 008 A000304 LAZARD ASSET MANAGEMENT 008 B000304 S 008 C000304 801-50349 008 D010304 NEW YORK 008 D020304 NY 008 D030304 10112 008 D040304 6300 008 A000305 FRANKLIN ADVISERS, INC. PAGE 23 008 B000305 S 008 C000305 801-26292 008 D010305 SAN MATEO 008 D020305 CA 008 D030305 94403 008 A000306 EARNST PARTNERS, LLC 008 B000306 S 008 C000306 801-56189 008 D010306 ATLANTA 008 D020306 GA 008 D030306 30309 024 000300 Y 025 A000301 GOLDMAN SACHS & CO. 025 B000301 13-5108880 025 C000301 E 025 D000301 1346 025 A000302 LEHMAN BROTHERS INC. 025 B000302 13-2518466 025 C000302 E 025 D000302 941 025 A000303 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 025 B000303 13-5674085 025 C000303 E 025 D000303 424 025 A000304 MORGAN STANLEY DEAN WITTER & CO. 025 B000304 13-2655998 025 C000304 E 025 D000304 149 025 A000305 GREENWICH CAPITAL MARKETS, INC. 025 B000305 06-1415808 025 C000305 D 025 D000305 90 025 A000306 UBS WARBURG 025 B000306 13-3340045 025 C000306 D 025 D000306 100 025 A000307 BANK OF AMERICA SECURITIES, INC. 025 B000307 36-0947895 025 C000307 D 025 D000307 124 025 A000308 JP MORGAN 025 B000308 13-3224016 025 C000308 D 025 D000308 90 028 A010300 4761 028 A020300 0 028 A030300 0 028 A040300 2582 028 B010300 7914 028 B020300 0 028 B030300 0 PAGE 24 028 B040300 2409 028 C010300 7819 028 C020300 0 028 C030300 0 028 C040300 3256 028 D010300 3888 028 D020300 0 028 D030300 0 028 D040300 3704 028 E010300 3750 028 E020300 0 028 E030300 0 028 E040300 5288 028 F010300 2728 028 F020300 0 028 F030300 0 028 F040300 5174 028 G010300 30860 028 G020300 0 028 G030300 0 028 G040300 22413 028 H000300 20795 029 000300 Y 030 A000300 309 030 B000300 5.00 030 C000300 1.00 031 A000300 1 031 B000300 0 032 000300 0 033 000300 308 034 000300 Y 035 000300 224 036 A000300 Y 036 B000300 0 037 000300 N 038 000300 0 039 000300 N 040 000300 Y 041 000300 Y 042 A000300 0 042 B000300 0 042 C000300 0 042 D000300 100 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 043 000300 920 044 000300 0 062 A000300 N 062 B000300 0.0 PAGE 25 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 063 A000300 0 063 B000300 0.0 066 A000300 Y 066 B000300 N 066 C000300 Y 066 D000300 N 066 E000300 N 066 F000300 N 066 G000300 N 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 Y 070 B010300 Y 070 B020300 Y 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 Y PAGE 26 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 N 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 162986 071 B000300 148278 071 C000300 151304 071 D000300 98 072 A000300 12 072 B000300 201 072 C000300 1772 072 D000300 0 072 E000300 0 072 F000300 1206 072 G000300 0 072 H000300 0 072 I000300 352 072 J000300 320 072 K000300 0 072 L000300 100 072 M000300 14 072 N000300 72 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 27 072 S000300 25 072 T000300 1309 072 U000300 0 072 V000300 0 072 W000300 5 072 X000300 3430 072 Y000300 0 072 Z000300 -1457 072AA000300 15104 072BB000300 35893 072CC010300 0 072CC020300 17091 072DD010300 0 072DD020300 0 072EE000300 392 PAGE 27 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0200 073 C000300 0.0000 074 A000300 10 074 B000300 4992 074 C000300 2938 074 D000300 0 074 E000300 30 074 F000300 133638 074 G000300 0 074 H000300 0 074 I000300 0 074 J000300 1711 074 K000300 0 074 L000300 531 074 M000300 0 074 N000300 143850 074 O000300 3525 074 P000300 192 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 10 074 R040300 378 074 S000300 0 074 T000300 139745 074 U010300 3620 074 U020300 13342 074 V010300 8.38 074 V020300 0.00 074 W000300 0.0000 074 X000300 29355 074 Y000300 0 075 A000300 0 075 B000300 160756 076 000300 0.00 SIGNATURE GRACE C. TORRES TITLE TREASURER EX-99 3 auditletter.txt AUDIT LETTER Report of Independent Accountants To the Shareholders and Trustees of Strategic Partners Asset Allocation Funds In planning and performing our audit of the financial statements of Strategic Partners Asset Allocation Funds (the "Funds", consisting of Strategic Partners Conservative Growth Fund, Strategic Partners Moderate Growth Fund and Strategic Partners High Growth Fund) for the year ended July 31, 2002, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Fund is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that controls may become inadequate because of changes in conditions or that the effectiveness of their design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of July 31, 2002. This report is intended solely for the information and use of the Trustees, management and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP September 25, 2002 To the Shareholders and Trustees of Strategic Partners Asset Allocation Funds (2) EX-99.77D POLICIES 4 attach77d1.txt 77D1 Strategic Partners Asset Allocation Funds For the fiscal year ended 7/31/02 File number 811-08915 SUB-ITEM 77D Policies With Respect to Security Investment Strategic Partners Asset Allocation Funds Strategic Partners Conservative Growth Fund Strategic Partners Moderate Growth Fund Strategic Partners High Growth Fund Prospectus dated October 1, 2001 Supplement dated December 18, 2001 Effective December 20, 2001, EARNEST Partners, LLC (EARNEST Partners) will replace The Dreyfus Corporation (Dreyfus) as subadviser to the small- and mid-cap value equity segments of each Fund. 1. References to Dreyfus in the tables on pages 4, 6 and 8 of the prospectus should be replaced with references to EARNEST Partners. 