0001066605-21-000025.txt : 20210310 0001066605-21-000025.hdr.sgml : 20210310 20210310175457 ACCESSION NUMBER: 0001066605-21-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210308 FILED AS OF DATE: 20210310 DATE AS OF CHANGE: 20210310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harris Mark R CENTRAL INDEX KEY: 0001650221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25837 FILM NUMBER: 21731083 MAIL ADDRESS: STREET 1: C/O HERCULES TECHNOLOGY GROWTH CAPITAL STREET 2: 400 HAMILTON AVENUE, SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEIDRICK & STRUGGLES INTERNATIONAL INC CENTRAL INDEX KEY: 0001066605 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EMPLOYMENT AGENCIES [7361] IRS NUMBER: 362681268 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O HEIDRICK & STRUGGLES INC STREET 2: 233 S WACKER DR STE 4200 CITY: CHICAGO STATE: IL ZIP: 60606-6303 BUSINESS PHONE: 3124961200 4 1 wf-form4_161541687907327.xml FORM 4 X0306 4 2021-03-08 0 0001066605 HEIDRICK & STRUGGLES INTERNATIONAL INC HSII 0001650221 Harris Mark R C/O HEIDRICK & STRUGGLES INT'L INC. 233 S. WACKER DRIVE, SUITE 4900 CHICAGO IL 60606 0 1 0 0 Chief Financial Officer Common Stock 2021-03-08 4 M 0 3066 37.96 A 8005.019 D Common Stock 2021-03-08 4 F 0 1421 37.96 D 6584.019 D Common Stock 2021-03-09 4 M 0 3284 36.95 A 9868.019 D Common Stock 2021-03-09 4 F 0 1522 36.95 D 8346.019 D Common Stock 2021-03-09 4 M 0 5335 36.95 A 13681.019 D Common Stock 2021-03-09 4 F 0 2473 36.95 D 11208.019 D 2019 Restricted Stock Units 2021-03-08 4 M 0 3066 0 D Common Stock 3066.0 3066 D 2018 Restricted Stock Units 2021-03-09 4 M 0 3284 0 D Common Stock 3284.0 0 D 2020 Restricted Stock Units 2021-03-09 4 M 0 5335 0 D Common Stock 5335.0 10670 D 2021 Restricted Stock Units 2021-03-09 4 A 0 10825 0 A Common Stock 10825.0 10825 D Reflects the vesting of the second of three installments of Restricted Stock Units ("RSUs") granted on March 8, 2019 ("2019 RSUs"). RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant. RSUs convert into common stock on a one-for-one basis at the time of vesting Reflects an aggregate of 1,421 shares of common stock retained by Issuer to satisfy tax withholding obligations with respect to 2019 RSUs that vested on March 8, 2021. Reflects the vesting of the third of three installments of Restricted Stock Units ("RSUs") granted on March 9, 2018 ("2018 RSUs"). RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant. Reflects an aggregate of 1,522 shares of common stock retained by Heidrick & Struggles International, Inc. (the "Issuer") to satisfy tax withholding obligations with respect to 2018 RSUs that vested on March 9, 2021. Reflects the vesting of the first of three installments of RSUs granted on March 9, 2020 ("2020 RSUs"). RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant. Reflects an aggregate of 2,473 shares of common stock retained by Issuer to satisfy tax withholding obligations with respect to 2020 RSUs that vested on March 9, 2021. On March 8, 2019, the reporting person was granted 9,198 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant. On March 9, 2018, the reporting person was granted 9,852 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant. On March 9, 2020, the reporting person was granted 16,005 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant. Each RSU represents a contingent right to receive one share of Issuer common stock. RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant. /s/ Kelly A Crosier, Attorney-In-Fact 2021-03-10