-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H4lHp3gmARU/+hviY/1U9D8t8VvaKJ20lbEhdY16wblTF065x9pDPR5WUN8BK1Rs bAkjlast0OcAY41+woKuxQ== 0000355348-01-000093.txt : 20010409 0000355348-01-000093.hdr.sgml : 20010409 ACCESSION NUMBER: 0000355348-01-000093 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20010131 FILED AS OF DATE: 20010402 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL DIVERSIFIED FUNDS CENTRAL INDEX KEY: 0001067442 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-08915 FILM NUMBER: 1589271 BUSINESS ADDRESS: STREET 1: GATEWAY CENTER THREE STREET 2: 100 MULBERRY STREET CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9733671495 FORMER COMPANY: FORMER CONFORMED NAME: PRUDENTIAL DIVERSIFIED SERIES DATE OF NAME CHANGE: 19980803 NSAR-A 1 0001.txt N-SAR (6.1) PAGE 1 000 A000000 01/31/2001 000 C000000 0001067442 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 PRUDENTIAL DIVERSIFIED FUNDS 001 B000000 811-008915 001 C000000 9733671495 002 A000000 100 MULBERRY ST.,GATEWAY CENTER THREE 002 B000000 NEWARK 002 C000000 NJ 002 D010000 07102 002 D020000 4077 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 3 007 C010100 1 007 C020100 PRUDENTIAL CONSERVATIVE GROWTH FUND 007 C030100 N 007 C010200 2 007 C020200 PRUDENTIAL MODERATE GROWTH FUND 007 C030200 N 007 C010300 3 007 C020300 PRUDENTIAL HIGH GROWTH FUND 007 C030300 N 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 010 A00AA01 PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC 010 B00AA01 801-31104 010 C01AA01 NEWARK 010 C02AA01 NJ 010 C03AA01 07102 010 C04AA01 4077 011 A00AA01 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES 011 B00AA01 8-36540 011 C01AA01 NEWARK 011 C02AA01 NJ 011 C03AA01 07102 012 A00AA01 PRUDENTIAL MUTUAL FUND SERVICES LLC PAGE 2 012 B00AA01 84-5681 012 C01AA01 ISELIN 012 C02AA01 NJ 012 C03AA01 08830 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10036 014 A00AA01 PRUDENTIAL SECURITIES INCORPORATED 014 B00AA01 8-27154 014 A00AA02 PRUCO SECURITIES CORP 014 B00AA02 8-16402 015 A00AA01 STATE STREET BANK & TRUST CO. 015 B00AA01 C 015 C01AA01 NORTH QUINCY 015 C02AA01 MA 015 C03AA01 02171 015 E01AA01 X 015 A00AA02 CITIBANK, N.A. 015 B00AA02 S 015 C01AA02 BUENOS AIRES 015 D01AA02 ARGENTINA 015 E04AA02 X 015 A00AA03 WESTPAC BANKING CORPORATION 015 B00AA03 S 015 C01AA03 SYDNEY 015 D01AA03 AUSTRALIA 015 E04AA03 X 015 A00AA04 ERSTEBANK DER OSTERREICHISCHEN SPARKASSENAG 015 B00AA04 S 015 C01AA04 VIENNA 015 D01AA04 AUSTRIA 015 E04AA04 X 015 A00AA05 STANDARD CHARTERED BANK 015 B00AA05 S 015 C01AA05 DHAKA 015 D01AA05 BANGLEDASH 015 E04AA05 X 015 A00AA06 FORTIS BANK NV - SA 015 B00AA06 S 015 C01AA06 BRUSSELS 015 D01AA06 BELGIUM 015 E04AA06 X 015 A00AA07 CITIBANK, N.A. 015 B00AA07 S 015 C01AA07 SAO PAULO 015 D01AA07 BRAZIL 015 E04AA07 X 015 A00AA08 STATE STREET TRUST COMPANY CANADA 015 B00AA08 S 015 C01AA08 TORONTO PAGE 3 015 D01AA08 CANADA 015 E04AA08 X 015 A00AA09 CITIBANK, N.A. 015 B00AA09 S 015 C01AA09 SANTIAGO 015 D01AA09 CHILE 015 E04AA09 X 015 A00AA10 THE HONGKONG SHANGHAI BANKING CORPORATION LTD 015 B00AA10 S 015 C01AA10 SHANGHAI 015 D01AA10 CHINA 015 E04AA10 X 015 A00AA11 CITITRUST COLUMBIA S.A. SOCIEDAD FIDUCIARIA 015 B00AA11 S 015 C01AA11 BOGOTA 015 D01AA11 COLUMBIA 015 E04AA11 X 015 A00AA12 THE CYPRUS POPULAR BANK LTD. 015 B00AA12 S 015 C01AA12 NICOSIA 015 D01AA12 CYPRUS 015 E04AA12 X 015 A00AA13 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA13 S 015 C01AA13 PRAGUE 015 D01AA13 CZECH REPUBLIC 015 E04AA13 X 015 A00AA14 DEN DANSKE BANK 015 B00AA14 S 015 C01AA14 COPENHAGEN 015 D01AA14 DENMARK 015 E04AA14 X 015 A00AA15 CITIBANK, N.A. 015 B00AA15 S 015 C01AA15 QUITO 015 D01AA15 ECUADOR 015 E04AA15 X 015 A00AA16 EGYPTIAN BRITISH BANK 015 B00AA16 S 015 C01AA16 CAIRO 015 D01AA16 EGYPT 015 E04AA16 X 015 A00AA17 MERITA BANK PLC. 015 B00AA17 S 015 C01AA17 HELSINKI 015 D01AA17 FINLAND 015 E04AA17 X 015 A00AA18 BNP PARIBAS, S.A. 015 B00AA18 S 015 C01AA18 PARIS 015 D01AA18 FRANCE PAGE 4 015 E04AA18 X 015 A00AA19 DRESDNER BANK AG 015 B00AA19 S 015 C01AA19 FRANKFURT 015 D01AA19 GERMANY 015 E04AA19 X 015 A00AA20 BARCLAYS BANK OF GHANA LIMITED 015 B00AA20 S 015 C01AA20 ACCRA 015 D01AA20 GHANA 015 E04AA20 X 015 A00AA21 NATIONAL BANK OF GREECE S.A. 015 B00AA21 S 015 C01AA21 ATHENS 015 D01AA21 GREECE 015 E04AA21 X 015 A00AA22 STANDARD CHARTERED BANK 015 B00AA22 S 015 C01AA22 HONG KONG 015 D01AA22 HONG KONG 015 E04AA22 X 015 A00AA23 CITIBANK RT 015 B00AA23 S 015 C01AA23 BUDAPEST 015 D01AA23 HUNGARY 015 E04AA23 X 015 A00AA25 THE HONG KONG SHANGHAI BANKING CORP. LTD. 015 B00AA25 S 015 C01AA25 MUMBAI 015 