2. The following replaces the discussion of Dreyfus' investment style, on page 21 of the prospectus under the heading "How the Funds Invest Investment Objective and Policies Equity Segments." EARNEST Partners focuses on stocks of small- and medium-size companies, using a value investment style. EARNEST Partners employs a fundamental analysis screening process, called Return Pattern Recognition?, which identifies factors that EARNEST Partners believes to be helpful in selecting stocks that will outperform the Russell 2000 Value Index. EARNEST Partners' investment team conducts intensive fundamental analysis on the highest-ranking stocks identified by its Return Pattern Recognition? model. EARNEST Partners' fundamental company analysis consists of an industry review, a competitive framework analysis, review of the company's current and prospective financials, an assessment of the effect of current news on the company and an evaluation of the company's management. EARNEST Partners controls risk by using a statistical approach called "downside deviation," which measures and controls the prospects of substantially underperforming the broader small- and medium-size company market. EARNEST Partners will sell a portfolio holding when it identifies meaningful adverse information that would cause the holding to fail the fundamental review described above. In addition, since EARNEST Partners seeks to hold a consistent number of equity securities in the segment, it will replace a portfolio holding if it identifies a more promising investment. 3. The following replaces the discussion of Dreyfus on page 39 of the prospectus. EARNEST Partners, LLC Effective December 20, 2001, EARNEST Partners will replace Dreyfus as a subadviser of the small- and mid-cap value equity segments of each Fund. EARNEST Partners is a wholly owned subsidiary of EARNEST Holdings, LLC, an employee-owned company in which Paul E. Viera, Jr. (whose background is described below) holds a controlling interest. Founded in 1998, EARNEST Partners had $3.1 billion in assets under management as of September 30, 2001. The address of EARNEST Partners is 75 14th St., Suite 2300, Atlanta, GA 30309. Paul E. Viera, Jr., Chief Executive Officer and Partner of EARNEST Partners, will manage the EARNEST Partners segment of each Fund. A founding member of EARNEST Partners, he previously served as a Global Partner of, and portfolio manager with, INVESCO Capital Management from 1991 to 1998. T: \Cluster 4\Nsars\Asset Allocation\2002\9-02\77d1 1 2 MFSP504C1 EX-99.77D POLICIES 5 attach77d2.txt 77D2 Strategic Partners Asset Allocation Funds For the fiscal year ended 7/31/02 File number 811-08915 SUB-ITEM 77D Policies With Respect to Security Investment Strategic Partners Mutual Funds Supplement dated December 28, 2001. In this Supplement, each investment portfolio to which this Supplement relates is referred to as a "Fund." Effective January 15, 2002, each Fund is changing the time at which it calculates its net asset value per share (NAV) from 4:15 p.m. New York time to the close of regular trading on the New York Stock Exchange (NYSE), usually 4:00 p.m. New York time, as described below. This change also affects the time by which a Fund must receive orders to buy, sell or exchange Fund shares in order to receive the same day's NAV. This Supplement also discusses when a Fund may fair value a security instead of using market quotations. The information in this Supplement supersedes any contrary information that may be contained either in the prospectuses to which this Supplement relates or in the statements of additional information that correspond to these Funds. This Supplement relates to various sections within the prospectus section generally entitled "How to Buy, Sell and Exchange Shares of the Fund." 1. The following modifies the section entitled "How to Buy SharesStep 3: Understanding the Price You'll Pay." A Fund's portfolio securities are valued based upon market quotations or, if not readily available, at fair value as determined in good faith under procedures established by the Board that oversees the Fund's operations. A Fund also may use fair value pricing if it determines that a market quotation is not reliable based, among other things, on events that occur after the quotation is derived or after the close of the primary market on which the security is traded, but before the time that the Fund's NAV is determined. In the case of a Fund that invests in foreign securities, this use of fair value pricing most commonly occurs with securities that are primarily traded outside the U.S., but also may occur with U.S.-traded securities. The fair value of a portfolio security that a Fund uses to determine its NAV may differ from the security's quoted or published price. For purposes of computing a Fund's NAV, we will value the Fund's futures contracts 15 minutes after the close of regular trading on the NYSE. Except when we fair value securities or as noted below, in the case of a Fund that invests in foreign securities, we normally value each foreign security held by the Fund as of the close of the security's primary market. We determine each Fund's NAV once each business day at the close of regular trading on the NYSE, usually 4:00 p.m. New York time. The NYSE is closed on most national holidays and Good Friday. In the case of a Fund that invests in foreign securities, we do not price, and you will not be able to purchase or redeem, the Fund's shares on days when the NYSE is closed but the primary markets for these securities are open, even though the value of the Fund's foreign securities may have changed. Conversely, a Fund that invests in foreign securities will ordinarily price its shares, and you may purchase and redeem shares, on days that the NYSE is open but foreign securities markets are closed. We may not determine the Fund's NAV on days when we have not received any orders to purchase, sell or exchange Fund shares, or when changes in the value of the Fund's portfolio do not materially affect its NAV. Most national newspapers report the NAVs of larger mutual funds, allowing investors to check the prices of those funds daily. 