United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08915
Prudential Investment
Portfolios 16
(Exact name of registrant as specified in charter)
655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Jonathan D. Shain,
Esquire
655 Broad Street
17th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: 973-802-6469
Date of fiscal year end: October 31
Date of reporting period: 7/1/2014 through 6/30/2015
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-08915
Registrant Name: Prudential Investment Portfolios 16
Reporting Period: 07/01/2014 - 06/30/2015
Prudential Defensive Equity Fund- Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Income Builder Fund - Large Cap Growth Sleeve - Sub-Adviser: MFS
AIRGAS, INC.
Meeting Date: AUG 05, 2014 Record Date: JUN 16, 2014 Meeting Type: ANNUAL |
||||
Ticker: ARG
Security ID: 009363102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter McCausland | Management | For | Withhold |
1.2 | Elect Director Lee M. Thomas | Management | For | Withhold |
1.3 | Elect Director John C. van Roden, Jr. | Management | For | Withhold |
1.4 | Elect Director Ellen C. Wolf | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
B/E AEROSPACE, INC.
Meeting Date: SEP 10, 2014 Record Date: AUG 01, 2014 Meeting Type: ANNUAL |
||||
Ticker: BEAV
Security ID: 073302101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amin J. Khoury | Management | For | For |
1.2 | Elect Director Jonathan M. Schofield | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CONSTELLATION BRANDS, INC.
Meeting Date: JUL 23, 2014 Record Date: MAY 27, 2014 Meeting Type: ANNUAL |
||||
Ticker: STZ
Security ID: 21036P108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry Fowden | Management | For | For |
1.2 | Elect Director Barry A. Fromberg | Management | For | For |
1.3 | Elect Director Robert L. Hanson | Management | For | For |
1.4 | Elect Director Jeananne K. Hauswald | Management | For | For |
1.5 | Elect Director James A. Locke, III | Management | For | For |
1.6 | Elect Director Richard Sands | Management | For | For |
1.7 | Elect Director Robert Sands | Management | For | For |
1.8 | Elect Director Judy A. Schmeling | Management | For | For |
1.9 | Elect Director Keith E. Wandell | Management | For | For |
1.10 | Elect Director Mark Zupan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIAGEO PLC
Meeting Date: SEP 18, 2014 Record Date: SEP 16, 2014 Meeting Type: ANNUAL |
||||
Ticker: DGE
Security ID: G42089113 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Peggy Bruzelius as Director | Management | For | For |
6 | Re-elect Laurence Danon as Director | Management | For | For |
7 | Re-elect Lord Davies of Abersoch as Director | Management | For | For |
8 | Re-elect Ho KwonPing as Director | Management | For | For |
9 | Re-elect Betsy Holden as Director | Management | For | For |
10 | Re-elect Dr Franz Humer as Director | Management | For | For |
11 | Re-elect Deirdre Mahlan as Director | Management | For | For |
12 | Re-elect Ivan Menezes as Director | Management | For | For |
13 | Re-elect Philip Scott as Director | Management | For | For |
14 | Elect Nicola Mendelsohn as Director | Management | For | For |
15 | Elect Alan Stewart as Director | Management | For | For |
16 | Reappoint KPMG LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Approve 2014 Long Term Incentive Plan | Management | For | For |
MICHAEL KORS HOLDINGS LIMITED
Meeting Date: JUL 31, 2014 Record Date: JUN 03, 2014 Meeting Type: ANNUAL |
||||
Ticker: KORS
Security ID: G60754101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Idol | Management | For | For |
1b | Elect Director Silas K.F. Chou | Management | For | For |
1c | Elect Director Ann McLaughlin Korologos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NIKE, INC.
Meeting Date: SEP 18, 2014 Record Date: JUL 18, 2014 Meeting Type: ANNUAL |
||||
Ticker: NKE
Security ID: 654106103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Michelle A. Peluso | Management | For | For |
1.4 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ORACLE CORPORATION
Meeting Date: NOV 05, 2014 Record Date: SEP 08, 2014 Meeting Type: ANNUAL |
||||
Ticker: ORCL
Security ID: 68389X105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | Withhold |
1.2 | Elect Director H. Raymond Bingham | Management | For | Withhold |
1.3 | Elect Director Michael J. Boskin | Management | For | Withhold |
1.4 | Elect Director Safra A. Catz | Management | For | Withhold |
1.5 | Elect Director Bruce R. Chizen | Management | For | Withhold |
1.6 | Elect Director George H. Conrades | Management | For | Withhold |
1.7 | Elect Director Lawrence J. Ellison | Management | For | Withhold |
1.8 | Elect Director Hector Garcia-Molina | Management | For | Withhold |
1.9 | Elect Director Jeffrey O. Henley | Management | For | Withhold |
1.10 | Elect Director Mark V. Hurd | Management | For | Withhold |
1.11 | Elect Director Naomi O. Seligman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
5 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
6 | Adopt Specific Performance Standards | Shareholder | Against | For |
7 | Adopt Proxy Access Right | Shareholder | Against | For |
PRECISION CASTPARTS CORP.
Meeting Date: AUG 12, 2014 Record Date: JUN 10, 2014 Meeting Type: ANNUAL |
||||
Ticker: PCP
Security ID: 740189105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark Donegan | Management | For | For |
1b | Elect Director Don R. Graber | Management | For | For |
1c | Elect Director Lester L. Lyles | Management | For | For |
1d | Elect Director Daniel J. Murphy | Management | For | For |
1e | Elect Director Vernon E. Oechsle | Management | For | For |
1f | Elect Director Ulrich Schmidt | Management | For | For |
1g | Elect Director Richard L. Wambold | Management | For | For |
1h | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
THE ESTEE LAUDER COMPANIES INC.
Meeting Date: NOV 14, 2014 Record Date: SEP 15, 2014 Meeting Type: ANNUAL |
||||
Ticker: EL
Security ID: 518439104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charlene Barshefsky | Management | For | For |
1.2 | Elect Director Wei Sun Christianson | Management | For | For |
1.3 | Elect Director Fabrizio Freda | Management | For | For |
1.4 | Elect Director Jane Lauder | Management | For | For |
1.5 | Elect Director Leonard A. Lauder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Prudential Income Builder Fund - Large Cap Value - Sub-Adviser: NFJ
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Income Builder Fund - Large Cap Value Sleeve - Sub-Adviser: Epoch Investment Partners, Inc.
SEAGATE TECHNOLOGY PLC
Meeting Date: OCT 22, 2014 Record Date: AUG 26, 2014 Meeting Type: ANNUAL |
||||
Ticker: STX
Security ID: G7945M107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen J. Luczo | Management | For | For |
1b | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1c | Elect Director Michael R. Cannon | Management | For | For |
1d | Elect Director Mei-Wei Cheng | Management | For | For |
1e | Elect Director William T. Coleman | Management | For | For |
1f | Elect Director Jay L. Geldmacher | Management | For | For |
1g | Elect Director Kristen M. Onken | Management | For | For |
1h | Elect Director Chong Sup Park | Management | For | For |
1i | Elect Director Gregorio Reyes | Management | For | For |
1j | Elect Director Stephanie Tilenius | Management | For | For |
1k | Elect Director Edward J. Zander | Management | For | For |
2 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
3 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Authorize the Holding of the 2015 AGM at a Location Outside Ireland | Management | For | For |
8 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
Prudential Income Builder Fund - Large Cap Value Sleeve - Sub-Adviser: Hotchkis & Wiley
ORACLE CORPORATION
Meeting Date: NOV 05, 2014 Record Date: SEP 08, 2014 Meeting Type: ANNUAL |
||||
Ticker: ORCL
Security ID: 68389X105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | Did Not Vote |
1.2 | Elect Director H. Raymond Bingham | Management | For | Did Not Vote |
1.3 | Elect Director Michael J. Boskin | Management | For | Did Not Vote |
1.4 | Elect Director Safra A. Catz | Management | For | Did Not Vote |
1.5 | Elect Director Bruce R. Chizen | Management | For | Did Not Vote |
1.6 | Elect Director George H. Conrades | Management | For | Did Not Vote |
1.7 | Elect Director Lawrence J. Ellison | Management | For | Did Not Vote |
1.8 | Elect Director Hector Garcia-Molina | Management | For | Did Not Vote |
1.9 | Elect Director Jeffrey O. Henley | Management | For | Did Not Vote |
1.10 | Elect Director Mark V. Hurd | Management | For | Did Not Vote |
1.11 | Elect Director Naomi O. Seligman | Management | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
3 | Ratify Auditors | Management | For | Did Not Vote |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Did Not Vote |
5 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | Did Not Vote |
6 | Adopt Specific Performance Standards | Shareholder | Against | Did Not Vote |
7 | Adopt Proxy Access Right | Shareholder | Against | Did Not Vote |
TIME WARNER CABLE INC.
Meeting Date: OCT 09, 2014 Record Date: AUG 18, 2014 Meeting Type: SPECIAL |
||||
Ticker: TWC
Security ID: 88732J207 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
VODAFONE GROUP PLC
Meeting Date: JUL 29, 2014 Record Date: JUN 03, 2014 Meeting Type: ANNUAL |
||||
Ticker: VOD
Security ID: 92857W308 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect Vittorio Colao as Director | Management | For | For |
4 | Elect Nick Read as Director | Management | For | For |
5 | Re-elect Stephen Pusey as Director | Management | For | For |
6 | Elect Sir Crispin Davis as Director | Management | For | For |
7 | Elect Dame Clara Furse as Director | Management | For | For |
8 | Elect Valerie Gooding as Director | Management | For | For |
9 | Re-elect Renee James as Director | Management | For | For |
10 | Re-elect Samuel Jonah as Director | Management | For | For |
11 | Re-elect Omid Kordestani as Director | Management | For | For |
12 | Re-elect Nick Land as Director | Management | For | For |
13 | Re-elect Luc Vandevelde as Director | Management | For | For |
14 | Re-elect Philip Yea as Director | Management | For | For |
15 | Approve Final Dividend | Management | For | For |
16 | Approve Remuneration Policy | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
18 | Approve Incentive Plan | Management | For | For |
19 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
20 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Authorise EU Political Donations and Expenditure | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
WELLPOINT, INC.
Meeting Date: NOV 05, 2014 Record Date: SEP 12, 2014 Meeting Type: SPECIAL |
||||
Ticker: WLP
Security ID: 94973V107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Company Name to Anthem, Inc. | Management | For | Did Not Vote |
Prudential Income Builder Fund - Small Cap Growth Sleeve - Sub-Adviser: Eagle Asset Management
CHUY'S HOLDINGS, INC.
Meeting Date: JUL 29, 2014 Record Date: JUN 03, 2014 Meeting Type: ANNUAL |
||||
Ticker: CHUY
Security ID: 171604101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | Election of Directors-STEVE HISLOP | Management | For | For |
1..2 | Election of Directors-JOHN ZAPP | Management | For | For |
2. | Ratify Appointment of Independent Auditors | Management | For | For |
CYBERONICS, INC.
Meeting Date: SEP 18, 2014 Record Date: JUL 28, 2014 Meeting Type: ANNUAL |
||||
Ticker: CYBX
Security ID: 23251P102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Election of Directors-GUY C. JACKSON | Management | For | For |
1.2 | Election of Directors-JOSEPH E. LAPTEWICZ, JR | Management | For | For |
1.3 | Election of Directors-DANIEL J. MOORE | Management | For | For |
1.4 | Election of Directors-HUGH M. MORRISON | Management | For | For |
1.5 | Election of Directors-ALFRED J. NOVAK | Management | For | For |
1.6 | Election of Directors-ARTHUR L. ROSENTHAL, | Management | For | For |
1.7 | Election of Directors-JON T. TREMMEL | Management | For | For |
2 | Approve Stock Compensation Plan | Management | For | For |
3 | Ratify Appointment of Independent Auditors | Management | For | For |
4 | 14A Executive Compensation | Management | For | For |
E2OPEN, INC.
Meeting Date: AUG 20, 2014 Record Date: JUN 23, 2014 Meeting Type: ANNUAL |
||||
Ticker: EOPN
Security ID: 29788A104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Election of Directors (Majority Voting) | Management | For | For |
1.2 | Election of Directors (Majority Voting) | Management | For | For |
2. | Ratify Appointment of Independent Auditors | Management | For | For |
INVENSENSE, INC.