D01AA25 INDIA 015 E04AA25 X 015 A00AA26 STANDARD CHARTERED BANK 015 B00AA26 S 015 C01AA26 JAKARTA 015 D01AA26 INDONESIA 015 E04AA26 X 015 A00AA27 BANK OF IRELAND 015 B00AA27 S 015 C01AA27 DUBLIN 015 D01AA27 IRELAND 015 E04AA27 X 015 A00AA28 BANK HAPOALIM B.M. 015 B00AA28 S 015 C01AA28 TEL AVIV 015 D01AA28 ISRAEL 015 E04AA28 X 015 A00AA29 BNP PARIBAS, S.A. 015 B00AA29 S 015 C01AA29 MILAN 015 D01AA29 ITALY 015 E04AA29 X PAGE 5 015 A00AA30 SOCIETE GENRALE DE BANQUES EN COTE D'IVOIRE 015 B00AA30 S 015 C01AA30 ABIDJAN 015 D01AA30 IVORY COAST 015 E04AA30 X 015 A00AA32 THE FUJI BANK, LIMITED 015 B00AA32 S 015 C01AA32 TOYKO 015 D01AA32 JAPAN 015 E04AA32 X 015 A00AA33 THE FUJI BANK, LIMITED 015 B00AA33 S 015 C01AA33 TOKYO 015 D01AA33 JAPAN 015 E04AA33 X 015 A00AA34 THE BRITISH BANK OF THE MIDDLE EAST 015 B00AA34 S 015 C01AA34 AMMAN 015 D01AA34 JORDAN 015 E04AA34 X 015 A00AA35 BARCLAYS BANK OF KENYA LIMITED 015 B00AA35 S 015 C01AA35 NAIROBI 015 D01AA35 KENYA 015 E04AA35 X 015 A00AA36 THE HONGKONG SHANGHAI BANKING CORPORATION LTD 015 B00AA36 S 015 C01AA36 SEOUL 015 D01AA36 KOREA 015 E04AA36 X 015 A00AA37 HSBC BANK MIDDLE EAST 015 B00AA37 S 015 C01AA37 BEIRUT 015 D01AA37 LEBANON 015 E04AA37 X 015 A00AA38 STANDARD CHARTERED BANK MAYLASIA BERHAD 015 B00AA38 S 015 C01AA38 KUALA LUMPUR 015 D01AA38 MALAYSIA 015 E04AA38 X 015 A00AA39 CITIBANK MEXICO, S.A. 015 B00AA39 S 015 C01AA39 MEXICO CITY 015 D01AA39 MEXICO 015 E04AA39 X 015 A00AA40 BANQUE COMMERCIALE DU MAROC 015 B00AA40 S 015 C01AA40 CASABLANCA 015 D01AA40 MOROCCO 015 E04AA40 X 015 A00AA41 FORTIS BANK (NEDERLAND) N.V. PAGE 6 015 B00AA41 S 015 C01AA41 AMSTERDAM 015 D01AA41 NETHERLANDS 015 E04AA41 X 015 A00AA42 ANZ BANKING GROUP (NEW ZEALAND) LIMITED 015 B00AA42 S 015 C01AA42 WELLINGTON 015 D01AA42 NEW ZEALAND 015 E04AA42 X 015 A00AA43 CHRISTIANIA BANK OG KREDITKASSE 015 B00AA43 S 015 C01AA43 OSLO 015 D01AA43 NORWAY 015 E04AA43 X 015 A00AA44 THE HONGKONG SHANGHAI BANKING CORPORATION LTD 015 B00AA44 S 015 C01AA44 KARACHI 015 D01AA44 PAKISTAN 015 E04AA44 X 015 A00AA45 CITIBANK, N.A. 015 B00AA45 S 015 C01AA45 LIMA 015 D01AA45 PERU 015 E04AA45 X 015 A00AA46 STANDARD CHARTERED BANK 015 B00AA46 S 015 C01AA46 MANILA 015 D01AA46 PHILIPPINES 015 E04AA46 X 015 A00AA47 CITIBANK (POLAND) S.A. 015 B00AA47 S 015 C01AA47 WARSAW 015 D01AA47 POLAND 015 E04AA47 X 015 A00AA48 BANCO COMERCIAL PORTUGUES 015 B00AA48 S 015 C01AA48 LISBON 015 D01AA48 PORTUGAL 015 E04AA48 X 015 A00AA49 CREDIT SUISSE FIRST BOSTON, ZURICH 015 B00AA49 S 015 C01AA49 MOSCOW 015 D01AA49 RUSSIA 015 E04AA49 X 015 A00AA50 THE DEVELOPMENT BANK OF SINGAPORE LTD 015 B00AA50 S 015 C01AA50 SINGAPORE 015 D01AA50 SINGAPORE 015 E04AA50 X 015 A00AA51 CEKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA51 S PAGE 7 015 C01AA51 BRATISLAVA 015 D01AA51 SLOVAK REPUBLIC 015 E04AA51 X 015 A00AA52 STANDARD BANK OF SOUTH AFRICA LTD 015 B00AA52 S 015 C01AA52 JOHANNESBURG 015 D01AA52 SOUTH AFRICA 015 E04AA52 X 015 A00AA53 BANCO SANTANDER S.A. 015 B00AA53 S 015 C01AA53 MADRID 015 D01AA53 SPAIN 015 E04AA53 X 015 A00AA54 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B00AA54 S 015 C01AA54 COLOMBO 015 D01AA54 SRI LANKA 015 E04AA54 X 015 A00AA55 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA55 S 015 C01AA55 STOCKHOLM 015 D01AA55 SWEDEN 015 E04AA55 X 015 A00AA56 UNION BANK OF SWITZERLAND, AG 015 B00AA56 S 015 C01AA56 ZURICH 015 D01AA56 SWITZERLAND 015 E04AA56 X 015 A00AA57 CENTRAL TRUST OF CHINA 015 B00AA57 S 015 C01AA57 TAPEI 015 D01AA57 TAIWAN 015 E04AA57 X 015 A00AA58 STANDARD CHARTERED BANK 015 B00AA58 S 015 C01AA58 BANGKOK 015 D01AA58 THAILAND 015 E04AA58 X 015 A00AA59 CITIBANK, N.A. 015 B00AA59 S 015 C01AA59 ISTANBUL 015 D01AA59 TURKEY 015 E04AA59 X 015 A00AA60 STATE STREET LONDON LIMITED 015 B00AA60 S 015 C01AA60 LONDON 015 D01AA60 UNITED KINGDOM 015 E04AA60 X 015 A00AA61 BANKBOSTON N.A. 015 B00AA61 S 015 C01AA61 MONTEVIDEO PAGE 8 015 D01AA61 URUGUAY 015 E04AA61 X 015 A00AA62 CITIBANK, N.A. 015 B00AA62 S 015 C01AA62 CARACAS 015 D01AA62 VENEZUELA 015 E04AA62 X 015 A00AA63 THE EUROCLEAR SYSTEM 015 B00AA63 S 015 C01AA63 TRANSNATIONAL 015 D01AA63 TRANSNATIONAL 015 E04AA63 X 015 A00AA64 CEDEL 015 B00AA64 S 015 C01AA64 TRANSNATIONAL 015 D01AA64 TRANSNATIONAL 015 E04AA64 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 112 019 C00AA00 PRUDENTIAL 020 A000001 SALOMON SMITH BARNEY, INC. 020 B000001 11-2418191 020 C000001 51 020 A000002 GOLDMAN SACHS & CO. 020 B000002 13-5108880 020 C000002 36 020 A000003 MORGAN STANLEY DEAN WITTER & CO. 020 B000003 13-2655998 020 C000003 33 020 A000004 CREDIT SUISSE FIRST BOSTON CORP. 020 B000004 13-5659485 