2. The following is added to the end of the section entitled "How to Buy SharesWhat Price Will You Pay for Shares of the Fund?" Unless regular trading on the NYSE closes before 4:00 p.m., your order to purchase must be received by 4:00 p.m. New York time in order to receive that day's NAV. In the event that regular trading on the NYSE closes before 4:00 p.m. New York time, you will receive the following day's NAV if your order to purchase is received after the close of regular trading on the NYSE. 3. The following modifies the section entitled "How to Sell Your Shares." If your broker holds your shares, your broker must receive your order to sell by 4:00 p.m. New York time to process the sale on that day. In the event that regular trading on the NYSE closes before 4:00 p.m. New York time, you will receive the following day's NAV if your order to sell is received after the close of regular trading on the NYSE. 4. The following modifies the first paragraph of the section entitled "Telephone Redemptions or Exchanges." You may redeem or exchange your shares in any amount by calling the Fund at (800) 225-1852 before 4:00 p.m. New York time. You will receive a redemption or exchange amount based on that day's NAV. In the event that regular trading on the NYSE closes before 4:00 p.m. New York time, you will receive the following day's NAV if your order to sell or exchange is received after the close of regular trading on the NYSE. 5. The following modifies the section entitled "Expedited Redemption Privilege." A Fund must receive requests for expedited redemption prior to 4:00 p.m. New York time to receive a redemption amount based on the day's NAV. In the event that regular trading on the NYSE closes before 4:00 p.m., you will receive the following day's NAV if your order to sell is received after the close of regular trading on the NYSE. The information in this Supplement relates to the prospectuses indicated below. Fund Name Date of Prospectus Strategic Partners Asset Allocation Funds October 1, 2001 Strategic Partners Conservative Growth Fund Strategic Partners Moderate Growth Fund Strategic Partners High Growth Fund Strategic Partners Opportunity Funds Strategic Partners Focused Growth Fund April 27, 2001 Strategic Partners New Era Growth Fund April 27, 2001 Strategic Partners Focused Value Fund February 13, 2001 Strategic Partners Style Specific Funds October 1, 2001 Strategic Partners Large Capitalization Growth Fund Strategic Partners Large Capitalization Value Fund Strategic Partners Small Capitalization Growth Fund Strategic Partners Small Capitalization Value Fund Strategic Partners International Equity Fund Strategic Partners Total Return Bond Fund T: \Cluster 4\Nsars\Asset Allocation\2002\9-02\77d2 MFSP2001C2 EX-99.77D POLICIES 6 attach77d3.txt 77D3 Strategic Partners Asset Allocation Funds For the fiscal year ended 7/31/02 File number 811-08915 SUB-ITEM 77D Policies With Respect to Security Investment Strategic Partners Asset Allocation Funds Strategic Partners Opportunity Funds Strategic Partners Style Specific Funds Supplement dated March 25, 2002 LIMITED OFFER The following information amends the section of each Strategic Partners Fund's Prospectus entitled "How to Buy, Sell and Exchange Shares of the Fund(s)Waiving Class C's Initial Sales Charge" and amends the section of each such Fund's Statement of Additional Information (SAI) entitled "Purchase, Redemption and Pricing of Fund Shares Waiver of Initial Sales Charge Class C Shares:" Beginning March 25, 2002, investors may purchase Class C shares of Funds within the Strategic Partners mutual fund family (the Strategic Partners Funds) without paying the initial sales charge. Consequently, you may purchase Class C shares of the Strategic Partners Funds at their next calculated net asset value. This Limited Offer is subject to the following conditions and limitations: This Limited Offer is expected to continue until April 23,2002. However, the Limited Offer period may be shortened or extended at the Funds' discretion. The Limited Offer is open to all investors, except as noted below, but the total amount of Class C shares available to investors under the Limited Offer is subject to allocation limits that are based on the type of selling organization through which the investor purchases shares of the Strategic Partners Funds. Investors should consult their financial professional for additional information. This Limited Offer is not available to investors with accounts maintained, administered or otherwise sponsored by Prudential Retirement Services, wrap accounts, and PruChoice accounts. In addition, the Limited Offer does not apply to Class C shares of a Strategic Partners Fund that are acquired through an exchange from any other Strategic Partners Fund. The following information is added to the section of each Strategic Partners Fund Prospectus entitled "Risk/Return Summary Fees and Expenses Example:" This example will help you compare the cost of investing in Class C shares of the Strategic Partners Funds during the Limited Offer with the cost of investing in other mutual funds. The example assumes that you invest $10,000 in each Strategic Partners Fund's Class C shares for the time periods indicated and then sell all of your shares at the end of those periods. The example also assumes that your investment has a 5% return each year and that the operating expenses of the Class C shares of each Strategic Partners Fund available through the Limited Offer remain the same, except for any distribution and service (12b-1) fee waivers and overall expense limitations that may be in effect. Although your actual costs may be higher or lower, based on these assumptions, your costs would be: Strategic Partners Fund 1YR* 3 YRS 5 YRS 10 YRS Conservative Growth $350 ($250) $ 770 $1,316 $2,806 Moderate Growth $332 ($232) $ 715 $1,225 $2,626 High Growth $342 ($242) $ 745 $1,275 $2,726 Focused Growth $335 ($235) $ 724 $1,240 $2,656 New Era Growth $342 ($242) $ 745 $1,275 $2,726 Focused Value $317 ($217) $ 670 $1,149 $2,472 Large Capitalization Growth $312 ($212) $ 655 $1,124 $2,421 Large Capitalization Value $338 ($238) $ 783 $1,354 $2,907 Small Capitalization Growth $363 ($263) $ 924 $1,610 $3,437 Small Capitalization Value $373 ($273) $ 942 $1,634 $3,478 International Equity $378 ($278) $1,007 $1,757 $3,733 Total Return Bond $258 ($158) $ 607 $1,083 $2,397 * Because Class C shares are subject to a contingent deferred sales charge (CDSC) of 1% on shares sold within 18 months after purchase, the amount in parentheses represents your expenses on the same investment if you do not sell your shares during the first year after purchase. Because no CDSC applies after 18 months, there is no difference in expenses for shares whether or not they are sold after being held for three, five or ten years. T: \Cluster 4\Nsars\Asset Allocation\2002\9-02\77d3 