Meeting Date: SEP 12, 2014 Record Date: JUL 18, 2014 Meeting Type: ANNUAL |
||||
Ticker: INVN
Security ID: 46123D205 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | Election of Directors-BEHROOZ ABDI | Management | For | For |
1..2 | Election of Directors-ERIC STANG | Management | For | For |
2. | Ratify Appointment of Independent Auditors | Management | For | For |
IXIA
Meeting Date: JUL 18, 2014 Record Date: JUN 12, 2014 Meeting Type: ANNUAL |
||||
Ticker: XXIA
Security ID: 45071R109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | Election of Directors-LAURENT ASSCHER | Management | For | For |
1..2 | Election of Directors-JONATHAN FRAM | Management | For | For |
1..3 | Election of Directors-ERROL GINSBERG | Management | For | For |
1..4 | Election of Directors-GAIL HAMILTON | Management | For | For |
2. | 14A Executive Compensation | Management | For | For |
3. | Ratify Appointment of Independent Auditors | Management | For | For |
THE ADVISORY BOARD COMPANY
Meeting Date: SEP 04, 2014 Record Date: JUL 18, 2014 Meeting Type: ANNUAL |
||||
Ticker: ABCO
Security ID: 00762W107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | Election of Directors-SANJU K. BANSAL | Management | For | For |
1..2 | Election of Directors-DAVID L. FELSENTHAL | Management | For | For |
1..3 | Election of Directors-PETER J. GRUA | Management | For | For |
1..4 | Election of Directors-NANCY KILLEFER | Management | For | For |
1..5 | Election of Directors-KELT KINDICK | Management | For | For |
1..6 | Election of Directors-ROBERT W. MUSSLEWHITE | Management | For | For |
1..7 | Election of Directors-MARK R. NEAMAN | Management | For | For |
1..8 | Election of Directors-LEON D. SHAPIRO | Management | For | For |
1..9 | Election of Directors-FRANK J. WILLIAMS | Management | For | For |
1..10 | Election of Directors-LEANNE M. ZUMWALT | Management | For | For |
2. | Ratify Appointment of Independent Auditors | Management | For | For |
3. | 14A Executive Compensation | Management | For | For |
THERMON GROUP HOLDINGS, INC.
Meeting Date: JUL 31, 2014 Record Date: JUN 02, 2014 Meeting Type: ANNUAL |
||||
Ticker: THR
Security ID: 88362T103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | Election of Directors-RODNEY L. BINGHAM | Management | For | For |
1..2 | Election of Directors-MARCUS J. GEORGE | Management | For | For |
1..3 | Election of Directors-RICHARD E. GOODRICH | Management | For | For |
1..4 | Election of Directors-KEVIN J. MCGINTY | Management | For | For |
1..5 | Election of Directors-JOHN T. NESSER, III | Management | For | For |
1..6 | Election of Directors-MICHAEL W. PRESS | Management | For | For |
1..7 | Election of Directors-STEPHEN A. SNIDER | Management | For | For |
1..8 | Election of Directors-CHARLES A. SORRENTINO | Management | For | For |
2. | Ratify Appointment of Independent Auditors | Management | For | For |
3. | 14A Executive Compensation | Management | For | For |
Prudential Income Builder Fund - Small Cap Value Sleeve - Sub-Adviser: EARNEST Partners
BRISTOW GROUP INC.
Meeting Date: JUL 31, 2014 Record Date: JUN 12, 2014 Meeting Type: ANNUAL |
||||
Ticker: BRS
Security ID: 110394103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas N. Amonett | Management | For | For |
1.2 | Elect Director Jonathan E. Baliff | Management | For | For |
1.3 | Elect Director Stephen J. Cannon | Management | For | Withhold |
1.4 | Elect Director Michael A. Flick | Management | For | For |
1.5 | Elect Director Lori A. Gobillot | Management | For | For |
1.6 | Elect Director Ian A. Godden | Management | For | For |
1.7 | Elect Director Stephen A. King | Management | For | For |
1.8 | Elect Director Thomas C. Knudson | Management | For | For |
1.9 | Elect Director Mathew Masters | Management | For | For |
1.10 | Elect Director Bruce H. Stover | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | Against |
ENERSYS
Meeting Date: JUL 31, 2014 Record Date: JUN 09, 2014 Meeting Type: ANNUAL |
||||
Ticker: ENS
Security ID: 29275Y102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Seifi Ghasemi | Management | For | Against |
1.2 | Elect Director John F. Lehman | Management | For | For |
1.3 | Elect Director Dennis S. Marlo | Management | For | For |
2 | Ratify Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GLOBAL PAYMENTS INC.
Meeting Date: NOV 19, 2014 Record Date: SEP 12, 2014 Meeting Type: ANNUAL |
||||
Ticker: GPN
Security ID: 37940X102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Sloan | Management | For | Withhold |
1.2 | Elect Director John G. Bruno | Management | For | For |
1.3 | Elect Director Michael W. Trapp | Management | For | Withhold |
1.4 | Elect Director Gerald J. Wilkins | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | Against |
PROTECTIVE LIFE CORPORATION
Meeting Date: OCT 06, 2014 Record Date: AUG 15, 2014 Meeting Type: SPECIAL |
||||
Ticker: PL
Security ID: 743674103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
URS CORPORATION
Meeting Date: OCT 16, 2014 Record Date: SEP 12, 2014 Meeting Type: SPECIAL |
||||
Ticker: URS
Security ID: 903236107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
Prudential Income Builder Fund - Small Cap Value Sleeve - Sub-Adviser: Vaughan Nelson
ALERE INC.
Meeting Date: AUG 21, 2014 Record Date: JUN 30, 2014 Meeting Type: ANNUAL |
||||
Ticker: ALR
Security ID: 01449J105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregg J. Powers | Management | For | For |
1b | Elect Director Regina Benjamin | Management | For | For |
1c | Elect Director Hakan Bjorklund | Management | For | For |
1d | Elect Director John F. Levy | Management | For | For |
1e | Elect Director Stephen P. MacMillan | Management | For | For |
1f | Elect Director Brian A. Markison | Management | For | For |
1g | Elect Director Thomas Fulton Wilson McKillop | Management | For | For |
1h | Elect Director John A. Quelch | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ASPEN INSURANCE HOLDINGS LIMITED
Meeting Date: JUL 25, 2014 Record Date: JUN 13, 2014 Meeting Type: PROXY CONTEST |
||||
Ticker: AHL
Security ID: G05384105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Blue Card) | ||||
1 | Revoke Consent to Request Special Meeting | Shareholder | For | For |
2 | Revoke Consent to Request a Court-Ordered Shareholder Meeting to Vote on a Scheme of Arrangement | Shareholder | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Card) | ||||
1 | Consent to Request Special Meeting | Shareholder | For | Did Not Vote |
2 | Consent to Request a Court-Ordered Shareholder Meeting to Vote on a Scheme of Arrangement | Shareholder | For | Did Not Vote |
BOB EVANS FARMS, INC.
Meeting Date: AUG 20, 2014 Record Date: JUL 03, 2014 Meeting Type: PROXY CONTEST |
||||
Ticker: BOBE
Security ID: 096761101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Steven A. Davis | Management | For | Did Not Vote |
1.2 | Elect Director Michael J. Gasser | Management | For | Did Not Vote |
1.3 | Elect Director Mary Kay Haben | Management | For | Did Not Vote |
1.4 | Elect Director E.W. (Bill) Ingram III | Management | For | Did Not Vote |
1.5 | Elect Director Cheryl L. Krueger | Management | For | Did Not Vote |
1.6 | Elect Director Kathleen S. Lane | Management | For | Did Not Vote |
1.7 | Elect Director Eileen A. Mallesch | Management | For | Did Not Vote |
1.8 | Elect Director Larry S. McWilliams | Management | For | Did Not Vote |
1.9 | Elect Director Kevin M. Sheehan | Management | For | Did Not Vote |
1.10 | Elect Director Paul S. Williams | Management | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
3 | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | Did Not Vote |
4 | Reduce Supermajority Vote Requirement to Remove Directors | Management | For | Did Not Vote |
5 | Reduce Supermajority Vote Requirement to Amend Article Twelve Governing Director Removal | Management | For | Did Not Vote |
6 | Provide Right to Call Special Meeting | Management | For | Did Not Vote |
7 | Ratify Auditors | Management | For | Did Not Vote |
8 | Repeal Any Provision of the Company's Bylaws That are Inconsistent with or Disadvantageous to the Election of the Director Nominees Nominated for Election by the Sandell Group | Shareholder | Against | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Douglas N. Benham | Shareholder | For | For |
1.2 | Elect Director Charles M. Elson | Shareholder | For | For |
1.3 | Elect Director David W. Head | Shareholder | For | For |
1.4 | Elect Director C. Stephen Lynn | Shareholder | For | For |
1.5 | Elect Director Annelise T. Osborne | Shareholder | For | For |
1.6 | Elect Director Aron I. Schwartz | Shareholder | For | For |
1.7 | Elect Director Michael Weinstein | Shareholder | For | For |
1.8 | Elect Director Lee S. Wielansky | Shareholder | For | For |
2 | Approve Repeal of Bylaws | Management | For | For |
3 | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
4 | Reduce Supermajority Vote Requirement to Remove Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement to Amend Article Twelve Governing Director Removal | Management | For | For |
6 | Provide Right to Call Special Meeting | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Against |
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Meeting Date: NOV 13, 2014 Record Date: SEP 22, 2014 Meeting Type: ANNUAL |
||||
Ticker: BR
Security ID: 11133T103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Richard J. Daly | Management | For | For |
1c | Elect Director Robert N. Duelks | Management | For | For |
1d | Elect Director Richard J. Haviland | Management | For | For |
1e | Elect Director Stuart R. Levine | Management | For | For |
1f | Elect Director Maura A. Markus | Management | For | For |
1g | Elect Director Thomas J. Perna | Management | For | For |
1h | Elect Director Alan J. Weber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CACI INTERNATIONAL INC
Meeting Date: NOV 20, 2014 Record Date: SEP 22, 2014 Meeting Type: ANNUAL |
||||
Ticker: CACI
Security ID: 127190304 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth Asbury | Management | For | For |
1.2 | Elect Director Michael A. Daniels | Management | For | For |
1.3 | Elect Director James S. Gilmore, III | Management | For | For |
1.4 | Elect Director William L. Jews | Management | For | For |
1.5 | Elect Director Gregory G. Johnson | Management | For | For |
1.6 | Elect Director J. Phillip London | Management | For | For |
1.7 | Elect Director James L. Pavitt | Management | For | For |
1.8 | Elect Director Warren R. Phillips | Management | For | For |
1.9 | Elect Director Charles P. Revoile | Management | For | For |
1.10 | Elect Director William S. Wallace | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
COMMVAULT SYSTEMS, INC.
Meeting Date: AUG 21, 2014 Record Date: JUN 24, 2014 Meeting Type: ANNUAL |
||||
Ticker: CVLT
Security ID: 204166102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan G. Bunte | Management | For | For |
1.2 | Elect Director Frank J. Fanzilli, Jr. | Management | For | For |
1.3 | Elect Director Daniel Pulver | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
HAEMONETICS CORPORATION
Meeting Date: JUL 23, 2014 Record Date: JUN 06, 2014 Meeting Type: ANNUAL |
||||
Ticker: HAE
Security ID: 405024100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Concannon | Management | For | For |
1.2 | Elect Director Ronald L. Merriman | Management | For | For |
1.3 | Elect Director Charles J. Dockendorff | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
IXIA
Meeting Date: JUL 18, 2014 Record Date: JUN 12, 2014 Meeting Type: ANNUAL |
||||
Ticker: XXIA
Security ID: 45071R109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurent Asscher | Management | For | For |
1.2 | Elect Director Jonathan Fram | Management | For | For |
1.3 | Elect Director Errol Ginsberg | Management | For | For |
1.4 | Elect Director Gail Hamilton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KENNAMETAL INC.