020 C000004 26 020 A000005 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 020 B000005 13-5674085 020 C000005 17 020 A000006 LEHMAN BROTHERS, INC. 020 B000006 13-2518466 020 C000006 14 020 A000007 BEAR, STEARNS & CO.,INC. 020 B000007 13-3299429 020 C000007 13 020 A000008 SG COWEN 020 B000008 13-5616116 020 C000008 13 020 A000009 DEUTSCHE BANC ALEX BROWN 020 B000009 13-2730828 020 C000009 10 020 A000010 MORGAN (J.P.) SECURITIES, INC. 020 B000010 13-3224016 020 C000010 10 PAGE 9 021 000000 334 022 A000001 BEAR, STEARNS & CO., INC. 022 B000001 13-3299429 022 C000001 999868 022 D000001 25531 022 A000002 CREDIT SUISSE FIRST BOSTON CORP. 022 B000002 13-5659485 022 C000002 900574 022 D000002 59914 022 A000003 SALOMON SMITH BARNEY, INC. 022 B000003 11-2418191 022 C000003 809184 022 D000003 57453 022 A000004 UBS WARBURG 022 B000004 13-3340045 022 C000004 554438 022 D000004 29823 022 A000005 ABN AMRO, INC. 022 B000005 13-3227945 022 C000005 513789 022 D000005 1720 022 A000006 CHASE SECURITIES, INC. 022 B000006 13-3112953 022 C000006 369508 022 D000006 43639 022 A000007 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 022 B000007 13-5674085 022 C000007 269632 022 D000007 23915 022 A000008 LEHMAN BROTHERS, INC. 022 B000008 13-2518466 022 C000008 163875 022 D000008 44014 022 A000009 GOLDMAN SACHS & CO. 022 B000009 13-5108880 022 C000009 119139 022 D000009 4149 022 A000010 GREENWICH CAPITAL MARKETS, INC. 022 B000010 06-1415808 022 C000010 100925 022 D000010 1070 023 C000000 5150336 023 D000000 379061 026 A000000 N 026 B000000 Y 026 C000000 Y 026 D000000 Y 026 E000000 Y 026 F000000 Y 026 G010000 N 026 G020000 N PAGE 10 026 H000000 N 027 000000 Y 045 00AA00 Y 046 00AA00 N 047 00AA00 Y 048 00AA00 0.750 048 A01AA00 0 048 A02AA00 0.000 048 B01AA00 0 048 B02AA00 0.000 048 C01AA00 0 048 C02AA00 0.000 048 D01AA00 0 048 D02AA00 0.000 048 E01AA00 0 048 E02AA00 0.000 048 F01AA00 0 048 F02AA00 0.000 048 G01AA00 0 048 G02AA00 0.000 048 H01AA00 0 048 H02AA00 0.000 048 I01AA00 0 048 I02AA00 0.000 048 J01AA00 0 048 J02AA00 0.000 048 K01AA00 0 048 K02AA00 0.000 049 00AA00 N 050 00AA00 N 051 00AA00 N 052 00AA00 N 053 A00AA00 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 N 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 N 054 N00AA00 N 054 O00AA00 N 055 A00AA00 N 055 B00AA00 N 056 00AA00 Y PAGE 11 057 00AA00 N 058 A00AA00 N 059 00AA00 Y 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 1000 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 70000 081 A00AA00 Y 081 B00AA00 109 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 008 A000101 PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC 008 B000101 A PAGE 12 008 C000101 801-311046 008 D010101 NEWARK 008 D020101 NJ 008 D030101 07102 008 D040101 4077 008 A000102 THE PRUDENTIAL INVESTMENT CORPORATION 008 B000102 S 008 C000102 801-22808 008 D010102 NEWARK 008 D020102 NJ 008 D030102 07102 008 A000103 JENNISON ASSOCIATES LLC 008 B000103 S 008 C000103 801-5608 008 D010103 NEW YORK 008 D020103 NY 008 D030103 10017 008 A000104 PACIFIC INVESTMENT MANAGEMENT COMPANY 008 B000104 S 008 C000104 801-48187 008 D010104 NEWPORT BEACH 008 D020104 CA 008 D030104 92660 008 A000105 FRANKLIN ADVISERS, INC. 008 B000105 S 008 C000105 801-26292 008 D010105 SAN MATEO 008 D020105 CA 008 D030105 94404 008 A000106 THE DREYFUS CORPORATION 008 B000106 S 008 C000106 801-8147 008 D010106 NEW YORK 008 D020106 NY 008 D030106 10166 024 000100 Y 025 A000101 CREDIT SUISSE FIRST BOSTON CORP. 025 B000101 13-5659485 025 C000101 D 025 D000101 1280 025 A000102 BEAR, STEARNS & CO., INC. 025 B000102 13-3299429 025 C000102 E 025 D000102 86 025 A000103 BEAR, STEARNS & CO., INC. 025 B000103 13-3299429 025 C000103 D 025 D000103 701 025 A000104 UBS WARBURG 025 B000104 13-3340045 025 C000104 D PAGE 13 025 D000104 1680 025 A000105 CHASE SECURITIES 025 B000105 13-3112953 025 C000105 D 025 D000105 1680 025 A000106 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 025 B000106 13-5674085 025 C000106 E 025 D000106 348 025 A000107 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 025 B000107 13-5674085 025 C000107 D 025 D000107 833 025 A000108 MORGAN STANLEY DEAN WITTER & CO. 025 B000108 13-2655998 025 C000108 E 025 D000108 203 025 A000109 DEUTSCHE BANKSECURITIES INC. 025 B000109 13-273088 025 C000109 D 025 D000109 793 025 D000110 0 025 D000111 0 025 D000112 0 025 D000113 0 025 D000114 0 025 D000115 0 025 D000116 0 025 D000117 0 025 D000118 0 025 D000119 0 025 D000120 0 025 D000121 0 025 D000122 0 025 D000123 0 025 D000124 0 028 A010100 3157 028 A020100 0 028 A030100 0 028 A040100 1119 028 B010100 2395 028 