The information in this Supplement supersedes any contrary information that may be contained either in the Prospectuses to which this Supplement relates or in the SAIs that correspond to these Funds. The information in this Supplement relates to the following prospectuses and SAIs: Fund Name Date of Prospectus/SAI Strategic Partners Asset Allocation Funds October 1, 2001 Strategic Partners Conservative Growth Fund Strategic Partners Moderate Growth Fund Strategic Partners High Growth Fund Strategic Partners Opportunity Funds Strategic Partners Focused Growth Fund April 27, 2001 Strategic Partners New Era Growth Fund April 27, 2001 Strategic Partners Focused Value Fund February 13, 2001 Strategic Partners Style Specific Funds October 1, 2001 Strategic Partners Large Capitalization Growth Fund Strategic Partners Large Capitalization Value Fund Strategic Partners Small Capitalization Growth Fund Strategic Partners Small Capitalization Value Fund Strategic Partners International Equity Fund Strategic Partners Total Return Bond Fund T: \Cluster 4\Nsars\Asset Allocation\2002\9-02\77d3 MFSP2002C1 EX-99.77D POLICIES 7 attach77d4.txt 77D4 Strategic Partners Asset Allocation Funds For the fiscal year ended 7/31/02 File number 811-08915 SUB-ITEM 77D Policies With Respect to Security Investment Strategic Partners Asset Allocation Funds Strategic Partners Conservative Growth Fund Strategic Partners Moderate Growth Fund Supplement dated March 25, 2002 to the prospectus and statement of additional information dated October 1, 2001. Effective May 1, 2002, for hedging purposes only, each Fund listed above may invest in futures contracts on 10-year interest rate swaps (Swap Futures). Pursuant to its general authority to invest in certain derivatives, each such Fund currently may invest up to 5% of its total assets in aggregate initial margin payments on all futures contracts, including Swap Futures. Swap Futures are described below. The information in this supplement supersedes any contrary information that may be contained either in the Funds' prospectus or statement of additional information (SAI). 1. On page 26 of the prospectus, the following is added to the section entitled "How the Funds Invest Other Investments and Strategies Derivative Strategies Futures Contracts and Related Options." Each of the Strategic Partners Conservative Growth and Moderate Growth Funds may also invest in futures contracts on 10- year interest rate swaps to hedge the Fund's assets, that is, to protect the Fund's assets from a decline in value. 2. On page B-25 of the SAI, the following is added to the section entitled "Description of the Funds, Their Investments and Risks Risk Management and Return Enhancement Strategies Futures Contracts." Futures contracts on 10-year interest rate swaps (Swap Futures), introduced by the Chicago Board of Trade in October 2001, are a vehicle for hedging credit and interest rate exposure, referenced to long-dated LIBOR. Swap Futures cash settle at expiration at a price based on the International Swaps and Derivatives Association Benchmark Rate for a 10-year U.S. dollar interest rate swap on the last day of trading, as published on the following business day by the Federal Reserve Board in its Daily Update to the H.15 Statistical Release. Swap Futures attempt to replicate the pricing of interest rate swaps. The $100,000 par value trading unit of a Swap Futures contract represents the fixed-rate side of a 10-year interest rate swap with a $100,000 notional value that exchanges semiannual fixed- rate payments at a 6% annual rate for floating-rate payments based on 3-month LIBOR. Swap Futures trade in price terms quoted in points ($1,000) and 32nds of a point ($31.25) of the $100,000 notional par value. The contract settlement-date cycle is March, June, September and December, which is comparable to other fixed-income futures contracts. Because Swap Futures are traded on an exchange and cleared though the AAA-rated Chicago Board of Trade Clearing Corporation, there is minimal counterparty or default risk, although, as with all futures contracts, the Fund could experience delays and/or losses associated with the bankruptcy of a broker through which the Fund engages in futures transactions or the failure of the Chicago Board of Trade Clearing Corporation. Investing in Swap Futures is subject to the same risks of investing in other futures contracts on financial instruments, which are described above. T: \Cluster 4\Nsars\Asset Allocation\2002\9-02\77d4 2 MFSP504C2 EX-99.77D POLICIES 8 attach77d5.txt 77D5 Strategic Partners Asset Allocation Funds For the fiscal year ended 7/31/02 File number 811-08915 SUB-ITEM 77D Policies With Respect to Security Investment STRATEGIC PARTNERS ASSET ALLOCATION FUNDS STRATEGIC PARTNERS OPPORTUNITY FUNDS STRATEGIC PARTNERS STYLE SPECIFIC FUNDS Supplement dated April 11, 2002 to the statements of additional information (each an SAI) dated as shown below. Add the following at the end of the SAI section entitled "Purchase, Redemption and Pricing of Fund Shares Waiver of Initial Sales Charge Class C Shares." This information supersedes that contained in the SAI supplement dated March 25, 2002. Limited Offer. For a limited time that began March 25, 2002, investors could purchase Class C shares of Funds within the Strategic Partners mutual fund family without an initial sales charge. For each Strategic Partners Fund, the Limited Offer is expected to continue until the earlier of April 23, 2002 or the date that the aggregate amount of Class C shares sold pursuant to the Limited Offer amounts to approximately $100 million. Of this amount, approximately $70 million is available to investors who acquire Class C shares through affiliates of Prudential Financial, Inc. (Prudential) and approximately $30 million is available to investors who acquire Class C shares through broker dealers, investment advisers and financial planners that are not affiliated with Prudential. The Limited Offer period may be shortened or extended at the Funds' discretion. The information in this supplement relates to the following SAIs: Fund Name D a t e o f S A