Meeting Date: OCT 28, 2014 Record Date: AUG 29, 2014 Meeting Type: ANNUAL |
||||
Ticker: KMT
Security ID: 489170100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip A. Dur | Management | For | For |
1.2 | Elect Director Timothy R. McLevish | Management | For | For |
1.3 | Elect Director Steven H. Wunning | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
REXNORD CORPORATION
Meeting Date: JUL 31, 2014 Record Date: JUN 05, 2014 Meeting Type: ANNUAL |
||||
Ticker: RXN
Security ID: 76169B102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. Christopoul | Management | For | For |
1.2 | Elect Director Peter P. Copses | Management | For | For |
1.3 | Elect Director John S. Stroup | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STANDEX INTERNATIONAL CORPORATION
Meeting Date: OCT 29, 2014 Record Date: SEP 03, 2014 Meeting Type: ANNUAL |
||||
Ticker: SXI
Security ID: 854231107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas E. Chorman | Management | For | For |
1.2 | Elect Director David A. Dunbar | Management | For | For |
1.3 | Elect Director Roger L. Fix | Management | For | For |
1.4 | Elect Director Daniel B. Hogan | Management | For | For |
1.5 | Elect Director Jeffrey S. Edwards | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THERMON GROUP HOLDINGS, INC.
Meeting Date: JUL 31, 2014 Record Date: JUN 02, 2014 Meeting Type: ANNUAL |
||||
Ticker: THR
Security ID: 88362T103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney L. Bingham | Management | For | For |
1.2 | Elect Director Marcus J. George | Management | For | For |
1.3 | Elect Director Richard E. Goodrich | Management | For | For |
1.4 | Elect Director Kevin J. McGinty | Management | For | For |
1.5 | Elect Director John T. Nesser, III | Management | For | For |
1.6 | Elect Director Michael W. Press | Management | For | For |
1.7 | Elect Director Stephen A. Snider | Management | For | For |
1.8 | Elect Director Charles A. Sorrentino | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Prudential Income Builder Fund - Total Return Bond Sleeve - Sub-Adviser: PIMCO
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Income Builder Fund- Sub-advisor: Jennison
ABENGOA YIELD PLC
Meeting Date: APR 10, 2015 Record Date: FEB 09, 2015 Meeting Type: CONSENT |
||||
Ticker: ABY
Security ID: G00349103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | CONSENT | Management | For | TNA |
ABENGOA YIELD PLC
Meeting Date: MAY 08, 2015 Record Date: APR 08, 2015 Meeting Type: ANNUAL |
||||
Ticker: ABY
Security ID: G00349103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report (Advisory) | Management | For | For |
3 | Remuneration Policy (Binding) | Management | For | For |
4 | Elect Javier Garoz Neira | Management | For | For |
5 | Appointment of Auditor | Management | For | For |
6 | Authority to Set Auditor's Fees | Management | For | For |
7 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
9 | Authority to Repurchase Shares | Management | For | For |
10 | Amendments to Articles | Management | For | For |
ABENGOA YIELD PLC
Meeting Date: JUN 19, 2015 Record Date: MAY 26, 2015 Meeting Type: SPECIAL |
||||
Ticker: ABY
Security ID: G00349103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratification of Appointment of CEO | Management | For | For |
ACTIVISION BLIZZARD INC
Meeting Date: JUN 03, 2015 Record Date: APR 07, 2015 Meeting Type: ANNUAL |
||||
Ticker: ATVI
Security ID: 00507V109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert J. Corti | Management | For | For |
2 | Elect Brian G. Kelly | Management | For | For |
3 | Elect Robert A. Kotick | Management | For | For |
4 | Elect Barry Meyer | Management | For | For |
5 | Elect Robert J. Morgado | Management | For | For |
6 | Elect Peter Nolan | Management | For | For |
7 | Elect Richard Sarnoff | Management | For | For |
8 | Elect Elaine P. Wynn | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | Against |
10 | Ratification of Auditor | Management | For | For |
ALUPAR INVESTIMENTO S.A.
Meeting Date: APR 15, 2015 Record Date: APR 13, 2015 Meeting Type: SPECIAL |
||||
Ticker: ALUP11 BZ
Security ID: P0R676126 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Remuneration Policy | Management | For | TNA |
ALUPAR INVESTIMENTO S.A.
Meeting Date: APR 15, 2015 Record Date: APR 13, 2015 Meeting Type: ANNUAL |
||||
Ticker: ALUP11 BZ
Security ID: P0R676126 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Non-Voting Meeting Note | Management | N/A | N/A |
4 | Accounts and Reports | Management | For | TNA |
5 | Allocation of Profits/Dividends | Management | For | TNA |
6 | Board Size | Management | For | TNA |
7 | Election of Directors | Management | For | TNA |
8 | Election of Board Member(s) Representative of Minority Shareholders | Management | N/A | TNA |
9 | Election of Board Member(s) Representative of Preferred Shareholders | Management | N/A | TNA |
10 | Non-Voting Meeting Note | Management | N/A | N/A |
ANIMA HOLDING SPA
Meeting Date: APR 29, 2015 Record Date: APR 20, 2015 Meeting Type: ORDINARY |
||||
Ticker: ANIM IM
Security ID: T0409R106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Accounts and Reports; Allocation of Profits/Dividends | Management | For | For |
3 | Remuneration Report | Management | For | For |
4 | Authority to Repurchase and Reissue Shares | Management | For | For |
AZIMUT HLDG S.P.A
Meeting Date: APR 30, 2015 Record Date: APR 21, 2015 Meeting Type: ORDINARY |
||||
Ticker: AZM IM
Security ID: T0783G106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Accounts and Reports; Allocation of Profits/Dividends | Management | For | For |
3 | Incentive Plan | Management | For | Against |
4 | Authority to Repurchase and Reissue Shares | Management | For | For |
5 | Remuneration Report | Management | For | For |
BANK OF AMERICA CORP.
Meeting Date: MAY 06, 2015 Record Date: MAR 11, 2015 Meeting Type: ANNUAL |
||||
Ticker: BAC
Security ID: 060505104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sharon L. Allen | Management | For | For |
2 | Elect Susan S. Bies | Management | For | For |
3 | Elect Jack O. Bovender, Jr. | Management | For | For |
4 | Elect Frank P. Bramble, Sr. | Management | For | For |
5 | Elect Pierre J. P. de Weck | Management | For | For |
6 | Elect Arnold W. Donald | Management | For | For |
7 | Elect Charles K. Gifford | Management | For | For |
8 | Elect Linda P. Hudson | Management | For | For |
9 | Elect Monica C. Lozano | Management | For | For |
10 | Elect Thomas J. May | Management | For | For |
11 | Elect Brian T. Moynihan | Management | For | For |
12 | Elect Lionel L. Nowell III | Management | For | For |
13 | Elect R. David Yost | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Amendment to the 2003 Key Associate Stock Plan | Management | For | For |
17 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | Shareholder | Against | Abstain |
BEMIS CO. INC.
Meeting Date: MAY 07, 2015 Record Date: MAR 09, 2015 Meeting Type: ANNUAL |
||||
Ticker: BMS
Security ID: 081437105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect William F. Austen | Management | For | For |
1.2 | Elect Ronald J. Floto | Management | For | For |
1.3 | Elect Timothy M. Manganello | Management | For | For |
1.4 | Elect William L. Mansfield | Management | For | For |
1.5 | Elect Arun Nayar | Management | For | For |
1.6 | Elect Edward N. Perry | Management | For | For |
1.7 | Elect Philip G. Weaver | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Amendment to the Executive Officer Performance Plan | Management | For | For |
BIOGEN INC
Meeting Date: JUN 10, 2015 Record Date: APR 15, 2015 Meeting Type: ANNUAL |
||||
Ticker: BIIB
Security ID: 09062X103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alexander J. Denner | Management | For | For |
2 | Elect Caroline Dorsa | Management | For | For |
3 | Elect Nancy L. Leaming | Management | For | For |
4 | Elect Richard C. Mulligan | Management | For | For |
5 | Elect Robert W. Pangia | Management | For | For |
6 | Elect Stelios Papadopoulos | Management | For | For |
7 | Elect Brian S. Posner | Management | For | For |
8 | Elect Eric K. Rowinsky | Management | For | For |
9 | Elect George A. Scangos | Management | For | For |
10 | Elect Lynn Schenk | Management | For | For |
11 | Elect Stephen A. Sherwin | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Approval of the 2015 Employee Stock Purchase Plan | Management | For | For |
15 | Approval of an Amendment to the 2006 Non-Employee Directors Equity Plan | Management | For | For |
BOEING CO.
Meeting Date: APR 27, 2015 Record Date: FEB 26, 2015 Meeting Type: ANNUAL |
||||
Ticker: BA
Security ID: 097023105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David L. Calhoun | Management | For | For |
2 | Elect Arthur D. Collins, Jr. | Management | For | For |
3 | Elect Kenneth M. Duberstein | Management | For | For |
4 | Elect Edmund P. Giambastiani, Jr. | Management | For | For |
5 | Elect Lawrence W. Kellner | Management | For | For |
6 | Elect Edward M. Liddy | Management | For | For |
7 | Elect W. James McNerney, Jr. | Management | For | For |
8 | Elect Susan C. Schwab | Management | For | For |
9 | Elect Ronald A. Williams | Management | For | For |
10 | Elect Mike S. Zafirovski | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
BRISTOL-MYERS SQUIBB CO.
Meeting Date: MAY 05, 2015 Record Date: MAR 13, 2015 Meeting Type: ANNUAL |
||||
Ticker: BMY
Security ID: 110122108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lamberto Andreotti | Management | For | For |
2 | Elect Giovanni Caforio | Management | For | For |
3 | Elect Lewis B. Campbell | Management | For | For |
4 | Elect Laurie H. Glimcher | Management | For | For |
5 | Elect Michael Grobstein | Management | For | For |
6 | Elect Alan J. Lacy | Management | For | For |
7 | Elect Thomas J. Lynch | Management | For | For |
8 | Elect Dinesh Paliwal | Management | For | For |
9 | Elect Vicki L. Sato | Management | For | For |
10 | Elect Gerald L. Storch | Management | For | For |
11 | Elect Togo D. West, Jr. | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | Against |
13 | Ratification of Auditor | Management | For | For |
14 | Adoption of Exclusive Forum Provision | Management | For | For |
15 | Elimination of Supermajority Provisions | Management | For | For |
16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
CANADIAN PACIFIC RAILWAY LTD
Meeting Date: MAY 14, 2015 Record Date: MAR 17, 2015 Meeting Type: SPECIAL |
||||
Ticker: CP
Security ID: 13645T100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appointment of Auditor | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3.1 | Elect William A. Ackman | Management | For | For |
3.2 | Elect John Baird | Management | For | For |
3.3 | Elect Gary F. Colter | Management | For | For |
3.4 | Elect Isabelle Courville | Management | For | For |
3.5 | Elect Keith E. Creel | Management | For | For |
3.6 | Elect E. Hunter Harrison | Management | For | For |
3.7 | Elect Paul C. Hilal | Management | For | For |
3.8 | Elect Krystyna T. Hoeg | Management | For | For |
3.9 | Elect Rebecca MacDonald | Management | For | For |
3.10 | Elect Anthony R. Melman | Management | For | For |
3.11 | Elect Linda J. Morgan | Management | For | For |
3.12 | Elect Andrew F. Reardon | Management | For | For |
3.13 | Elect Stephen C. Tobias | Management | For | For |
4 | Advance Notice Provision | Management | For | For |
5 | Amendments to Articles Regarding Meeting Location | Management | For | For |
CARNIVAL CORP.