B020100 0 028 B030100 0 028 B040100 733 028 C010100 2828 028 C020100 625 028 C030100 0 028 C040100 1522 028 D010100 2617 028 D020100 5474 028 D030100 0 PAGE 14 028 D040100 1089 028 E010100 3597 028 E020100 0 028 E030100 0 028 E040100 1144 028 F010100 4893 028 F020100 0 028 F030100 0 028 F040100 1673 028 G010100 19487 028 G020100 6099 028 G030100 0 028 G040100 7280 028 H000100 6289 029 000100 Y 030 A000100 66 030 B000100 5.00 030 C000100 1.00 031 A000100 3 031 B000100 0 032 000100 0 033 000100 63 034 000100 Y 035 000100 61 036 A000100 Y 036 B000100 0 037 000100 N 038 000100 0 039 000100 N 040 000100 Y 041 000100 Y 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 100 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 043 000100 319 044 000100 0 062 A000100 Y 062 B000100 0.0 062 C000100 0.0 062 D000100 6.9 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.7 062 J000100 0.0 PAGE 15 062 K000100 0.0 062 L000100 0.0 062 M000100 13.4 062 N000100 21.0 062 O000100 0.0 062 P000100 28.1 062 Q000100 6.7 062 R000100 38.1 063 A000100 0 063 B000100 0.0 066 A000100 Y 066 B000100 N 066 C000100 N 066 D000100 N 066 E000100 Y 066 F000100 N 066 G000100 N 067 000100 Y 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 Y 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 N 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N PAGE 16 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 Y 070 R020100 Y 071 A000100 173966 071 B000100 153612 071 C000100 84752 071 D000100 181 072 A000100 6 072 B000100 1870 072 C000100 176 072 D000100 0 072 E000100 0 072 F000100 285 072 G000100 0 072 H000100 0 072 I000100 40 072 J000100 126 072 K000100 0 072 L000100 33 072 M000100 6 072 N000100 20 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 13 072 S000100 3 072 T000100 319 072 U000100 0 072 V000100 0 072 W000100 0 072 X000100 845 072 Y000100 0 072 Z000100 1201 072AA000100 3760 072BB000100 3403 072CC010100 584 072CC020100 0 072DD010100 395 072DD020100 265 072EE000100 5691 073 A010100 0.0900 073 A020100 0.1200 073 B000100 0.8200 073 C000100 0.0000 074 A000100 1033 074 B000100 5833 074 C000100 598 074 D000100 64274 PAGE 17 074 E000100 84 074 F000100 31963 074 G000100 0 074 H000100 0 074 I000100 251 074 J000100 12340 074 K000100 0 074 L000100 1021 074 M000100 1 074 N000100 117398 074 O000100 26341 074 P000100 110 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 6726 074 S000100 0 074 T000100 84221 074 U010100 5188 074 U020100 2927 074 V010100 10.37 074 V020100 10.40 074 W000100 0.0000 074 X000100 5806 074 Y000100 0 075 A000100 0 075 B000100 75340 076 000100 0.00 008 A000201 PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC 008 B000201 A 008 C000201 801-311046 008 D010201 NEWARK 008 D020201 NJ 008 D030201 07102 008 D040201 4077 008 A000202 THE PRUDENTIAL INVESTMENT CORPORATION 008 B000202 S 008 C000202 801-22808 008 D010202 NEWARK 008 D020202 NJ 008 D030202 07102 008 A000203 JENNISON ASSOCIATES LLC 008 B000203 S 008 C000203 801-5608 008 D010203 NEW YORK 008 D020203 NY 008 D030203 10017 008 A000204 LAZARD ASSET MANAGEMENT 008 B000204 S 008 C000204 801-50349 PAGE 18 008 D010204 NEW YORK 008 D020204 NY 008 D030204 10112 008 D040204 6300 008 A000205 PACIFIC INVESTMENT MANAGEMENT COMPANY 008 B000205 S 008 C000205 801-48187 008 D010205 NEWPORT BEACH 008 D020205 CA 008 D030205 92660 008 A000206 FRANKLIN ADVISERS, INC. 008 B000206 S 008 C000206 801-26292 008 D010206 SAN MATEO 008 D020206 CA 008 D030206 94404 008 A000207 THE DREYFUS CORPORATION 008 B000207 S 008 C000207 801-8147 008 D010207 NEW YORK 008 D020207 NY 008 D030207 10166 024 000200 Y 025 A000201 CHASE SECURITIES, INC. 025 B000201 13-3112953 025 C000201 D 025 D000201 3005 025 A000202 UBS WARBURG 025 B000202 13-3340045 025 C000202 D 025 D000202 3005 025 A000203 CREDIT SUISSE FIRST BOSTON 025 B000203 13-5659485 025 C000203 D 025 D000203 2290 025 A000204 MERRYLL LYNCH, PIERCE, FENNER & SMITH, INC. 025 B000204 13-5674085 025 C000204 D 025 D000204 1490 025 A000205 MERRYLL LYNCH, PIERCE, FENNER & SMITH, INC. 025 B000205 13-5674085 025 C000205 E 025 D000205 1146 025 A000206 BEAR, STEARNS CO., INC. 025 B000206 13-3299429 025 C000206 D 025 D000206 1015 025 A000207 BEAR, STEARNS CO., INC. 025 B000207 13-3224016 025 C000207 E 025 D000207 302 PAGE 19 025 A000208 MORGAN (J.P.) CHASE & CO. 025 B000208 13-3224016 025 C000208 E 025 D000208 1166 028 A010200 11326 028 A020200 0 028 A030200 0 028 A040200 2255 028 B010200 6269 028 B020200 0 028 B030200 0 028 B040200 3662 028 C010200 5268 028 C020200 0 028 C030200 0 028 C040200 2950 028 D010200 5463 028 D020200 0 028 D030200 0 028 D040200 2639 028 