I Strategic Partners Asset Allocation Funds O c t o b e r 1 , 2 0 0 1 Strategic Partners Conservative Growth Fund Strategic Partners Moderate Growth Fund Strategic Partners High Growth Fund Strategic Partners Opportunity Funds Strategic Partners Focused Growth and New Era Growth Funds A p r i l 2 7 , 2 0 0 1 Strategic Partners Focused Value Fund F e b r u a r y 1 3 , 2 0 0 1 Strategic Partners Style Specific Funds O c t o b e r 1 , 2 0 0 1 Strategic Partners Large Capitalization Growth Fund Strategic Partners Large Capitalization Value Fund Strategic Partners Small Capitalization Growth Fund Strategic Partners Small Capitalization Value Fund Strategic Partners International Equity Fund Strategic Partners Total Return Bond Fund MFSP2002C3 T: \Cluster 4\Nsars\Asset Allocation\2002\9-02\77d5 4 K:\MTLFUNDS\NSAR\Div_fds\Ann0702\77D5.doc EX-99.77D POLICIES 9 attach77d6.txt 77D6 Strategic Partners Asset Allocation Funds For the fiscal year ended 7/31/02 File number 811-08915 SUB-ITEM 77D Policies With Respect to Security Investment STRATEGIC PARTNERS ASSET ALLOCATION FUNDS Strategic Partners Conservative Growth Fund Strategic Partners Moderate Growth Fund Strategic Partners High Growth Fund Supplement dated April 30, 2002 to the prospectus and statement of additional information (SAI) dated October 1, 2001. The information in this supplement applies to purchases and sales of Class A and Class C shares of the Funds listed above by investors who purchase Fund shares through certain broker-dealers that are not affiliated with Prudential Financial, Inc. (Unaffiliated Brokers). The following information modifies the prospectus sections entitled "Risk/Return Summary Fees and Expenses" and "How to Buy, Sell and Exchange Shares of the Funds" and the SAI section entitled "Purchase, Redemption and Pricing of Fund Shares." The following information supersedes any contrary information that may be contained either in the Funds' prospectus or in their SAI. The changes described below will take effect on May 1, 2002. Class A Contingent Deferred Sales Charge (CDSC). Investors who purchase $1 million or more of Class A shares of a Strategic Partners Fund are subject to a CDSC of 1% for shares redeemed within 12 months of purchase. This charge is waived for all such Class A shareholders other than those who purchased their shares through certain Unaffiliated Brokers. Waiver of Class C Initial Sales Charge. Investors who purchase Class C shares through certain Unaffiliated Brokers may purchase Class C shares without paying the 1% initial sales charge. T: \Cluster 4\Nsars\Asset Allocation\2002\9-02\77d6 2 MFSP2002C1 K:\MTLFUNDS\NSAR\Div_fds\Ann0702\77D6.doc EX-99.77O RULE 10F-3 10 attach77o.txt 77O Strategic Partners Asset Allocation Funds - - Strategic Partners Conservative Growth Fund - - Strategic Partners Moderate Growth Fund - - Strategic Partners High Growth Fund For the fiscal year ended 7/31/02 File number 811-08915 Strategic Partners Conservative Growth Fund SUB-ITEM 77 0 EXHIBITS Transactions Effected Pursuant to Rule 10f-3 1. Name of Issuer Anthem, Inc. 2. Date of Purchase 10/29/01 3. Number of Securities Purchased 2,000 4. Dollar Amount of Purchase $72,000.00 5. Price Per Unit $36.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Goldman Sachs 7. Other Members of the Underwriting Syndicate Merrill Lynch & Co. Goldman, Sachs & Co. Morgan Stanley JP Morgan Banc of America Securities LLC Credit Suisse First Boston Lehman Brothers UBS Warburg ABN AMRO Rothschild LLC Dresdner Kleinwort Wasserstein A.G. Edwards & Sons, Inc. McDonald Investments Inc. Utendahl Capital Partners, L.P. BNY Capital Markets, Inc Dain Rauscher Incorporated Epoch Securities, Inc. First Union Securities, Inc. Edward D. Jones & Co., L.P. Keefe, Bruyette & Woods, Inc. Prudential Securities Incorporated Sandler O'Neill& Partners, L.P. SunTrust Capital Markets, Inc. Wells Fargo Van Kasper, LLC Advest, Inc. Robert W. Baird & Co. Incorporated William Blair & Company, LLC Blaylock & Partners, L.P. Dowling & Partners, L.P. C.L. King & Associates, Inc. Legg Mason Wood Walker, Incorporated Loop Capital Markets, LLC Melvin Securities, L.L.C. NatCity Investments, Inc. Neuberget Berman, LLC Ramirez & Co., Inc. Stephens Inc. Stifel, Nicholaus & Company, Incorporated May Davis Group, Inc. 8. Board of Directors determine no less frequently than quarterly that all purchases made during the preceding quarter were effected in compliance with such procedures that are reasonably designed to provide that the purchase complies with all the conditions of Rule 10f-3 of the Investment Company Act. Strategic Partners Moderate Growth Fund For the fiscal year ended 7/31/02 File number 811-08915 SUB-ITEM 77 0 EXHIBITS Transactions Effected Pursuant to Rule 10f-3 1. Name of Issuer Anthem, Inc. 2. Date of Purchase 10/29/01 3. Number of Securities Purchased 5,600 4. Dollar Amount of Purchase $201,600.00 5. Price Per Unit $36.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Goldman Sachs 7. Other Members of the Underwriting Syndicate Merrill Lynch & Co. Goldman, Sachs & Co. Morgan Stanley JP Morgan Banc of America Securities LLC Credit Suisse First Boston Lehman Brothers UBS Warburg ABN AMRO Rothschild LLC Dresdner Kleinwort Wasserstein A.G. Edwards & Sons, Inc. McDonald Investments Inc. Utendahl Capital Partners, L.P. BNY Capital Markets, Inc Dain Rauscher Incorporated Epoch Securities, Inc. First Union Securities, Inc. Edward D. Jones & Co., L.P. Keefe, Bruyette & Woods, Inc. Prudential Securities Incorporated Sandler O'Neill& Partners, L.P. SunTrust Capital Markets, Inc. Wells Fargo Van Kasper, LLC Advest, Inc. Robert W. Baird & Co. Incorporated William Blair & Company, LLC Blaylock & Partners, L.P. Dowling & Partners, L.P. C.L. King & Associates, Inc. Legg Mason Wood Walker, Incorporated Loop Capital Markets, LLC Melvin Securities, L.L.C. NatCity Investments, Inc. Neuberget Berman, LLC Ramirez & Co., Inc. Stephens Inc. Stifel, Nicholaus & Company, Incorporated May Davis Group, Inc. 8. Board of Directors determine no less frequently than quarterly that all purchases made during the preceding quarter were effected in compliance with such procedures that are reasonably designed to provide that the purchase complies with all the conditions of Rule 10f-3 of the Investment Company Act. Strategic Partners High Growth Fund For the fiscal year ended 7/31/02 File number 811-08915 SUB-ITEM 77 0 EXHIBITS Transactions Effected Pursuant to Rule 10f-3 1. Name of Issuer Anthem, Inc. 2. Date of Purchase 10/29/01 3. Number of Securities Purchased 5,300 4. Dollar Amount of Purchase $190,800.00 5. Price Per Unit $36.