Meeting Date: APR 14, 2015 Record Date: FEB 13, 2015 Meeting Type: ANNUAL |
||||
Ticker: CCL
Security ID: 143658300 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Micky Arison | Management | For | For |
2 | Elect Sir Jonathon Band | Management | For | For |
3 | Elect Arnold W. Donald | Management | For | For |
4 | Elect Richard J. Glasier | Management | For | For |
5 | Elect Debra J. Kelly-Ennis | Management | For | For |
6 | Elect Sir John Parker | Management | For | For |
7 | Elect Stuart Subotnick | Management | For | For |
8 | Elect Laura A. Weil | Management | For | For |
9 | Elect Randall J. Weisenburger | Management | For | For |
10 | Appointment of Auditor | Management | For | For |
11 | Authority to Set Auditor's Fees | Management | For | For |
12 | Accounts and Reports | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
14 | Approval of Directors' Remuneration Report | Management | For | For |
15 | Authority to Issue Shares with Preemptive Rights | Management | For | For |
16 | Authority to Issue Shares without Preemptive Rights | Management | For | Against |
17 | Authority to Repurchase Shares | Management | For | For |
CINEMARK HOLDINGS INC
Meeting Date: JUN 04, 2015 Record Date: APR 17, 2015 Meeting Type: ANNUAL |
||||
Ticker: CNK
Security ID: 17243V102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Carlos M. Sepulveda | Management | For | For |
1.2 | Elect Tim Warner | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
COCA-COLA CO
Meeting Date: APR 29, 2015 Record Date: MAR 02, 2015 Meeting Type: ANNUAL |
||||
Ticker: KO
Security ID: 191216100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Herbert A. Allen | Management | For | For |
2 | Elect Ronald W. Allen | Management | For | For |
3 | Elect Marc Bolland | Management | For | For |
4 | Elect Ana Botin | Management | For | For |
5 | Elect Howard G. Buffett | Management | For | For |
6 | Elect Richard M. Daley | Management | For | For |
7 | Elect Barry Diller | Management | For | For |
8 | Elect Helene D. Gayle | Management | For | For |
9 | Elect Evan G. Greenberg | Management | For | For |
10 | Elect Alexis M. Herman | Management | For | For |
11 | Elect Muhtar Kent | Management | For | For |
12 | Elect Robert A. Kotick | Management | For | For |
13 | Elect Maria Elena Lagomasino | Management | For | For |
14 | Elect Sam Nunn | Management | For | For |
15 | Elect David B. Weinberg | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Ratification of Auditor | Management | For | For |
18 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Unvested Restricted Stock Awards | Shareholder | Against | Against |
CROWN CASTLE INTERNATIONAL CORP.
Meeting Date: MAY 29, 2015 Record Date: MAR 30, 2015 Meeting Type: ANNUAL |
||||
Ticker: CCI
Security ID: 22822V101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert Bartolo | Management | For | For |
2 | Elect Cindy Christy | Management | For | For |
3 | Elect Ari Q. Fitzgerald | Management | For | For |
4 | Elect Robert E. Garrison II | Management | For | For |
5 | Elect Dale N. Hatfield | Management | For | For |
6 | Elect Lee W. Hogan | Management | For | For |
7 | Elect John P. Kelly | Management | For | For |
8 | Elect Robert F. McKenzie | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 2 Years |
DIEBOLD, INC.
Meeting Date: APR 23, 2015 Record Date: FEB 27, 2015 Meeting Type: ANNUAL |
||||
Ticker: DBD
Security ID: 253651103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Patrick W. Allender | Management | For | For |
1.2 | Elect Phillip R. Cox | Management | For | For |
1.3 | Elect Richard L. Crandall | Management | For | For |
1.4 | Elect Gale S. Fitzgerald | Management | For | For |
1.5 | Elect Gary G. Greenfield | Management | For | For |
1.6 | Elect Andreas W. Mattes | Management | For | For |
1.7 | Elect Robert S. Prather, Jr. | Management | For | For |
1.8 | Elect Rajesh K. Soin | Management | For | For |
1.9 | Elect Henry D. G. Wallace | Management | For | For |
1.10 | Elect Alan J. Weber | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Annual Cash Bonus Plan | Management | For | For |
DIGITAL REALTY TRUST INC
Meeting Date: MAY 11, 2015 Record Date: MAR 09, 2015 Meeting Type: ANNUAL |
||||
Ticker: DLR
Security ID: 253868103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Dennis E. Singleton | Management | For | For |
2 | Elect Laurence A. Chapman | Management | For | For |
3 | Elect Kathleen Earley | Management | For | Abstain |
4 | Elect Kevin J. Kennedy | Management | For | For |
5 | Elect William G. LaPerch | Management | For | For |
6 | Elect A. William Stein | Management | For | For |
7 | Elect Robert H. Zerbst | Management | For | For |
8 | Ratification of Auditor | Management | For | For |
9 | Employee Stock Purchase Plan | Management | For | Abstain |
10 | Advisory Vote on Executive Compensation | Management | For | For |
ENDESA S.A.
Meeting Date: APR 27, 2015 Record Date: APR 20, 2015 Meeting Type: ANNUAL |
||||
Ticker: ELE SM
Security ID: E41222113 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Accounts | Management | For | For |
3 | Management Reports | Management | For | For |
4 | Ratification of Board Acts | Management | For | For |
5 | Allocation of Profits/Dividends | Management | For | For |
6 | Authority to Issue Convertible Debt Instruments | Management | For | For |
7 | Authority to Repurchase Shares | Management | For | For |
8 | Elect Francisco Borja Prado Eulate | Management | For | For |
9 | Ratifiy Co-option and Elect Helena Revoredo Del Vecchio | Management | For | For |
10 | Ratifiy Co-option and Elect Alberto De Paoli | Management | For | For |
11 | Elect Ignacio Garralda Ruiz de Velasco | Management | For | For |
12 | Elect Francisco de Lacerda | Management | For | For |
13 | Remuneration report | Management | For | For |
14 | Directors' Fees | Management | For | For |
15 | Amendments to Article 13 | Management | For | For |
16 | Amendments to Articles 22, 23, 26, 27, 28, 32 and 34 | Management | For | For |
17 | Amendments to Articles 37, 38, 39, 41, 42, 43, 45, 46, 47, 49, 50 and 51 | Management | For | For |
18 | Amendments to Articles 52 and 53 | Management | For | For |
19 | Amendments to General Meeting Regulation | Management | For | For |
20 | Authorization of Legal Formalities | Management | For | For |
ENDO INTERNATIONAL PLC
Meeting Date: JUN 09, 2015 Record Date: APR 14, 2015 Meeting Type: ANNUAL |
||||
Ticker: ENDP
Security ID: G30401106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Roger H. Kimmel | Management | For | For |
2 | Elect Rajiv De Silva | Management | For | For |
3 | Elect Shane M. Cooke | Management | For | For |
4 | Elect Arthur J. Higgins | Management | For | For |
5 | Elect Nancy J. Hutson | Management | For | For |
6 | Elect Michael Hyatt | Management | For | For |
7 | Elect William P. Montague | Management | For | For |
8 | Elect Jill D. Smith | Management | For | For |
9 | Elect William F. Spengler | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Approval of the 2015 Stock Incentive Plan | Management | For | For |
EXELON CORP.
Meeting Date: APR 28, 2015 Record Date: MAR 10, 2015 Meeting Type: ANNUAL |
||||
Ticker: EXC
Security ID: 30161N101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Anthony K. Anderson | Management | For | For |
2 | Elect Ann C. Berzin | Management | For | For |
3 | Elect John A. Canning Jr. | Management | For | For |
4 | Elect Christopher M. Crane | Management | For | For |
5 | Elect Yves C. de Balmann | Management | For | For |
6 | Elect Nicholas DeBenedictis | Management | For | For |
7 | Elect Paul L. Joskow | Management | For | For |
8 | Elect Robert J. Lawless | Management | For | For |
9 | Elect Richard W. Mies | Management | For | For |
10 | Elect William C. Richardson | Management | For | For |
11 | Elect John W. Rogers, Jr. | Management | For | For |
12 | Elect Mayo A. Shattuck III | Management | For | For |
13 | Elect Stephen D. Steinour | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Reapproval of Performance Goals Under 2011 Long-Term Incentive Plan | Management | For | For |
17 | Management Proposal Regarding Proxy Access | Management | For | For |
18 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
FIRST POTOMAC REALTY TRUST
Meeting Date: MAY 21, 2015 Record Date: MAR 16, 2015 Meeting Type: ANNUAL |
||||
Ticker: FPO
Security ID: 33610F109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert H. Arnold | Management | For | For |
1.2 | Elect Richard B. Chess | Management | For | For |
1.3 | Elect Douglas J. Donatelli | Management | For | For |
1.4 | Elect James P. Hoffman | Management | For | For |
1.5 | Elect Alan G. Merten | Management | For | For |
1.6 | Elect Thomas E. Robinson | Management | For | For |
1.7 | Elect Terry L. Stevens | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
FRONTIER COMMUNICATIONS CORP
Meeting Date: MAY 13, 2015 Record Date: MAR 17, 2015 Meeting Type: ANNUAL |
||||
Ticker: FTR
Security ID: 35906A108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Leroy T. Barnes, Jr. | Management | For | For |
1.2 | Elect Peter C. B. Bynoe | Management | For | For |
1.3 | Elect Diana S. Ferguson | Management | For | For |
1.4 | Elect Edward Fraioli | Management | For | For |
1.5 | Elect Daniel J. McCarthy | Management | For | For |
1.6 | Elect Pamela D.A. Reeve | Management | For | For |
1.7 | Elect Virginia P. Ruesterholz | Management | For | For |
1.8 | Elect Howard L. Schrott | Management | For | For |
1.9 | Elect Larraine D. Segil | Management | For | For |
1.10 | Elect Mark S. Shapiro | Management | For | For |
1.11 | Elect Myron A. Wick, III | Management | For | For |
1.12 | Elect Mary Agnes Wilderotter | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
GAMESTOP CORPORATION
Meeting Date: JUN 23, 2015 Record Date: MAY 01, 2015 Meeting Type: ANNUAL |
||||
Ticker: GME
Security ID: 36467W109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Daniel A. DeMatteo | Management | For | For |
2 | Elect Thomas N. Kelly, Jr. | Management | For | For |
3 | Elect Shane S. Kim | Management | For | For |
4 | Elect J. Paul Raines | Management | For | For |
5 | Elect Gerald R. Szczepanski | Management | For | For |
6 | Elect Kathy Vrabeck | Management | For | For |
7 | Elect Lawrence S. Zilavy | Management | For | For |
8 | Advisory Vote on Executive Compensation | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
GEO GROUP, INC.
Meeting Date: APR 29, 2015 Record Date: MAR 10, 2015 Meeting Type: ANNUAL |
||||
Ticker: GEO
Security ID: 36162J106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Clarence E. Anthony | Management | For | For |
1.2 | Elect Anne N. Foreman | Management | For | For |
1.3 | Elect Richard H. Glanton | Management | For | For |
1.4 | Elect Christopher C. Wheeler | Management | For | For |
1.5 | Elect Julie Myers Wood | Management | For | For |
1.6 | Elect George C. Zoley | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Senior Management Performance Award Plan | Management | For | For |
HOME DEPOT, INC.
Meeting Date: MAY 21, 2015 Record Date: MAR 23, 2015 Meeting Type: ANNUAL |
||||
Ticker: HD
Security ID: 437076102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ari Bousbib | Management | For | For |
2 | Elect Gregory D. Brenneman | Management | For | For |
3 | Elect J. Frank Brown | Management | For | For |
4 | Elect Albert P. Carey | Management | For | For |
5 | Elect Armando M. Codina | Management | For | For |
6 | Elect Helena B. Foulkes | Management | For | For |
7 | Elect Wayne M. Hewett | Management | For | For |
8 | Elect Karen Katen | Management | For | For |
9 | Elect Craig A. Menear | Management | For | For |
10 | Elect Mark Vadon | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
JPMORGAN CHASE & CO.