E010200 11287 028 E020200 11170 028 E030200 0 028 E040200 4897 028 F010200 6493 028 F020200 0 028 F030200 0 028 F040200 4194 028 G010200 46104 028 G020200 11170 028 G030200 0 028 G040200 20597 028 H000200 7639 029 000200 Y 030 A000200 149 030 B000200 5.00 030 C000200 1.00 031 A000200 53 031 B000200 0 032 000200 0 033 000200 96 034 000200 Y 035 000200 110 036 A000200 Y 036 B000200 0 037 000200 N 038 000200 0 039 000200 N 040 000200 Y 041 000200 Y 042 A000200 0 PAGE 20 042 B000200 0 042 C000200 0 042 D000200 100 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 043 000200 747 044 000200 0 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 063 A000200 0 063 B000200 0.0 066 A000200 Y 066 B000200 N 066 C000200 Y 066 D000200 N 066 E000200 N 066 F000200 N 066 G000200 N 067 000200 Y 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y PAGE 21 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 Y 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 Y 070 Q010200 N 070 Q020200 N 070 R010200 Y 070 R020200 N 071 A000200 270255 071 B000200 231091 071 C000200 130968 071 D000200 112 072 A000200 6 072 B000200 2928 072 C000200 658 072 D000200 0 072 E000200 0 072 F000200 723 072 G000200 0 072 H000200 0 072 I000200 113 072 J000200 198 072 K000200 0 072 L000200 58 072 M000200 8 072 N000200 27 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 13 072 S000200 5 072 T000200 747 072 U000200 0 072 V000200 0 PAGE 22 072 W000200 4 072 X000200 1896 072 Y000200 0 072 Z000200 1690 072AA000200 1716 072BB000200 279 072CC010200 0 072CC020200 1106 072DD010200 647 072DD020200 1143 072EE000200 9690 073 A010200 0.1400 073 A020200 0.1000 073 B000200 0.6000 073 C000200 0.0000 074 A000200 0 074 B000200 10505 074 C000200 10310 074 D000200 72603 074 E000200 84 074 F000200 131035 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 608 074 K000200 0 074 L000200 18938 074 M000200 125 074 N000200 244208 074 O000200 330 074 P000200 0 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 38533 074 S000200 0 074 T000200 205345 074 U010200 18058 074 U020200 0 074 V010200 11.39 074 V020200 11.36 074 W000200 0.0000 074 X000200 17329 074 Y000200 0 075 A000200 0 075 B000200 190674 076 000200 0.00 008 A000301 PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC 008 B000301 A 008 C000301 801-311046 PAGE 23 008 D010301 NEWARK 008 D020301 NJ 008 D030301 07102 008 D040301 4077 008 A000302 THE PRUDENTIAL INVESTMENT CORPORATION 008 B000302 S 008 C000302 801-22808 008 D010302 NEWARK 008 D020302 NJ 008 D030302 07102 008 A000303 JENNISON ASSOCIATES LLC 008 B000303 S 008 C000303 801-5608 008 D010303 NEW YORK 008 D020303 NY 008 D030303 10017 008 A000304 LAZARD ASSET MANAGEMENT 008 B000304 S 008 C000304 801-50349 008 D010304 NEW YORK 008 D020304 NY 008 D030304 10112 008 D040304 6300 008 A000305 FRANKLIN ADVISERS, INC. 008 B000305 S 008 C000305 801-26292 008 D010305 SAN MATEO 008 D020305 CA 008 D030305 94404 008 A000306 THE DREYFUS CORPORATION 008 B000306 S 008 C000306 801-8147 008 D010306 NEW YORK 008 D020306 NY 008 D030306 10166 024 000300 Y 025 A000301 BEAR, STEARNS & CO., INC. 025 B000301 13-3299429 025 C000301 D 025 D000301 581 025 A000302 CHASE SECURITIES, INC. 025 B000302 13-3112953 025 C000302 D 025 D000302 2439 025 A000303 CREDIT SUISSE FIRST BOSTON CORP. 025 B000303 13-5659485 025 C000303 D 025 D000303 1858 025 A000304 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 025 B000304 13-5674085 025 C000304 D PAGE 24 025 D000304 1209 025 A000305 UBS WARBURG 025 B000305 13-3340045 025 C000305 D 025 D000305 2439 025 A000306 ABN AMRO 025 B000306 13-3227945 025 C000306 E 025 D000306 502 025 A000307 BEAR STEARNS & CO., INC. 025 B000307 13-3299429 025 C000307 E 025 D000307 302 025 A000308 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 025 B000308 13-5674085 025 C000308 E 025 D000308 1153 028 A010300 7256 028 A020300 0 028 A030300 0 028 A040300 2067 028 B010300 5217 028 B020300 0 028 B030300 0 028 B040300 1282 028 C010300 6920 028 C020300 0 028 C030300 0 028 C040300 2101 028 D010300 4208 028 D020300 12226 028 D030300 0 028 D040300 1766 028 E010300 6103 028 E020300 0 028 E030300 0 028 E040300 2042 028 F010300 5859 028 F020300 0 028 F030300 0 028 F040300 1960 028 G010300 35563 028 G020300 12226 028 G030300 0 028 G040300 11218 028 H000300 18084 029 000300 Y 030 A000300 168 030 B000300 5.00 030 C000300 1.00 031 A000300 19 PAGE 25 031 B000300 0 032 000300 0 033 000300 149 034 000300 Y 035 000300 100 036 A000300 Y 036 B000300 0 037 000300 N 038 000300 0 039 000300 N 040 000300 Y 041 000300 Y 042 A000300 0 042 B000300 0 042 C000300 0 042 D000300 100 