0001066605-23-000021.txt : 20230313
0001066605-23-000021.hdr.sgml : 20230313
20230313164459
ACCESSION NUMBER: 0001066605-23-000021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230309
FILED AS OF DATE: 20230313
DATE AS OF CHANGE: 20230313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harris Mark R
CENTRAL INDEX KEY: 0001650221
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25837
FILM NUMBER: 23727882
MAIL ADDRESS:
STREET 1: C/O HERCULES TECHNOLOGY GROWTH CAPITAL
STREET 2: 400 HAMILTON AVENUE, SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEIDRICK & STRUGGLES INTERNATIONAL INC
CENTRAL INDEX KEY: 0001066605
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EMPLOYMENT AGENCIES [7361]
IRS NUMBER: 362681268
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 233 S WACKER DRIVE
STREET 2: SUITE 4900
CITY: CHICAGO
STATE: IL
ZIP: 60606-6303
BUSINESS PHONE: 3124961200
MAIL ADDRESS:
STREET 1: 233 S WACKER DRIVE
STREET 2: SUITE 4900
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
wf-form4_167874028493043.xml
FORM 4
X0306
4
2023-03-09
0
0001066605
HEIDRICK & STRUGGLES INTERNATIONAL INC
HSII
0001650221
Harris Mark R
C/O HEIDRICK & STRUGGLES INT'L INC.
233 S. WACKER DRIVE, SUITE 4900
CHICAGO
IL
60606
0
1
0
0
Chief Financial Officer
Common Stock
2023-03-09
4
M
0
5335
33
A
29216.019
D
Common Stock
2023-03-09
4
F
0
2473
33
D
26743.019
D
Common Stock
2023-03-09
4
A
0
19558
33
A
46301.019
D
Common Stock
2023-03-09
4
F
0
9064
33
D
37237.019
D
Common Stock
2023-03-09
4
M
0
3608
33
A
40845.019
D
Common Stock
2023-03-09
4
F
0
1672
33
D
39173.019
D
Common Stock
2023-03-09
4
M
0
3486
33
A
42659.019
D
Common Stock
2023-03-09
4
F
0
1616
33
D
41043.019
D
2020 Restricted Stock Units
2023-03-09
4
M
0
5335
0
D
Common Stock
5335.0
0
D
2021 Restricted Stock Units
2023-03-09
4
M
0
3608
0
D
Common Stock
3608.0
3609
D
2022 Restricted Stock Units
2023-03-09
4
M
0
3486
0
D
Common Stock
3486.0
6974
D
Reflects the vesting of the third of three installments of Restricted Stock Units ("RSUs") granted on March 9, 2020 ("2020 RSUs"). RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.
RSUs convert into common stock on a one-for-one basis at the time of vesting
Reflects an aggregate of 2,473 shares of common stock retained by Heidrick & Struggles International, Inc. (the "Issuer") to satisfy tax withholding obligations with respect to 2020 RSUs that vested on March 9, 2023.
Reflects the vesting of 19,558 non-derivative Performance Stock Units ("PSUs") granted on March 9, 2020 ("2020 PSUs") for the three-year performance period ended December 31, 2022 and which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). PSUs are target-based equity grants that generally vest three years from the grant date if certain performance goals are achieved. The actual amounts to vest at the end of the performance period can range from 0% to 200% of target based on performance.
PSUs convert into common stock on a one-for-one basis at the time of vesting.
Reflects an aggregate of 9,064 shares of common stock retained by Issuer to satisfy tax withholding obligations with respect to 2020 PSUs that vested on March 9, 2023.
Reflects the vesting of the second of three installments of RSUs granted on March 9, 2021 ("2021 RSUs"). RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.
Reflects an aggregate of 1,672 shares of common stock retained by Issuer to satisfy tax withholding obligations with respect to 2021 RSUs that vested on March 9, 2023.
Reflects the vesting of the first of three installments of RSUs granted on March 9, 2022 ("2022 RSUs"). RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.
Reflects an aggregate of 1,616 shares of common stock retained by Issuer to satisfy tax withholding obligations with respect to 2022 RSUs that vested on March 9, 2023.
On March 9, 2020, the reporting person was granted 16,005 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.
On March 9, 2021, the reporting person was granted 10,825 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.
On March 9, 2022, the reporting person was granted 10,460 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.
/s/ Jose J. Castillo, Attorney-In-Fact
2023-03-13