Meeting Date: MAY 19, 2015 Record Date: MAR 20, 2015 Meeting Type: ANNUAL |
||||
Ticker: JPM
Security ID: 46625H100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Linda B. Bammann | Management | For | For |
2 | Elect James A. Bell | Management | For | For |
3 | Elect Crandall C. Bowles | Management | For | For |
4 | Elect Stephen B. Burke | Management | For | For |
5 | Elect James S. Crown | Management | For | For |
6 | Elect James Dimon | Management | For | For |
7 | Elect Timothy P. Flynn | Management | For | For |
8 | Elect Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Michael A. Neal | Management | For | For |
10 | Elect Lee R. Raymond | Management | For | For |
11 | Elect William C. Weldon | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | Against |
13 | Ratification of Auditor | Management | For | For |
14 | Amendment to the Long-Term Incentive Plan | Management | For | For |
15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Abstain |
18 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Recoupment Report | Shareholder | Against | For |
KINDER MORGAN INC
Meeting Date: MAY 07, 2015 Record Date: MAR 10, 2015 Meeting Type: ANNUAL |
||||
Ticker: KMI
Security ID: 49456B101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard D. Kinder | Management | For | For |
1.2 | Elect Steven J. Kean | Management | For | For |
1.3 | Elect Ted A. Gardner | Management | For | For |
1.4 | Elect Anthony W. Hall, Jr. | Management | For | For |
1.5 | Elect Gary L. Hultquist | Management | For | For |
1.6 | Elect Ronald L. Kuehn, Jr. | Management | For | For |
1.7 | Elect Deborah A. Macdonald | Management | For | For |
1.8 | Elect Michael Miller | Management | For | For |
1.9 | Elect Michael C. Morgan | Management | For | For |
1.10 | Elect Arthur C. Reichstetter | Management | For | For |
1.11 | Elect Fayez S. Sarofim | Management | For | For |
1.12 | Elect C. Park Shaper | Management | For | For |
1.13 | Elect William A. Smith | Management | For | For |
1.14 | Elect Joel V. Staff | Management | For | For |
1.15 | Elect Robert F. Vagt | Management | For | For |
1.16 | Elect Perry M. Waughtal | Management | For | For |
2 | Approval of the 2015 Stock Incentive Plan | Management | For | For |
3 | Approval of the 2015 Annual Incentive Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Amendments to Certificate of Incorporation to Comply with Jones Act | Management | For | Abstain |
7 | Shareholder Proposal Regarding Report on Response to Climate Change Policy | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | Shareholder | Against | Against |
9 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
LOWE`S COS., INC.
Meeting Date: MAY 29, 2015 Record Date: MAR 27, 2015 Meeting Type: ANNUAL |
||||
Ticker: LOW
Security ID: 548661107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Raul Alvarez | Management | For | For |
1.2 | Elect David W. Bernauer | Management | For | For |
1.3 | Elect Angela F. Braly | Management | For | For |
1.4 | Elect Laurie Z. Douglas | Management | For | For |
1.5 | Elect Richard W. Dreiling | Management | For | For |
1.6 | Elect Robert L. Johnson | Management | For | For |
1.7 | Elect Marshall O. Larsen | Management | For | For |
1.8 | Elect Richard K. Lochridge | Management | For | For |
1.9 | Elect James H Morgan | Management | For | For |
1.10 | Elect Robert A. Niblock | Management | For | For |
1.11 | Elect Eric C. Wiseman | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
MERCK & CO INC
Meeting Date: MAY 26, 2015 Record Date: MAR 31, 2015 Meeting Type: ANNUAL |
||||
Ticker: MRK
Security ID: 58933Y105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Leslie A. Brun | Management | For | For |
2 | Elect Thomas R. Cech | Management | For | For |
3 | Elect Kenneth C. Frazier | Management | For | For |
4 | Elect Thomas H. Glocer | Management | For | For |
5 | Elect William B. Harrison, Jr. | Management | For | For |
6 | Elect C. Robert Kidder | Management | For | For |
7 | Elect Rochelle B. Lazarus | Management | For | For |
8 | Elect Carlos E. Represas | Management | For | For |
9 | Elect Patricia F. Russo | Management | For | For |
10 | Elect Craig B. Thompson | Management | For | For |
11 | Elect Wendell P. Weeks | Management | For | For |
12 | Elect Peter C. Wendell | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Amendment to the 2010 Incentive Plan | Management | For | For |
16 | Amendment to the Executive Incentive Plan | Management | For | For |
17 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
MERLIN ENTERTAINMENTS PLC
Meeting Date: MAY 14, 2015 Record Date: MAY 12, 2015 Meeting Type: ANNUAL |
||||
Ticker: MERL LN
Security ID: G6019W108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Remuneration Report (Advisory) | Management | For | For |
4 | Elect Sir John Sunderland | Management | For | For |
5 | Elect Nick Varney | Management | For | For |
6 | Elect Andrew Carr | Management | For | For |
7 | Elect Charles Gurassa | Management | For | For |
8 | Elect Kenneth Hydon | Management | For | For |
9 | Elect Fru Hazlitt | Management | For | For |
10 | Elect Soren Thorup Sorensen | Management | For | For |
11 | Appointment of Auditor | Management | For | For |
12 | Authority to Set Auditor's Fees | Management | For | For |
13 | Authorisation of Political Donations | Management | For | For |
14 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
15 | Waiver of Mandatory Takeover Requirement (KIRKBI) | Management | For | Against |
16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
17 | Authority to Repurchase Shares | Management | For | For |
18 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
METLIFE INC
Meeting Date: APR 28, 2015 Record Date: FEB 27, 2015 Meeting Type: ANNUAL |
||||
Ticker: MET
Security ID: 59156R108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Cheryl W. Grise | Management | For | For |
2 | Elect Carlos M. Gutierrez | Management | For | For |
3 | Elect R. Glenn Hubbard | Management | For | For |
4 | Elect Steven A. Kandarian | Management | For | For |
5 | Elect Alfred F. Kelly, Jr. | Management | For | For |
6 | Elect Edward J. Kelly, III | Management | For | For |
7 | Elect William E. Kennard | Management | For | For |
8 | Elect James M. Kilts | Management | For | For |
9 | Elect Catherine R. Kinney | Management | For | For |
10 | Elect Denise M. Morrison | Management | For | For |
11 | Elect Kenton J. Sicchitano | Management | For | For |
12 | Elect Lulu C. Wang | Management | For | For |
13 | Elimination of Supermajority Requirement | Management | For | For |
14 | Elimination of Supermajority Requirement | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
MFA FINANCIAL INC
Meeting Date: MAY 21, 2015 Record Date: MAR 27, 2015 Meeting Type: ANNUAL |
||||
Ticker: MFA
Security ID: 55272X102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robin Josephs | Management | For | For |
2 | Elect George H. Krauss | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Amendment to the 2010 Equity Compensation Plan | Management | For | For |
MOLSON COORS BREWING COMPANY
Meeting Date: JUN 03, 2015 Record Date: APR 10, 2015 Meeting Type: ANNUAL |
||||
Ticker: TAPA
Security ID: 60871R209 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roger G. Eaton | Management | For | For |
1.2 | Elect Charles M. Herington | Management | For | For |
1.3 | Elect H. Sanford Riley | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
MONDELEZ INTERNATIONAL INC.
Meeting Date: MAY 20, 2015 Record Date: MAR 11, 2015 Meeting Type: ANNUAL |
||||
Ticker: MDLZ
Security ID: 609207105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Stephen F. Bollenbach | Management | For | For |
2 | Elect Lewis W.K. Booth | Management | For | For |
3 | Elect Lois D. Juliber | Management | For | For |
4 | Elect Mark D. Ketchum | Management | For | For |
5 | Elect Jorge S. Mesquita | Management | For | For |
6 | Elect Joseph Neubauer | Management | For | For |
7 | Elect Nelson Peltz | Management | For | For |
8 | Elect Fredric G. Reynolds | Management | For | For |
9 | Elect Irene B. Rosenfeld | Management | For | For |
10 | Elect Patrick Siewert | Management | For | For |
11 | Elect Ruth J. Simmons | Management | For | For |
12 | Elect Jean-Francois M. L. van Boxmeer | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | Shareholder | Against | Against |
NAVIENT CORP
Meeting Date: MAY 21, 2015 Record Date: MAR 26, 2015 Meeting Type: ANNUAL |
||||
Ticker: NAVI
Security ID: 63938C108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John K. Adams, Jr. | Management | For | For |
2 | Elect Anne Torre Bates | Management | For | For |
3 | Elect Anna Escobedo Cabral | Management | For | For |
4 | Elect William M. Diefenderfer III | Management | For | For |
5 | Elect Diane Suitt Gilleland | Management | For | For |
6 | Elect Katherine A. Lehman | Management | For | For |
7 | Elect Linda Mills | Management | For | For |
8 | Elect Barry A. Munitz | Management | For | For |
9 | Elect Jack Remondi | Management | For | For |
10 | Elect Steven L. Shapiro | Management | For | For |
11 | Elect Jane J. Thompson | Management | For | For |
12 | Elect Laura S. Unger | Management | For | For |
13 | Elect Barry L. Williams | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 2 Years |
17 | Amendment to the Navient Corporation 2014 Omnibus Incentive Plan | Management | For | For |
NRG YIELD INC
Meeting Date: MAY 05, 2015 Record Date: MAR 16, 2015 Meeting Type: ANNUAL |
||||
Ticker: NYLD
Security ID: 62942X108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect David Crane | Management | For | For |
1.2 | Elect John F. Chlebowski, Jr. | Management | For | For |
1.3 | Elect Kirkland B. Andrews | Management | For | For |
1.4 | Elect Brian R. Ford | Management | For | For |
1.5 | Elect Mauricio Gutierrez | Management | For | For |
1.6 | Elect Ferrell P. McClean | Management | For | For |
1.7 | Elect Christopher S. Sotos | Management | For | For |
2 | Amend Charter to Establish Class C Common Stock and Class D Common Stock | Management | For | For |
3 | Effect Split of Class A and Class B Stock in Connection with the Distribution of Class C and Class D Stock | Management | For | For |
4 | Amendment to the 2013 Equity Incentive Plan | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
PACKAGING CORP OF AMERICA
Meeting Date: MAY 12, 2015 Record Date: MAR 16, 2015 Meeting Type: ANNUAL |
||||
Ticker: PKG
Security ID: 695156109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Cheryl K. Beebe | Management | For | For |
2 | Elect Hasan Jameel | Management | For | For |
3 | Elect Mark W. Kowlzan | Management | For | For |
4 | Elect Robert C. Lyons | Management | For | For |
5 | Elect Thomas P. Maurer | Management | For | For |
6 | Elect Samuel Mencoff | Management | For | For |
7 | Elect Roger B. Porter | Management | For | For |
8 | Elect Thomas S. Souleles | Management | For | For |
9 | Elect Paul T. Stecko | Management | For | For |
10 | Elect James D. Woodrum | Management | For | For |
11 | Amendment to the PCA Performance Incentive Plan | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
PEMBINA PIPELINE CORPORATION
Meeting Date: MAY 08, 2015 Record Date: MAR 19, 2015 Meeting Type: ANNUAL |
||||
Ticker: PBA
Security ID: 706327103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Anne-Marie N. Ainsworth | Management | For | For |
1.2 | Elect Grant D. Billing | Management | For | For |
1.3 | Elect Michael H. Dilger | Management | For | For |
1.4 | Elect Randall J. Findlay | Management | For | For |
1.5 | Elect Lorne B. Gordon | Management | For | For |
1.6 | Elect Gordon J. Kerr | Management | For | For |
1.7 | Elect David M.B. LeGresley | Management | For | For |
1.8 | Elect Robert B. Michaleski | Management | For | For |
1.9 | Elect Leslie A. O'Donoghue | Management | For | For |
1.10 | Elect Jeffery T. Smith | Management | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
3 | Increase in Reserved Shares Pursuant to the 2011 Stock Option Plan | Management | For | For |
4 | Technical Amendments to the Stock Option Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
PINNACLE FOODS INC
Meeting Date: JUN 11, 2015 Record Date: APR 15, 2015 Meeting Type: ANNUAL |
||||
Ticker: PF
Security ID: 72348P104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ann Fandozzi | Management | For | For |
1.2 | Elect Jason Giordano | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
POTASH CORP. OF SASKATCHEWAN INC.
Meeting Date: MAY 12, 2015 Record Date: MAR 16, 2015 Meeting Type: SPECIAL |
||||
Ticker: POT
Security ID: 73755L107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Christopher M. Burley | Management | For | For |
1.2 | Elect Donald G. Chynoweth | Management | For | For |
1.3 | Elect John W. Estey | Management | For | For |
1.4 | Elect Gerald W. Grandey | Management | For | For |
1.5 | Elect Charles S. Hoffman | Management | For | For |
1.6 | Elect Alice D. Laberge | Management | For | For |
1.7 | Elect Consuelo E. Madere | Management | For | For |
1.8 | Elect Keith G. Martell | Management | For | For |
1.9 | Elect Jeffrey J. McCaig | Management | For | For |
1.10 | Elect Jochen E. Tilk | Management | For | For |
1.11 | Elect Elena Viyella de Paliza | Management | For | For |
2 | Appointment of Auditor | Management | For | For |
3 | Approval of the 2015 Performance Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Amendments to By-laws | Management | For | For |
6 | Shareholder Proposal Regarding Sourcing Phosphate from Western Sahara | Shareholder | Against | Against |
REYNOLDS AMERICAN INC.