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 043 000300 646 044 000300 0 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 063 A000300 0 063 B000300 0.0 066 A000300 Y 066 B000300 Y 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 Y 070 B010300 Y PAGE 26 070 B020300 N 070 C010300 N 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 N 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 N 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 88015 071 B000300 54348 071 C000300 145540 071 D000300 38 072 A000300 6 072 B000300 804 072 C000300 478 072 D000300 0 072 E000300 0 072 F000300 598 072 G000300 0 072 H000300 0 072 I000300 140 072 J000300 126 072 K000300 0 072 L000300 75 072 M000300 9 072 N000300 28 PAGE 27 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 13 072 S000300 2 072 T000300 646 072 U000300 0 072 V000300 0 072 W000300 1 072 X000300 1638 072 Y000300 0 072 Z000300 -355 072AA000300 7023 072BB000300 2923 072CC010300 4100 072CC020300 0 072DD010300 0 072DD020300 0 072EE000300 12519 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.9800 073 C000300 0.0000 074 A000300 415 074 B000300 171291 074 C000300 0 074 D000300 0 074 E000300 0 074 F000300 498 074 G000300 0 074 H000300 0 074 I000300 0 074 J000300 631 074 K000300 0 074 L000300 121 074 M000300 75 074 N000300 173031 074 O000300 150 074 P000300 219 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 1292 074 S000300 0 074 T000300 171370 074 U010300 3533 074 U020300 11065 074 V010300 11.84 074 V020300 11.70 074 W000300 0.0000 PAGE 28 074 X000300 24385 074 Y000300 0 075 A000300 0 075 B000300 158258 076 000300 0.00 SIGNATURE GRACE TORRES TITLE TREASURER EX-99 2 0002.txt EXHIBIT PRUDENTIAL DIVERSIFIED CONSERVATIVE GROWTH FUND For the six month period ended (a) 1/31/01 File number ( c ) 811-08915 SUB-ITEM 77 0 Transactions Effected Pursuant to Rule 10f-3 1. Name of Issuer Boston Properties 2. Date of Purchase 10/25/2000 3. Number of Securities Purchased 2200 4. Dollar Amount of Purchase $85,937.50 5. Price Per Unit $39.0625 6. Name (s) of Underwriter (s) or Dealer (s) From whom Purchased Merrill Lynch 7. Other Members of the Underwriting Syndicate Morgan Stanley Dean Witter Goldman, Sachs & Co. Incorporated Merrill Lynch & Co. Banc of America Securities LLC Prudential Securities Salomon Smith Barney Lehman Brothers Inc. Deutsche Banc Alex. Brown Merrill Lynch, Pierce, Fenner & Smith Incorporated Deutche Bank Securities Inc. Advest, Inc. Bear, Stearns & Co. Inc. CIBC World Markets Corp. Commerzbank Capital Markets Corp. Credit Suisse First Boston Corporation Dresdner Kleinwort Benson North America LLC A.G. Edwards & Sons, Inc. First Union Securities, Inc. FleetBoston Robertson Stephens Inc. Edward Jones Legg Mason Wood Walker, Incorporated McDonald Investments Inc. PaineWebber Incorporated RBC Dominion Securities Corporation Tucker Anthony Incorporated 8. Board of Directors determine no less frequently than quarterly that all purchases made during the preceding quarter were effected in compliance with such procedures that are reasonably designed to provide that the purchase complies with all the conditions for Rule 10f-3 of the Investment Company Act. PRUDENTIAL DIVERSIFIED MODERATE GROWTH FUND For the six month period ended (a) 1/31/01 File number (c) 811-08915 SUB-ITEM 77 0 Transactions Effected Pursuant to Rule 10f-3 1. Name of Issuer Boston Properties 2. Date of Purchase 10/25/2000 3. Number of Securities Purchased 7599.54 4. Dollar Amount of Purchase $296,857.00 5. Price Per Unit $39.0625 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Goldman Sachs & Co. 7. Other Members of the Underwriting Syndicate Goldman, Sachs & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated Morgan Stanley and Co. Incorporated Banc of America Securities LLC Deutsche Banc Alex. Brown Lehman Brothers Salomon Smith Barney Inc. Morgan Stanley Dean Witter Prudential Securities Incorporated Banc of America Securities LLC Deutsche Bank Securities Inc. Lehman Brothers Inc. Advest, Inc. Bear, Stearns & Co. Inc. CIBC World Markets Corp. Commerzbank Capital Markets Corp. Credit Suisse First Boston Corporation Dresdner Kleinwort Benson North America LLC A.G. Edwards & Sons, Inc. First Union Securities, Inc. FleetBoston Robertson Stephens Inc. Edward Jones Legg Mason Wood Walker, Incorporated McDonald Investments Inc. PaineWebber Incorporated RBC Doninion Securities Corporation' Tucker Anthony Incorporated 8. Board of Directors determine no less frequently than quarterly that all purchases made during the preceding quarter were effected in compliance with all the conditions