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Goldman Sachs 7. Other Members of the Underwriting Syndicate Merrill Lynch & Co. Goldman, Sachs & Co. Morgan Stanley JP Morgan Banc of America Securities LLC Credit Suisse First Boston Lehman Brothers UBS Warburg ABN AMRO Rothschild LLC Dresdner Kleinwort Wasserstein A.G. Edwards & Sons, Inc. McDonald Investments Inc. Utendahl Capital Partners, L.P. BNY Capital Markets, Inc Dain Rauscher Incorporated Epoch Securities, Inc. First Union Securities, Inc. Edward D. Jones & Co., L.P. Keefe, Bruyette & Woods, Inc. Prudential Securities Incorporated Sandler O'Neill& Partners, L.P. SunTrust Capital Markets, Inc. Wells Fargo Van Kasper, LLC Advest, Inc. Robert W. Baird & Co. Incorporated William Blair & Company, LLC Blaylock & Partners, L.P. Dowling & Partners, L.P. C.L. King & Associates, Inc. Legg Mason Wood Walker, Incorporated Loop Capital Markets, LLC Melvin Securities, L.L.C. NatCity Investments, Inc. Neuberget Berman, LLC Ramirez & Co., Inc. Stephens Inc. Stifel, Nicholaus & Company, Incorporated May Davis Group, Inc. 8. Board of Directors determine no less frequently than quarterly that all purchases made during the preceding quarter were effected in compliance with such procedures that are reasonably designed to provide that the purchase complies with all the conditions of Rule 10f-3 of the Investment Company Act. Strategic Partners Conservative Growth Fund For the fiscal year ended 7/31/02 File number 811-08915 SUB-ITEM 77 0 EXHIBITS Transactions Effected Pursuant to Rule 10f-3 1. Name of Issuer CarAmerica 2. Date of Purchase 12/13/01 3. Number of Securities Purchased 11,100 4. Dollar Amount of Purchase $314,907.00 5. Price Per Unit $28.37 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Goldman Sachs 7. Other Members of the Underwriting Syndicate Goldman, Sachs, & Co. Salomon Smith Barney Inc. First Union Securities, Inc. Legg Mason Wood Walker, Incorporated Banc of America Securities LLC Deutsche Banc Alex. Brown Inc. A.G. Edwards & Sons, Inc. Commerzbank Capital Markets Corporation Credit Suisse First Boston Corporation Prudential Securities Incorporated 8. Board of Directors determine no less frequently than quarterly that all purchases made during the preceding quarter were effected in compliance with such procedures that are reasonably designed to provide that the purchase complies with all the conditions of Rule 10f-3 of the Investment Company Act. Strategic Partners Moderate Growth Fund For the six month period ended 7/31/02 File number 811-08915 SUB-ITEM 77 0 EXHIBITS Transactions Effected Pursuant to Rule 10f-3 1. Name of Issuer CarAmerica 2. Date of Purchase 12/13/01 3. Number of Securities Purchased 30,600 4. Dollar Amount of Purchase $868,122.00 5. Price Per Unit $28.37 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Goldman Sachs 7. Other Members of the Underwriting Syndicate Goldman, Sachs, & Co. Salomon Smith Barney Inc. First Union Securities, Inc. Legg Mason Wood Walker, Incorporated Banc of America Securities LLC Deutsche Banc Alex. Brown Inc. A.G. Edwards & Sons, Inc. Commerzbank Capital Markets Corporation Credit Suisse First Boston Corporation Prudential Securities Incorporated 8. Board of Directors determine no less frequently than quarterly that all purchases made during the preceding quarter were effected in compliance with such procedures that are reasonably designed to provide that the purchase complies with all the conditions of Rule 10f-3 of the Investment Company Act. Strategic Partners High Growth Fund For the fiscal year ended 7/31/02 File number 811-08915 SUB-ITEM 77 0 EXHIBITS Transactions Effected Pursuant to Rule 10f-3 1. Name of Issuer CarAmerica 2. Date of Purchase 12/13/01 3. Number of Securities Purchased 28,500 4. Dollar Amount of Purchase $808,545.00 5. Price Per Unit $28.37 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Goldman Sachs 7. Other Members of the Underwriting Syndicate Goldman, Sachs, & Co. Salomon Smith Barney Inc. First Union Securities, Inc. Legg Mason Wood Walker, Incorporated Banc of America Securities LLC Deutsche Banc Alex. Brown Inc. A.G. Edwards & Sons, Inc. Commerzbank Capital Markets Corporation Credit Suisse First Boston Corporation Prudential Securities Incorporated 8. Board of Directors determine no less frequently than quarterly that all purchases made during the preceding quarter were effected in compliance with such procedures that are reasonably designed to provide that the purchase complies with all the conditions of Rule 10f-3 of the Investment Company Act. Strategic Partners Moderate Growth Fund For the fiscal year ended 7/31/02 File number 811-08915 SUB-ITEM 77 0 EXHIBITS Transactions Effected Pursuant to Rule 10f-3 1. Name of Issuer Principal Financial Group, Inc. 2. Date of Purchase 10/22/01 3. Number of Securities Purchased 10,991.89 4. Dollar Amount of Purchase $203,350.00 5. Price Per Unit $18.50 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Goldman Sachs 7. Other Members of the Underwriting Syndicate Goldman, Sachs, & Co. Credit Suisse First Boston Corporation Merrill Lynch, Pierce, Fenner & Smith Incorporated Salomon Smith Barney Inc. Banc of America Securities LLC Bear, Stearns & Co. Inc. A.G. Edwards & Sons, Inc. Fox-Pitt, Kelton Inc. J.P. Morgan Securities Inc. Lehman Brothers Inc. Samuel A. Ramirez & Company, Inc. UBS Warburg LLC ABN AMRO Rothschild LLC Sanford C. Bernstein & Co., Inc. Dain Rauscher Incorporated Epoch Securities, Inc. First Union Securities, Inc. Keefe, Bruyette & Woods, Inc. Prudential Securities Incorporated Putnam Lovell Securities Inc. RBC Dominion Securities Corporation Robertson Stephens, Inc. Sandler O'Neill & Partners, L.P. Utendahl Capital Partners, L.P. Wells Fargo Van Kasper, LLC The Williams Capital Group, L.P. BNY Capital Markets, Inc. M.R. Beal & Company Chatsworth Securities LLC Doley Securities, Inc. Guzman & Company Legg Mason Wood Walker, Incorporated Mitchell Securities Corporation of Orgegon Neuberger Berman, LLC Raymond James & Associates, Inc. Muriel Siebert & Co., Inc. Sturdivant & Co., Inc. 8. Board of Directors determine no less frequently than quarterly that all purchases made during the preceding quarter were effected in compliance with such procedures that are reasonably designed to provide that the purchase complies with all the conditions of Rule 10f-3 of the Investment Company Act. Strategic Partners High Growth Fund For the fiscal year ended 7/31/02 File number 811-08915 SUB-ITEM 77 0 EXHIBITS Transactions Effected Pursuant to Rule 10f-3 1. Name of Issuer Principal Financial Group, Inc. 2. Date of Purchase 10/22/01 3. Number of Securities Purchased 10,400 4. Dollar Amount of Purchase $192,400.00 5. Price Per Unit $18.50 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Goldman Sachs 7. Other Members of the Underwriting Syndicate Goldman, Sachs, & Co. Credit Suisse First Boston Corporation Merrill Lynch, Pierce, Fenner & Smith Incorporated Salomon Smith Barney Inc. Banc of America Securities LLC Bear, Stearns & Co. Inc. A.G. Edwards & Sons, Inc. Fox-Pitt, Kelton Inc. J.P. Morgan Securities Inc. Lehman Brothers Inc. Samuel A. Ramirez & Company, Inc. UBS Warburg LLC ABN AMRO Rothschild LLC Sanford C. Bernstein & Co., Inc. Dain Rauscher Incorporated Epoch Securities, Inc. First Union Securities, Inc. Keefe, Bruyette & Woods, Inc. Prudential Securities Incorporated Putnam Lovell Securities Inc. RBC Dominion Securities Corporation Robertson Stephens, Inc. Sandler O'Neill & Partners, L.P. Utendahl Capital Partners, L.P. Wells Fargo Van Kasper, LLC The Williams Capital Group, L.P. BNY Capital Markets, Inc. M.R. Beal & Company Chatsworth Securities LLC Doley Securities, Inc. Guzman & Company Legg Mason Wood Walker, Incorporated Mitchell Securities Corporation of Orgegon Neuberger Berman, LLC Raymond James & Associates, Inc. Muriel Siebert & Co., Inc. Sturdivant & Co., Inc. 8. Board of Directors determine no less frequently than quarterly that all purchases made during the preceding quarter were effected in compliance with such procedures that are reasonably designed to provide that the purchase complies with all the conditions of Rule 10f-3 of the Investment Company Act. Strategic Partners Conservative Growth Fund For the fiscal year ended 7/31/02 File number 811-08915 SUB-ITEM 77 0 EXHIBITS Transactions Effected Pursuant to Rule 10f-3 1. Name of Issuer Lowes Corporation Carolina Group Stock 2. Date of Purchase 1/31/02 3. Number of Securities Purchased 5,800 4. Dollar Amount of Purchase $162,400 5. Price Per Unit $28.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Merrill Lynch; Neuberger & Berman LLC; UBS Warburg; Morgan Stanley; JP Morgan 7. Other Members of the Underwriting Syndicate Salomon Smith Barney Morgan Stanley & Co. Credit Suisse First Boston Goldman, Sachs & Co. Merrill Lynch Lehman Brothers Banc of America Securities LLC J.P. Morgan Securities Inc. UBS Warburg LLC Bear, Stearns & Co. Inc. Blaylock & Partners, L.P. Deutsche Banc Alex. Brown Dresdner Kleinwort Wasserstein Securities A.G. Edwards & Son, Inc. Janney Montgomery Scott LLC Jefferies & Co. Legg Mason Wood Walker Neuberger & Berman, LLC Sanford C. Bernstein & Co. Dominick & Dominick LLC Midwest Research Samuel A. Ramirez & Co. Sanders Morris Harris Muriel Siebert & Co. 8. Board of Directors determine no less frequently than quarterly that all purchases made during the preceding quarter were effected in compliance with such procedures that are reasonably designed to provide that the purchase complies with all the conditions of Rule 10f-3 of the Investment Company Act. Strategic Partners Moderate Growth Fund For the fiscal year ended 7/31/02 File number 811-08915 SUB-ITEM 77 0 EXHIBITS Transactions Effected Pursuant to Rule 10f-3 1. Name of Issuer Lowes Corporation Carolina Group Stock 2. Date of Purchase 1/31/02 3. Number of Securities Purchased 234,000 4. Dollar Amount of Purchase $6,552,000 5. Price Per Unit $28.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Merrill Lynch; Neuberger & Berman LLC; UBS Warburg; Morgan Stanley; JP Morgan 7. Other Members of the Underwriting Syndicate Salomon Smith Barney Morgan Stanley & Co. Credit Suisse First Boston Goldman, Sachs & Co. Merrill Lynch Lehman Brothers Banc of America Securities LLC J.P. Morgan Securities Inc. UBS Warburg LLC Bear, Stearns & Co. Inc. Blaylock & Partners, L.P. Deutsche Banc Alex. Brown Dresdner Kleinwort Wasserstein Securities A.G. Edwards & Son, Inc. Janney Montgomery Scott LLC Jefferies & Co. Legg Mason Wood Walker Neuberger & Berman, LLC Sanford C. Bernstein & Co. Dominick & Dominick LLC Midwest Research Samuel A. Ramirez & Co. Sanders Morris Harris Muriel Siebert & Co. 8. Board of Directors determine no less frequently than quarterly that all purchases made during the preceding quarter were effected in compliance with such procedures that are reasonably designed to provide that the purchase complies with all the conditions of Rule 10f-3 of the Investment Company Act. Strategic Partners Conservative Growth Fund For the fiscal year ended 7/31/02 File number 811-08915 SUB-ITEM 77 0 EXHIBITS Transactions Effected Pursuant to Rule 10f-3 1. Name of Issuer Premcor Inc. 2. Date of Purchase 4/29/02 3. Number of Securities Purchased 1,100 4. Dollar Amount of Purchase $26,400 5. Price Per Unit $24.