Meeting Date: MAY 07, 2015 Record Date: MAR 09, 2015 Meeting Type: ANNUAL |
||||
Ticker: RAI
Security ID: 761713106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John P. Daly | Management | For | For |
2 | Elect Holly K. Koeppel | Management | For | For |
3 | Elect Richard E. Thornburgh | Management | For | For |
4 | Elect Thomas C. Wajnert | Management | For | For |
5 | Elect Ricardo Oberlander | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | Against |
7 | Ratification of Auditor | Management | For | For |
8 | Shareholder Proposal Regarding Report on Green Tobacco Sickness Report | Shareholder | Against | Against |
9 | Shareholder Proposal Regarding Labor Policies | Shareholder | Against | Against |
SEMGROUP CORP
Meeting Date: MAY 14, 2015 Record Date: MAR 27, 2015 Meeting Type: ANNUAL |
||||
Ticker: SEMG
Security ID: 81663A105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ronald A. Ballschmiede | Management | For | For |
1.2 | Elect Sarah M. Barpoulis | Management | For | For |
1.3 | Elect John F. Chlebowski | Management | For | For |
1.4 | Elect Carlin G. Conner | Management | For | For |
1.5 | Elect Karl F. Kurz | Management | For | For |
1.6 | Elect James H. Lytal | Management | For | For |
1.7 | Elect Thomas R. McDaniel | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Meeting Date: MAY 28, 2015 Record Date: APR 02, 2015 Meeting Type: ANNUAL |
||||
Ticker: HOT
Security ID: 85590A401 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Adam M. Aron | Management | For | For |
2 | Elect Bruce W. Duncan | Management | For | For |
3 | Elect Charlene Barshefsky | Management | For | For |
4 | Elect Thomas E. Clarke | Management | For | For |
5 | Elect Clayton C. Daley, Jr. | Management | For | For |
6 | Elect Lizanne Galbreath | Management | For | For |
7 | Elect Eric Hippeau | Management | For | For |
8 | Elect Aylwin B. Lewis | Management | For | For |
9 | Elect Stephen R. Quazzo | Management | For | For |
10 | Elect Thomas O. Ryder | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Amendment to the Annual Incentive Plan for Certain Executives | Management | For | For |
STARWOOD PROPERTY TRUST INC
Meeting Date: APR 21, 2015 Record Date: MAR 03, 2015 Meeting Type: ANNUAL |
||||
Ticker: STWD
Security ID: 85571B105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard D. Bronson | Management | For | For |
1.2 | Elect Jeffrey G. Dishner | Management | For | For |
1.3 | Elect Camille J. Douglas | Management | For | For |
1.4 | Elect Solomon J. Kumin | Management | For | For |
1.5 | Elect Barry S. Sternlicht | Management | For | For |
1.6 | Elect Strauss Zelnick | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
THERMO FISHER SCIENTIFIC INC.
Meeting Date: MAY 20, 2015 Record Date: MAR 27, 2015 Meeting Type: ANNUAL |
||||
Ticker: TMO
Security ID: 883556102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Marc N. Casper | Management | For | For |
2 | Elect Nelson J. Chai | Management | For | For |
3 | Elect C. Martin Harris | Management | For | For |
4 | Elect Tyler Jacks | Management | For | For |
5 | Elect Judy C. Lewent | Management | For | For |
6 | Elect Thomas J. Lynch | Management | For | For |
7 | Elect Jim P. Manzi | Management | For | For |
8 | Elect William G. Parrett | Management | For | For |
9 | Elect Lars R. Sorenson | Management | For | For |
10 | Elect Scott M. Sperling | Management | For | For |
11 | Elect Elaine S. Ullian | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
TIME WARNER INC
Meeting Date: JUN 19, 2015 Record Date: APR 20, 2015 Meeting Type: ANNUAL |
||||
Ticker: TWX
Security ID: 887317303 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James L. Barksdale | Management | For | For |
2 | Elect William P. Barr | Management | For | For |
3 | Elect Jeffrey L. Bewkes | Management | For | For |
4 | Elect Stephen F. Bollenbach | Management | For | For |
5 | Elect Robert C. Clark | Management | For | For |
6 | Elect Mathias Dopfner | Management | For | For |
7 | Elect Jessica P. Einhorn | Management | For | For |
8 | Elect Carlos M. Gutierrez | Management | For | For |
9 | Elect Fred Hassan | Management | For | For |
10 | Elect Kenneth J. Novack | Management | For | For |
11 | Elect Paul D. Wachter | Management | For | For |
12 | Elect Deborah C. Wright | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Oversight of Young People's Well Being and Family Values | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against |
UNION PACIFIC CORP.
Meeting Date: MAY 14, 2015 Record Date: MAR 13, 2015 Meeting Type: ANNUAL |
||||
Ticker: UNP
Security ID: 907818108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Andrew H. Card, Jr. | Management | For | For |
2 | Elect Erroll B. Davis, Jr. | Management | For | For |
3 | Elect David B. Dillon | Management | For | For |
4 | Elect Lance M. Fritz | Management | For | For |
5 | Elect Judith Richards Hope | Management | For | For |
6 | Elect John J. Koraleski | Management | For | For |
7 | Elect Charles C. Krulak | Management | For | For |
8 | Elect Michael R. McCarthy | Management | For | For |
9 | Elect Michael W. McConnell | Management | For | For |
10 | Elect Thomas F. McLarty III | Management | For | For |
11 | Elect Steven R. Rogel | Management | For | For |
12 | Elect Jose H. Villarreal | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
16 | Shareholder Proposal regarding Independent Chairman | Shareholder | Against | Against |
UNITED CONTINENTAL HOLDINGS INC
Meeting Date: JUN 10, 2015 Record Date: APR 13, 2015 Meeting Type: ANNUAL |
||||
Ticker: UAL
Security ID: 910047109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Carolyn Corvi | Management | For | For |
2 | Elect Jane C. Garvey | Management | For | For |
3 | Elect Walter Isaacson | Management | For | For |
4 | Elect Henry L. Meyer III | Management | For | For |
5 | Elect Oscar Munoz | Management | For | For |
6 | Elect William R. Nuti | Management | For | For |
7 | Elect Laurence E. Simmons | Management | For | For |
8 | Elect Jeffery A. Smisek | Management | For | For |
9 | Elect David J. Vitale | Management | For | For |
10 | Elect John H. Walker | Management | For | For |
11 | Elect Charles A. Yamarone | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
WELLS FARGO & CO.
Meeting Date: APR 28, 2015 Record Date: MAR 03, 2015 Meeting Type: ANNUAL |
||||
Ticker: WFC
Security ID: 949746101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John D. Baker II | Management | For | For |
2 | Elect Elaine L. Chao | Management | For | For |
3 | Elect John S. Chen | Management | For | For |
4 | Elect Lloyd H. Dean | Management | For | For |
5 | Elect Elizabeth A. Duke | Management | For | For |
6 | Elect Susan E. Engel | Management | For | For |
7 | Elect Enrique Hernandez, Jr. | Management | For | For |
8 | Elect Donald M. James | Management | For | For |
9 | Elect Cynthia H. Milligan | Management | For | For |
10 | Elect Federico F. Pena | Management | For | For |
11 | Elect James H. Quigley | Management | For | For |
12 | Elect Judith M. Runstad | Management | For | For |
13 | Elect Stephen W. Sanger | Management | For | For |
14 | Elect John G. Stumpf | Management | For | For |
15 | Elect Susan G. Swenson | Management | For | For |
16 | Elect Suzanne M. Vautrinot | Management | For | For |
17 | Advisory Vote on Executive Compensation | Management | For | For |
18 | Ratification of Auditor | Management | For | For |
19 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
WENDY`S CO
Meeting Date: JUN 01, 2015 Record Date: APR 02, 2015 Meeting Type: ANNUAL |
||||
Ticker: WEN
Security ID: 95058W100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Nelson Peltz | Management | For | For |
1.2 | Elect Peter W. May | Management | For | For |
1.3 | Elect Emil J. Brolick | Management | For | For |
1.4 | Elect Edward P. Garden | Management | For | For |
1.5 | Elect Janet Hill | Management | For | For |
1.6 | Elect Joseph A. Levato | Management | For | For |
1.7 | Elect J. Randolph Lewis | Management | For | For |
1.8 | Elect Michelle J. Mathews-Spradlin | Management | For | For |
1.9 | Elect Peter H. Rothschild | Management | For | For |
1.10 | Elect David E. Schwab II | Management | For | For |
2 | Amendment to the 2010 Omnibus Award Plan | Management | For | Against |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | Against |
5 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
WILLIAMS COS INC
Meeting Date: MAY 21, 2015 Record Date: MAR 31, 2015 Meeting Type: ANNUAL |
||||
Ticker: WMB
Security ID: 969457100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alan S. Armstrong | Management | For | For |
2 | Elect Joseph R. Cleveland | Management | For | For |
3 | Elect Kathleen B. Cooper | Management | For | For |
4 | Elect John A. Hagg | Management | For | For |
5 | Elect Juanita H. Hinshaw | Management | For | For |
6 | Elect Ralph Izzo | Management | For | For |
7 | Elect Frank T. MacInnis | Management | For | For |
8 | Elect Eric W. Mandelblatt | Management | For | For |
9 | Elect Keith A. Meister | Management | For | For |
10 | Elect Steven Nance | Management | For | For |
11 | Elect Murray D. Smith | Management | For | For |
12 | Elect Janice D. Stoney | Management | For | For |
13 | Elect Laura A. Sugg | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
XEROX CORP
Meeting Date: MAY 20, 2015 Record Date: MAR 23, 2015 Meeting Type: ANNUAL |
||||
Ticker: XRX
Security ID: 984121103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ursula M. Burns | Management | For | For |
2 | Elect Richard J. Harrington | Management | For | For |
3 | Elect William Curt Hunter | Management | For | For |
4 | Elect Robert J. Keegan | Management | For | For |
5 | Elect Charles Prince | Management | For | For |
6 | Elect Ann N. Reese | Management | For | For |
7 | Elect Stephen H. Rusckowski | Management | For | For |
8 | Elect Sara Martinez Tucker | Management | For | For |
9 | Elect Mary Agnes Wilderotter | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
YAHOO INC.