for Rule 10f-3 of the Investment Company Act. PRUDENTIAL DIVERSIFIED HIGH GROWTH FUND For the six month period ended (a) 1-31-01 File number (c) 811-08915 SUB-ITEM 77 0 Transactions Effected Pursuant to Rule 10f-3 1. Name of Issuer Boston Properties 2. Date of Purchase 10/25/2000 3. Number of Securities Purchased 7700 4. Dollar Amount of Purchase 300,781.25 5. Price Per Unit $39.0625 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Merrill Lynch Goldman Sachs & Co. Lehman Brothers 7. Other Members of the Underwriting Syndicate Goldman, Sachs & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated Banc of America Securities LLC Deutsche Banc Alex. Brown Lehman Brothers, Inc. Morgan Stanley Dean Witter Salomon Smith Brothers Inc. Prudential Securities Incorporated Bear, Stearns & Co. Inc. CIBC World Markets Corp. Commerzbank Capital Markets Corp. Credit Suisse First Boston Corporation Dresdner Kleinworth Benson North America LLC A.G. Edwards & Sons, Inc. First Union Securities, Inc. FleetBoston Robertson Stephens Inc. Edward Jones Legg Mason Wood Walker, Incorporated McDonald Investments Inc. PaineWebber Incorporated RBC Dominion Securities Corporation Tucker Anthony Incorporated 8. Board of Directors determines no less frequently than quarterly that all purchases that all purchases made during the preceding quarter were effected in compliance with such procedures that are reasonably designed to provide that the purchase complies with all the conditions for Rule 10f-3 of the Investment Company Act. PRUDENTIAL DIVERSIFIED CONSERVATIVE GROWTH FUND For the six month period ended (a) 1/31/01 File number ( c ) 811-08915 SUB-ITEM 77 0 Transactions Effected Pursuant to Rule 10f-3 1. Name of Issuer The Goldman Sachs Group, Inc. 2. Date of Purchase 8/1/2000 3. Number of Securities Purchased 1800 4. Dollar Amount of Purchase $179,550 5. Price Per Unit $99.75 6. Name (s) of Underwriter(s)or Dealer(s)From whom Purchased Goldman Sachs 7. Other Members of the Underwriting Syndicate Goldman, Sachs & Co. Banc of America Securities LLC Credit Suisse First Boston A.G. Edwards & Sons, Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated PaineWebber Incorporated Bear, Stearns & Co. Inc. Deutsche Banc Alex. Brown Edqard D. Jones & Co., L.P. J.P. Morgan & Co. Prudential Securities Salomon Smith Barney Chase H&Q Donaldson, Lufkin & Jenrette Lehman Brothers Morgan Stanley Dean Witter Robertson Stephens Chase Securities Inc. Deutsche Bank Securities Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated Morgan Stanley & Co. Sanford C. Bernstein & Co., Inc. William Blair & Company, L.L.C. Blaylock & Partners, L.P. CIBC World Markets Corp. First Union National Bank Guzman & Company Lazard Freres & Co. LLC BMO Nesbitt Burns Corp. RBC Dominion Securities Corporation Scotia Capital (USA) Inc. Muriel Siebert & Co. LLC Wit SoundView Corporation TD Securities (USA) Inc. Utendahl Capital Partners, L.P. Wasserstein Perella Securities, Inc. Thomas Weisel Partners LLC The Williams Capital Group, L.P. Advest, Inc. Robert W. Baird & Co. Incorporated M.R. Beal & Company Dain Rauscher Incorporated Doley Securities, Inc. Epoch Securities, Inc. Gruntal & Co., L.L.C. Keefe, Bruyette & Woods, Inc. Legg Mason Wood Walker, Incorporated Loop Capital Markets, LLC McDonald Investments Inc., A KeyCorp Company Neuberger Berman, LLC Ormes Capital Markets, Inc. Putnam, Lovell, de Guardiola & Thornton, Inc. Ramirez & Co., Inc. Raymond James & Associates, Inc. Scott & Stringfellow, Inc. Stephens Inc. Stifel, Nicolaus & Company, Incorporated Sitro & Co. Incorporated Tucker Anthony Incorporated Wachovia Securities, Inc. Adams, Harkness & Hill, Inc. Apex Pryor Securities, Inc., a division of Rice Financial Products Company Arnhold and S. Bleichroeder, Inc. George K. Baum & Company The Buckingham Research Group Incorporated Burnham Securities Inc. The Chapman Company Conning & Company Crowell, Weedon & Co. D.A. Davidson & Co. Doft & Co., Inc. FAC/Equities, a division of First Albany Fahnestock & Co. Inc. Ferris, Baker Watts, Incorporated Fifth Third Securities, Inc. First Security Van Kasper First Southwest Company Fox-Pitt, Kelton Inc. Friedman, Billings, Ramsey & Co., Inc. Gerard Klauer Mattison & Co., Inc. HCFP/Brenner Securities LLC J.J.B. Hilliard, W. L. Lyons, Inc. Hoak Breedlove Wesneski & Co. William R. Hough & Co. Howard Weil, a division of Legg Mason Wood Walker, Inc. Jackson Securities Incorporated Janney Montgomery Scott LLC Jefferies & Company, Inc. Johnston, Lemon & Co. Inc. Kirkpatrick, Pettis, Smith, Polian Inc. Ladenburg, Thalmann & Co. Inc. Laidlaw