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Morgan Stanley; Goldman Sachs; Credit Suisse First Boston; Salomon Smith Barney; Deutsche Bank and Bear Stearns 7. Other Members of the Underwriting Syndicate Morgan Stanley & Co. Incorporated Credit Suisse First Boston Corporation Goldman, Sachs & Co. Salomon Smith Barney Inc. Deutsche Bank Securities Inc. Bear, Stearns & Co. Inc. Credit Lyonnais Securities (USA) Inc. Fahnestock & Co. Inc. Friedman, Billings, Ramsey & Co., Inc. Petrie Parkman & Co. Prudential Securities Incorporated Raymond James & Associates, Inc. Roberson Stephens, Inc. Smith, Moore & Co. TD Securities (USA) Inc. 8. Board of Directors determine no less frequently than quarterly that all purchases made during the preceding quarter were effected in compliance with such procedures that are reasonably designed to provide that the purchase complies with all the conditions of Rule 10f-3 of the Investment Company Act. Strategic Partners Moderate Growth Fund For the fiscal year ended 7/31/02 File number 811-08915 SUB-ITEM 77 0 EXHIBITS Transactions Effected Pursuant to Rule 10f-3 1. Name of Issuer Premcor Inc. 2. Date of Purchase 4/29/02 3. Number of Securities Purchased 3,000 4. Dollar Amount of Purchase $72,000 5. Price Per Unit $24.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Morgan Stanley; Goldman Sachs; Credit Suisse First Boston; Salomon Smith Barney; Deutsche Bank and Bear Stearns 7. Other Members of the Underwriting Syndicate Morgan Stanley & Co. Incorporated Credit Suisse First Boston Corporation Goldman, Sachs & Co. Salomon Smith Barney Inc. Deutsche Bank Securities Inc. Bear, Stearns & Co. Inc. Credit Lyonnais Securities (USA) Inc. Fahnestock & Co. Inc. Friedman, Billings, Ramsey & Co., Inc. Petrie Parkman & Co. Prudential Securities Incorporated Raymond James & Associates, Inc. Roberson Stephens, Inc. Smith, Moore & Co. TD Securities (USA) Inc. 8. Board of Directors determine no less frequently than quarterly that all purchases made during the preceding quarter were effected in compliance with such procedures that are reasonably designed to provide that the purchase complies with all the conditions of Rule 10f-3 of the Investment Company Act. Strategic Partners High Growth Fund For the fiscal year ended 7/31/02 File number 811-08915 SUB-ITEM 77 0 EXHIBITS Transactions Effected Pursuant to Rule 10f-3 1. Name of Issuer Premcor Inc. 2. Date of Purchase 4/29/02 3. Number of Securities Purchased 2,700 4. Dollar Amount of Purchase $64,800 5. Price Per Unit $24.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Morgan Stanley; Goldman Sachs; Credit Suisse First Boston; Salomon Smith Barney; Deutsche Bank and Bear Stearns 7. Other Members of the Underwriting Syndicate Morgan Stanley & Co. Incorporated Credit Suisse First Boston Corporation Goldman, Sachs & Co. Salomon Smith Barney Inc. Deutsche Bank Securities Inc. Bear, Stearns & Co. Inc. Credit Lyonnais Securities (USA) Inc. Fahnestock & Co. Inc. Friedman, Billings, Ramsey & Co., Inc. Petrie Parkman & Co. Prudential Securities Incorporated Raymond James & Associates, Inc. Roberson Stephens, Inc. Smith, Moore & Co. TD Securities (USA) Inc. 8. Board of Directors determine no less frequently than quarterly that all purchases made during the preceding quarter were effected in compliance with such procedures that are reasonably designed to provide that the purchase complies with all the conditions of Rule 10f-3 of the Investment Company Act. K:\MTLFUNDS\NSAR\Div_fds\Ann0702\SPAA N-SAR 77O 9-02.doc EX-99.77Q3 11 attach77q3.txt 77Q3 Exhibit Sub-Item 77Q3 Strategic Partners Asset Allocation Funds For the fiscal year ended July 31, 2002 File number 811-08915 CERTIFICATIONS I, David R. Odenath, certify that: 1. I have reviewed this report on Form N-SAR of Strategic Partners Asset Allocation Funds; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report and 3. Based on my knowledge, the financial information included in this report, and the financial statements on which the financial information is based, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include statement of cash flows) of the registrant as of, and for, the periods presented in this report. Date: September 25, 2002 /s/ David R. Odenath, Jr. David R. Odenath, Jr. President and Princi pal Executive Officer T:\CLUSTER 4\Nsar\Asset Allocation\9-02\SOXExhibitA.doc Exhibit Sub-Item 77Q3 Strategic Partners Asset Allocation Funds For the fiscal year ended July 31, 2002 File number 811-08915 CERTIFICATIONS I, Grace C. Torres, certify that: 1. I have reviewed this report on Form N-SAR of Strategic Partners Asset Allocation Funds; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report and 3. Based on my knowledge, the financial information included in this report, and the financial statements on which the financial information is based, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include statement of cash flows) of the registrant as of, and for, the periods presented in this report. Date: September 25, 2002 /s/ Grace C. Torres Grace C. Torres Treasurer and Principal Finan cial and Accounting Officer T:\CLUSTER 4\Nsar\Asset Allocation\9-02\SOXExhibitA.doc EX-99 13 rider14a.txt RIDER OF BROKER DEALERS Strategic Partners Asset Allocation Funds For the fiscal year ended 7/31/02 File number 811-08915 List of Broker/Dealer (Rider to Screen Number 8 Item 14A) Lazard Freres & Co LLC Franklin Templeton Distributors, Inc. Fiduciary Financial Services Templeton/Franklin Investment Services, Inc. Bayer. HypoVereinsbank AG Credit Lyonnais SA* (only affiliate of PIMCO sleeve) DDC Securities Inc. Dresdner Bank AG Dresdner Kleinwort Benson (part of Dresdner Bank AG) Dresdner Kleinwort Wasserstein Dresdner Kleinwort Wasserstein - Grantchester, Inc. Dresdner Kleinwort Wasserstein Securities LLC Freeman Securities Grantchester Securities, Inc. HPV (same as Bayer. HypoVereinsbank AG) HVB Capital Markets (part of Bayer. HypoVereinsbank AG) HypoVereinsbank (same as Bayer. HypoVereinsbank AG) Munchener Ruckversicherungs-Gesellschaft AG (Munich Re) Munich Re (same as Munchener Ruckversicherungs- Gesellschaft AG (Munic NALAC Financial Plans LLC National Discount Brokers Group, Inc (same as NDB Capital Markets) NDB Capital Markets Nicholas-Applegate Securities OCC Distributors PIMCO Funds Distributors LLC Pryor, Counts & Co. Inc UBM (same as UniCredit Banca Mobiliare S.p.A.) UniCredit Banca Mobiliare S.p.A. USAllianz Investor Services, LLC USAllianz Securities, Inc. Wasserstein Perella & Co. (now called Dresdner Kleinwort Wasserstein) T:\Cluster 4\Nsars\Asset Allocation\2002\9-02\rider list of broker dealer -----END PRIVACY-ENHANCED MESSAGE-----