Meeting Date: JUN 24, 2015 Record Date: APR 27, 2015 Meeting Type: ANNUAL |
||||
Ticker: YHOO
Security ID: 984332106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David Filo | Management | For | For |
2 | Elect Susan M. James | Management | For | For |
3 | Elect Max R. Levchin | Management | For | For |
4 | Elect Marissa A. Mayer | Management | For | For |
5 | Elect Thomas J. McInerney | Management | For | For |
6 | Elect Charles R. Schwab | Management | For | Against |
7 | Elect H. Lee Scott, Jr. | Management | For | For |
8 | Elect Jane E. Shaw | Management | For | For |
9 | Elect Maynard G. Webb, Jr. | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Shareholder Proposal Regarding Formation of a Human Rights Committee | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
Prudential Income Builder Fund- Sub-advisor: PFI
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Income Builder Fund- Sub-advisor: PREI
AGELLAN COMMERCIAL REAL ESTATE INVESTMENT TRUST
Meeting Date: JUN 15, 2015 Record Date: APR 27, 2015 Meeting Type: MIX |
||||
Ticker: ACR-U CN
Security ID: 00844Y105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Elect Anthony Messina | Management | For | For |
4 | Elect Richard Dansereau | Management | For | For |
5 | Elect Robert Perry | Management | For | For |
6 | Elect Frank Camenzuli | Management | For | For |
7 | Elect Glen Ladouceur | Management | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
9 | Renewal of the Deferred Unit Incentive Plan | Management | For | For |
10 | Renewal of the Unit Option Plan | Management | For | For |
ASCENDAS REAL ESTATE INVESTMENT TRUST
Meeting Date: JUN 29, 2015 Record Date: JUN 25, 2015 Meeting Type: ANNUAL |
||||
Ticker: AREIT SP
Security ID: Y0205X103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
3 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For |
4 | Non-Voting Agenda Item | Management | N/A | N/A |
5 | Non-Voting Agenda Item | Management | N/A | N/A |
6 | Non-Voting Agenda Item | Management | N/A | N/A |
7 | Non-Voting Agenda Item | Management | N/A | N/A |
CACHE LOGISTICS TRUST
Meeting Date: APR 14, 2015 Record Date: APR 10, 2015 Meeting Type: ANNUAL |
||||
Ticker: CACHE SP
Security ID: Y1072M105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
3 | Authority to Issue Units w/ or w/o Preemptive Rights | Management | For | For |
CHATHAM LODGING TRUST
Meeting Date: MAY 21, 2015 Record Date: APR 01, 2015 Meeting Type: ANNUAL |
||||
Ticker: CLDT
Security ID: 16208T102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect C. Gerald Goldsmith | Management | For | For |
1.2 | Elect Rolf E. Ruhfus | Management | For | For |
1.3 | Elect Joel F. Zemans | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
CHESAPEAKE LODGING TRUST
Meeting Date: MAY 20, 2015 Record Date: APR 01, 2015 Meeting Type: ANNUAL |
||||
Ticker: CHSP
Security ID: 165240102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James L. Francis | Management | For | For |
2 | Elect Douglas W. Vicari | Management | For | For |
3 | Elect Thomas A. Natelli | Management | For | For |
4 | Elect Thomas D. Eckert | Management | For | For |
5 | Elect John W. Hill | Management | For | For |
6 | Elect George F. McKenzie | Management | For | For |
7 | Elect Jeffrey D. Nuechterlein | Management | For | For |
8 | Ratification of Auditor | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Shareholder Proposal Regarding Simple Majority Vote for Bylaw Amendments | Shareholder | Against | For |
11 | Shareholder Proposal Regarding Poison Pills | Shareholder | Against | For |
12 | Shareholder Proposal Regarding Removal of Directors | Shareholder | Against | For |
13 | Shareholder Proposal Regarding Approval of Golden Parachutes | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Approval of Severance Agreements | Shareholder | Against | For |
1 | Elect James L. Francis | Management | Do Not Vote | TNA |
2 | Elect Douglas W. Vicari | Management | Do Not Vote | TNA |
3 | Elect Thomas A. Natelli | Management | Do Not Vote | TNA |
4 | Elect Thomas D. Eckert | Management | Do Not Vote | TNA |
5 | Elect John W. Hill | Management | Do Not Vote | TNA |
6 | Elect George F. McKenzie | Management | Do Not Vote | TNA |
7 | Elect Jeffrey D. Nuechterlein | Management | Do Not Vote | TNA |
8 | Ratification of Auditor | Management | Do Not Vote | TNA |
9 | Advisory Vote on Executive Compensation | Management | Do Not Vote | TNA |
10 | SHP Allow Shareholders to Amend Bylaws | Shareholder | Do Not Vote | TNA |
11 | SHP Regarding Poison Pills | Shareholder | Do Not Vote | TNA |
12 | SHP Regarding Removal of Directors | Shareholder | Do Not Vote | TNA |
13 | SHP Regarding Golden Parachutes | Shareholder | Do Not Vote | TNA |
14 | SHP Regarding Restricting Executive Compensation | Shareholder | Do Not Vote | TNA |
COLUMBIA PROPERTY TRUST INC
Meeting Date: MAY 04, 2015 Record Date: FEB 24, 2015 Meeting Type: ANNUAL |
||||
Ticker: CXP
Security ID: 198287203 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Charles R. Brown | Management | For | For |
1.2 | Elect Richard W. Carpenter | Management | For | For |
1.3 | Elect John L. Dixon | Management | For | For |
1.4 | Elect Murray J. McCabe | Management | For | For |
1.5 | Elect E. Nelson Mills | Management | For | For |
1.6 | Elect Michael S. Robb | Management | For | For |
1.7 | Elect George W. Sands | Management | For | For |
1.8 | Elect Thomas G. Wattles | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
EXCEL TRUST INC.
Meeting Date: MAY 04, 2015 Record Date: MAR 12, 2015 Meeting Type: ANNUAL |
||||
Ticker: EXL
Security ID: 30068C109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gary B. Sabin | Management | For | Withhold |
1.2 | Elect Spencer G. Plumb | Management | For | Withhold |
1.3 | Elect Mark T. Burton | Management | For | Withhold |
1.4 | Elect Bruce G. Blakley | Management | For | For |
1.5 | Elect Burland B. East III | Management | For | For |
1.6 | Elect Robert E. Parsons, Jr. | Management | For | For |
1.7 | Elect Warren R. Staley | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
FIRST POTOMAC REALTY TRUST
Meeting Date: MAY 21, 2015 Record Date: MAR 16, 2015 Meeting Type: ANNUAL |
||||
Ticker: FPO
Security ID: 33610F109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert H. Arnold | Management | For | For |
1.2 | Elect Richard B. Chess | Management | For | For |
1.3 | Elect Douglas J. Donatelli | Management | For | For |
1.4 | Elect James P. Hoffman | Management | For | For |
1.5 | Elect Alan G. Merten | Management | For | For |
1.6 | Elect Thomas E. Robinson | Management | For | For |
1.7 | Elect Terry L. Stevens | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
FONCIERE DES REGIONS
Meeting Date: APR 17, 2015 Record Date: APR 14, 2015 Meeting Type: MIX |
||||
Ticker: FDR FP
Security ID: F42399109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Non-Voting Meeting Note | Management | N/A | N/A |
4 | Accounts and Reports : Ratification of Board Acts ; Approval of Non Tax-Deductible Expenses | Management | For | For |
5 | Consolidated Accounts and Reports | Management | For | For |
6 | Allocation of Profits/Dividends | Management | For | For |
7 | Related Party Transactions | Management | For | For |
8 | Severance agreement of Mr Christophe Kullmann, CEO | Management | For | For |
9 | Severance agreement of Mr Olivier Esteve | Management | For | For |
10 | Remuneration of Jean Laurent, Chairman | Management | For | For |
11 | Remuneration of Christophe Kullman, CEO | Management | For | For |
12 | Remuneration of Olivier Esteve | Management | For | For |
13 | Remuneration of Aldo Mazzocco | Management | For | For |
14 | Elect Jean Laurent | Management | For | For |
15 | Elect Leonardo Del Vecchio | Management | For | For |
16 | Elect ACM VIE | Management | For | For |
17 | Elect Jean-Luc Biamonti | Management | For | For |
18 | Elect GMF Vie | Management | For | For |
19 | Elect Bertrand de Feydeau | Management | For | For |
20 | Elect P Predica | Management | For | For |
21 | Elect Pierre Vaquier | Management | For | For |
22 | Elect Romolo Bardin | Management | For | For |
23 | Elect Delphine Benchetrit | Management | For | For |
24 | Authority to Repurchase Shares | Management | For | For |
25 | Amendment Regarding Double Voting Rights | Management | For | For |
26 | Amendment Regarding Director Term Length | Management | For | For |
27 | Amendments to Articles | Management | For | For |
28 | Authority to Increase Capital Through Capitalizations | Management | For | For |
29 | Authority to Cancel Shares and Reduce Share Capital | Management | For | For |
30 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Management | For | For |
31 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Management | For | For |
32 | Employee Stock Purchase Plan | Management | For | For |
33 | Authorization of Legal Formalities | Management | For | For |
FONCIERE DES REGIONS
Meeting Date: APR 17, 2015 Record Date: APR 14, 2015 Meeting Type: MIX |
||||
Ticker: FDR FP
Security ID: F3832L139 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Non-Voting Meeting Note | Management | N/A | N/A |
4 | Accounts and Reports : Ratification of Board Acts ; Approval of Non Tax-Deductible Expenses | Management | For | For |
5 | Consolidated Accounts and Reports | Management | For | For |
6 | Allocation of Profits/Dividends | Management | For | For |
7 | Related Party Transactions | Management | For | For |
8 | Severance agreement of Mr Christophe Kullmann, CEO | Management | For | For |
9 | Severance agreement of Mr Olivier Esteve | Management | For | For |
10 | Remuneration of Jean Laurent, Chairman | Management | For | For |
11 | Remuneration of Christophe Kullman, CEO | Management | For | For |
12 | Remuneration of Olivier Esteve | Management | For | For |
13 | Remuneration of Aldo Mazzocco | Management | For | For |
14 | Elect Jean Laurent | Management | For | For |
15 | Elect Leonardo Del Vecchio | Management | For | For |
16 | Elect ACM Vie | Management | For | For |
17 | Elect Jean-Luc Biamonti | Management | For | For |
18 | Elect GMF Vie | Management | For | For |
19 | Elect Bertrand de Feydeau | Management | For | For |
20 | Elect P Predica | Management | For | For |
21 | Elect Pierre Vaquier | Management | For | For |
22 | Elect Romolo Bardin | Management | For | For |
23 | Elect Delphine Benchetrit | Management | For | For |
24 | Authority to Repurchase Shares | Management | For | For |
25 | Amendment Regarding Double Voting Rights | Management | For | For |
26 | Amendment Regarding Director Term Length | Management | For | For |
27 | Amendments to Articles | Management | For | For |
28 | Authority to Increase Capital Through Capitalizations | Management | For | For |
29 | Authority to Cancel Shares and Reduce Share Capital | Management | For | For |
30 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Management | For | For |
31 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Management | For | For |
32 | Employee Stock Purchase Plan | Management | For | For |
33 | Authorization of Legal Formalities | Management | For | For |
34 | Non-Voting Meeting Note | Management | N/A | N/A |
HEALTH CARE REIT, INC.
Meeting Date: MAY 07, 2015 Record Date: MAR 10, 2015 Meeting Type: ANNUAL |
||||
Ticker: HCN
Security ID: 42217K106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Thomas J. DeRosa | Management | For | For |
2 | Elect Jeffrey H. Donahue | Management | For | For |
3 | Elect Fred S. Klipsch | Management | For | For |
4 | Elect Geoffrey G. Meyers | Management | For | For |
5 | Elect Timothy J. Naughton | Management | For | For |
6 | Elect Sharon M. Oster | Management | For | For |
7 | Elect Judith C. Pelham | Management | For | For |
8 | Elect Sergio D. Rivera | Management | For | For |
9 | Elect R. Scott Trumbull | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
HOME PROPERTIES, INC.