Global Securities, Inc. Lam Securities, L.L.c. May Davis Group Inc. Melvin Securities. L.L.C. Mesirow Financial, Inc. Morgan Keegan & Company, Inc. Parker/Hunter Incorporated Pennsylvania Merchant Group Petrie Parkman & Co. Ltd. SBK Brooks Investment Corp. Seasongood & Mayer The Seidler Companies Incorporated Simmons & Company Incorporated South Beach Capital Markets Incorporated Southwest Securities, Inc. Sterne, Agee & Leach, Inc. Strufivant & Co., Inc. SunTrust Equitable Securities Corporation Sutter Securities, Inc. SWM Securities, Inc. C.E. Unterberg, Towbin Walton Johnson & Company Wedbush Morgan Securities Inc. 8. Board of Directors determine no less frequently than quarterly that all purchases made during the preceding quarter were effected in compliance with such procedures that are reasonably designed to provide that the purchase complies with all the conditions for Rule 10f-3 of the Investment Company Act. PRUDENTIAL DIVERSIFIED MODERATE GROWTH FUND For the six month period ended (a) 1/31/01 File number ( c ) 811-08915 SUB-ITEM 77 0 Transactions Effected Pursuant to Rule 10f-3 1. Name of Issuer The Goldman Sachs Group, Inc. 2. Date of Purchase 8/1/2000 3. Number of Securities Purchased 6800 4. Dollar Amount of Purchase $678,300 5. Price Per Unit $99.75 6. Name (s) of Underwriter (s) or Dealer (s) From whom Purchased Goldman Sachs 7. Other Members of the Underwriting Syndicate Goldman, Sachs & Co. Banc of America Securities LLC Credit Suisse First Boston A.G. Edwards & Sons, Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated PaineWebber Incorporated Bear, Stearns & Co. Inc. Deutsche Banc Alex. Brown Edward D. Jones & Co., L.P. J.P. Morgan & Co. Prudential Securities Incorporated Salomon Smith Barney Chase H&Q Donaldson, Lufkin & Jenrette Lehman Brothers Inc. Morgan Stanley Dean Witter Robertson Stephens Sanford C. Bernstein Co., Inc. William Blair & Company, L.L.C. Blaylock & Partners, L.P. CIBC World Markets Corp. First Union National Bank Guzman & Company Lazard Freres & Co. LLC BMO Nesbitt Burns Corp. RBC Dominion Securities Corporation Scotia Capital (USA) Inc. Muriel Siebert & Co., Inc. Wit SoundView Corporation TD Securities (USA) Inc. Utendahl Capital Partners, L.P> Wasserstein Perella Securities, Inc. Thomas Weisel Partners LLC The Williams Capital Group, L.P. Advest, Inc. Robert W. Baird & Co. Incorporated M.R. Beal & Company Chatsworth Securities LLC Dain Rauscher Incorporated Doley Securities, Inc. Epoch Securities, Inc. Gruntal & Co., L.L.C. Keefe, Bruyette & Woods, Inc Legg Mason Wood Walker, Incorporated Loop Capital Markets, LLC Ormes Capital Markets, Inc. Putnam, Lovell, de Guardiola & Thornton, Inc. Ramirex & Co., Inc. Raymond James & Associates, Inc. Scott & Stringfellow, Inc. Stephens Inc. Stifel, Nicolaus & Company, Incorporated Sutro & Co. Incorporated Waschovia Securities, Inc. Adams, Harkness & Hill, Inc. Apex Pryor Securities, Inc., a division of Rice Financial Products Company Arnhold and s. Bleichroeder, Inc. George K. Baum & Company The Chapman Company Conning & Company Crowell, Weedon & Co. D.A. Davidsion & Co. Doft & Co., Inc. FAC/Equities, a division of First Albany Fahnestock & Co. Inc. Ferris, Baker Watts, Incorporated Fifth Third Securities, Inc. First Security Van Kasper First Southwest Company Fox-Pitt, Kelton Inc. Friedman, Billings, Ramsey & Co., Inc. Gerard Klauer Mattison & Co., Inc. HCFP/Brenner Securities LLC J.J.B. Hilliard, W.L. Lyons, Inc. Hoak Breedlove Wesneski & Co. William R. Hough & Co. Howard Weil, a division of Legg Mason Wood Walker, Inc. Jackson Securities Incorporated Janney Montgomery Scott LLC Janney Montgomery Scott LLC Jefferies & Company, Inc. Johnston, Lemon & Co. Incorporated C.L. King & Associates, Inc. Kirkpatrick, Pettis, Smith, Polian Inc. Ladenburg, Thanlmann & Co. Inc. Laidlaw Global Securities, Inc. Lam Securities Investment, Inc. May Davis Group Inc. Melvin Securities. L.L.C. Mesirow Financial, L.L.C. Morgan Keegan & Company, Inc. Needham & Company, Inc. Parker/Hunter Incorporated The Robinson-Humphrey Company, LLC Sanders Morris Harris Inc. Sandler O'Neill & Partners, L.P. Sands Brothers & Co. Ltd. SBK Brooks Investment Corp. Seasongood & Mayer The Seidler Companies Incorporated Simmons & Company International South Beach Capital Markets Incorporated Southwest Securities, Inc. Sterne, Agee & Leach, Inc. Sturdivant & Co,. Inc. Sun Trust Equitable Securities Corporation Sutter Securities Incorporated SWM Securities, Inc. C.E. Unterberg, Towbin Walton Johnson & Company Wedbush Morgan Securities Inc. -----END PRIVACY-ENHANCED MESSAGE-----