Meeting Date: APR 28, 2015 Record Date: MAR 05, 2015 Meeting Type: ANNUAL |
||||
Ticker: HME
Security ID: 437306103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael D. Barnello | Management | For | For |
2 | Elect Bonnie S. Biumi | Management | For | For |
3 | Elect Stephen R. Blank | Management | For | For |
4 | Elect Alan L. Gosule | Management | For | For |
5 | Elect Leonard F. Helbig, III | Management | For | For |
6 | Elect Thomas P. Lydon, Jr. | Management | For | For |
7 | Elect Edward J. Pettinella | Management | For | For |
8 | Elect Clifford W. Smith, Jr. | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
KEPPEL REIT
Meeting Date: APR 14, 2015 Record Date: APR 10, 2015 Meeting Type: ANNUAL |
||||
Ticker: KREIT SP
Security ID: Y4740G104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Accounts and Reports | Management | For | For |
3 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
4 | Elect Audrey Marie CHIN Wei-Li | Management | For | For |
5 | Elect NG Hsueh Ling | Management | For | For |
6 | Elect TAN Chin Hwee | Management | For | For |
7 | Authority to Issue Units w/ or w/o Preemptive Rights | Management | For | For |
8 | Transaction of Other Business | Management | For | For |
LEXINGTON REALTY TRUST
Meeting Date: MAY 19, 2015 Record Date: MAR 18, 2015 Meeting Type: ANNUAL |
||||
Ticker: LXP
Security ID: 529043101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect E. Robert Roskind | Management | For | Abstain |
2 | Elect T. Wilson Eglin | Management | For | Abstain |
3 | Elect Richard J. Rouse | Management | For | Abstain |
4 | Elect Harold First | Management | For | For |
5 | Elect Richard S. Frary | Management | For | For |
6 | Elect James Grosfeld | Management | For | For |
7 | Elect Kevin W. Lynch | Management | For | For |
8 | Advisory Vote on Executive Compensation | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
MEDICAL PROPERTIES TRUST INC
Meeting Date: MAY 14, 2015 Record Date: MAR 23, 2015 Meeting Type: ANNUAL |
||||
Ticker: MPW
Security ID: 58463J304 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Edward K. Aldag, Jr. | Management | For | Withhold |
1.2 | Elect G. Steven Dawson | Management | For | For |
1.3 | Elect R. Steven Hamner | Management | For | Withhold |
1.4 | Elect Robert E. Holmes | Management | For | For |
1.5 | Elect Sherry A. Kellett | Management | For | For |
1.6 | Elect William G. McKenzie | Management | For | Withhold |
1.7 | Elect L. Glenn Orr, Jr. | Management | For | For |
1.8 | Elect D. Paul Sparks Jr. | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Change to Majority with Resignation voting for directors | Management | For | Abstain |
PHYSICIANS REALTY TRUST
Meeting Date: MAY 07, 2015 Record Date: MAR 20, 2015 Meeting Type: ANNUAL |
||||
Ticker: DOC
Security ID: 71943U104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John T. Thomas | Management | For | Withhold |
1.2 | Elect Tommy G. Thompson | Management | For | For |
1.3 | Elect Stanton D. Anderson | Management | For | For |
1.4 | Elect Mark A. Baumgartner | Management | For | Withhold |
1.5 | Elect Albert C. Black, Jr. | Management | For | For |
1.6 | Elect William A. Ebinger | Management | For | For |
1.7 | Elect Richard A. Weiss | Management | For | Withhold |
2 | Ratification of Auditor | Management | For | For |
3 | 2015 Employee Stock Purchase Plan | Management | For | For |
PIEDMONT OFFICE REALTY TRUST INC
Meeting Date: MAY 12, 2015 Record Date: MAR 02, 2015 Meeting Type: ANNUAL |
||||
Ticker: PDM
Security ID: 720190206 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael R. Buchanan | Management | For | For |
1.2 | Elect Wesley E. Cantrell | Management | For | For |
1.3 | Elect William H. Keogler, Jr. | Management | For | For |
1.4 | Elect Barbara B. Lang | Management | For | For |
1.5 | Elect Frank C. McDowell | Management | For | For |
1.6 | Elect Donald A. Miller | Management | For | For |
1.7 | Elect Raymond G. Milnes, Jr. | Management | For | For |
1.8 | Elect Jeffrey L. Swope | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
RIOCAN REAL ESTATE INVESTMENT TRUST
Meeting Date: JUN 17, 2015 Record Date: APR 20, 2015 Meeting Type: MIX |
||||
Ticker: REI-U CN
Security ID: 766910103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Non-Voting Meeting Note | Management | N/A | N/A |
4 | Elect Bonnie Brooks | Management | For | For |
5 | Elect Clare R. Copeland | Management | For | For |
6 | Elect Raymond M. Gelgoot | Management | For | For |
7 | Elect Paul V. Godfrey | Management | For | For |
8 | Elect Dale H. Lastman | Management | For | For |
9 | Elect Jane Marshall | Management | For | For |
10 | Elect Sharon Sallows | Management | For | For |
11 | Elect Edward Sonshine | Management | For | For |
12 | Elect Luc Vanneste | Management | For | For |
13 | Elect Charles M. Winograd | Management | For | For |
14 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
15 | Amendment to Option Plan | Management | For | For |
16 | Amendments to the Declaration of Trust | Management | For | For |
17 | Advisory Vote on Executive Compensation | Management | For | For |
18 | Transaction of Other Business | Management | For | For |
SABRA HEALTHCARE REIT INC
Meeting Date: JUN 17, 2015 Record Date: APR 20, 2015 Meeting Type: ANNUAL |
||||
Ticker: SBRA
Security ID: 78573L106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Craig Barbarosh | Management | For | For |
2 | Elect Robert A. Ettl | Management | For | For |
3 | Elect Michael J. Foster | Management | For | For |
4 | Elect Richard K. Matros | Management | For | For |
5 | Elect Milton J. Walters | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
7 | Advisory Vote on Executive Compensation | Management | For | For |
SENIOR HOUSING PROPERTIES TRUST
Meeting Date: MAY 19, 2015 Record Date: JAN 21, 2015 Meeting Type: ANNUAL |
||||
Ticker: SNH
Security ID: 81721M109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jeffrey P. Somers | Management | For | For |
2 | Elect Barry M. Portnoy | Management | For | Abstain |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
SLATE RETAIL REIT
Meeting Date: MAY 13, 2015 Record Date: APR 02, 2015 Meeting Type: MIX |
||||
Ticker: SRT-U CN
Security ID: 831022116 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Elect Samuel Altman | Management | For | For |
3 | Elect Colum Bastable | Management | For | For |
4 | Elect Thomas Farley | Management | For | For |
5 | Elect Patrick Flatley | Management | For | For |
6 | Elect Peter Tesche | Management | For | For |
7 | Elect Blair Welch | Management | For | For |
8 | Elect Brady Welch | Management | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
10 | Merger/Acquisition | Management | For | For |
11 | Adoption of Deferred Unit Plan | Management | For | For |
SPIRIT REALTY CAPITAL INC
Meeting Date: MAY 28, 2015 Record Date: MAR 30, 2015 Meeting Type: ANNUAL |
||||
Ticker: SRC
Security ID: 84860W102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kevin M. Charlton | Management | For | For |
1.2 | Elect Todd A. Dunn | Management | For | For |
1.3 | Elect David J. Gilbert | Management | For | For |
1.4 | Elect Richard I. Gilchrist | Management | For | For |
1.5 | Elect Diane M. Morefield | Management | For | For |
1.6 | Elect Thomas H. Nolan, Jr. | Management | For | For |
1.7 | Elect Sheli Z. Rosenberg | Management | For | For |
1.8 | Elect Thomas D. Senkbeil | Management | For | For |
1.9 | Elect Nicholas P. Shepherd | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
STAG INDUSTRIAL INC
Meeting Date: MAY 04, 2015 Record Date: MAR 06, 2015 Meeting Type: ANNUAL |
||||
Ticker: STAG
Security ID: 85254J102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Benjamin S. Butcher | Management | For | For |
1.2 | Elect Virgis W. Colbert | Management | For | For |
1.3 | Elect Jeffrey Furber | Management | For | For |
1.4 | Elect Larry T. Guillemette | Management | For | For |
1.5 | Elect Francis X. Jacoby III | Management | For | For |
1.6 | Elect Christopher P. Marr | Management | For | For |
1.7 | Elect Hans S. Weger | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
STORE CAPITAL CORP
Meeting Date: JUN 04, 2015 Record Date: APR 06, 2015 Meeting Type: ANNUAL |
||||
Ticker: STOR
Security ID: 862121100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Morton H. Fleischer | Management | For | For |
1.2 | Elect Christopher H. Volk | Management | For | For |
1.3 | Elect Mahesh Balakrishnan | Management | For | For |
1.4 | Elect Manish Desai | Management | For | For |
1.5 | Elect Joseph M. Donovan | Management | For | For |
1.6 | Elect Kenneth Liang | Management | For | For |
1.7 | Elect Rajath Shourie | Management | For | For |
1.8 | Elect Derek Smith | Management | For | For |
1.9 | Elect Quentin P. Smith Jr. | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
SUNTEC REAL ESTATE INVESTMENT TRUST
Meeting Date: APR 15, 2015 Record Date: APR 13, 2015 Meeting Type: ANNUAL |
||||
Ticker: SUN SP
Security ID: Y82954101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
3 | Authority to Issue Units w/ or w/o Preemptive Rights | Management | For | For |
TLG IMMOBILIEN AG
Meeting Date: JUN 25, 2015 Record Date: JUN 03, 2015 Meeting Type: ANNUAL |
||||
Ticker: TLG GR
Security ID: D8T622108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Non-Voting Meeting Note | Management | N/A | N/A |
4 | Non-Voting Agenda Item | Management | N/A | N/A |
5 | Allocation of Profits/Dividends | Management | For | For |
6 | Ratification of Management Board Acts | Management | For | For |
7 | Ratification of Supervisory Board Acts | Management | For | For |
8 | Appointment of Auditor | Management | For | For |
WERELDHAVE NV
Meeting Date: APR 24, 2015 Record Date: MAR 27, 2015 Meeting Type: ANNUAL |
||||
Ticker: WHA NA
Security ID: N95060120 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Allocation of Profits/Dividends | Management | For | For |
2 | Accounts and Reports | Management | For | For |
3 | Ratification of Management Board Acts | Management | For | For |
4 | Ratification of Supervisory Board Acts | Management | For | For |
5 | Amendment to Remuneration Policy | Management | For | For |
6 | Supervisory Board Fees | Management | For | For |
7 | Elect J.A.P. van Oosten to the Supervisory Board | Management | For | For |
8 | Elect H. J. van Everdingen to the Supervisory Board | Management | For | For |
9 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
10 | Authority to Suppress Preemptive Rights | Management | For | For |
11 | Authority to Repurchase Shares | Management | For | For |
12 | Appointment of Auditor | Management | For | For |
WESTFIELD CORPORATION
Meeting Date: MAY 14, 2015 Record Date: MAY 12, 2015 Meeting Type: ANNUAL |
||||
Ticker: WFD AU
Security ID: Q9701H107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Remuneration Report | Management | For | For |
3 | Elect Don Kingsborough | Management | For | For |
4 | Elect Michael Gutman | Management | For | For |
Prudential Income Builder Fund- Sub-advisor: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios 16
By: Stuart S. Parker*
Stuart S. Parker, President
* By: /s/ Jonathan D. Shain
Attorney-in-Fact
Date: August 27, 2015
POWER OF ATTORNEY
The undersigned Directors, Trustees and Officers of the Prudential Investments Mutual Funds, the Target Funds and The Prudential Variable Contract Accounts 2, 10 and 11 (collectively, the “Funds”), hereby constitute, appoint and authorize each of, Andrew French, Claudia DiGiacomo, Deborah A. Docs, Raymond A. O’Hara, Amanda S. Ryan, and Jonathan D. Shain, as true and lawful agents and attorneys-in-fact, to sign, execute and deliver on his or her behalf in the appropriate capacities indicated, any Registration Statements of the Funds on the appropriate forms, any and all amendments thereto (including pre- and post-effective amendments), and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5, as appropriate, to file the same, with all exhibits thereto, with the U.S. Securities and Exchange Commission (the “SEC”) and the securities regulators of appropriate states and territories, and generally to do all such things in his or her name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to comply with the provisions of the Securities Act of 1933, section 16(a) of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, all related requirements of the SEC and all requirements of appropriate states and territories. The undersigned do hereby give to said agents and attorneys-in-fact full power and authority to act in these premises, including, but not limited to, the power to appoint a substitute or substitutes to act hereunder with the same power and authority as said agents and attorneys-in-fact would have if personally acting. The undersigned do hereby approve, ratify and confirm all that said agents and attorneys-in-fact, or any substitute or substitutes, may do by virtue hereof.
/s/ Ellen S. Alberding Ellen S. Alberding |
/s/ Stephen P. Munn Stephen P. Munn | |
/s/ Kevin J. Bannon Kevin J. Bannon |
/s/ Stuart S. Parker Stuart S. Parker | |
/s/ Scott E. Benjamin Scott E. Benjamin |
/s/ James E. Quinn James E. Quinn | |
/s/ Linda W. Bynoe Linda W. Bynoe |
/s/ Richard A. Redeker Richard A. Redeker | |
/s/ Keith F. Hartstein Keith F. Hartstein |
/s/ Stephen Stoneburn Stephen Stoneburn | |
/s/ Michael S. Hyland Michael S. Hyland |
||
Dated: September 18, 2013 | ||
/s/ M. Sadiq Peshimam M. Sadiq Peshimam |
||
Dated: May 12, 2014 | ||
/s/ Grace C. Torres Grace C. Torres |
||
Dated: December 10, 2014 |